LGI - Lazard Global Total Return & Income Fund Inc - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	9	28	1	2	1	3	8	15	5
P	%wins				75	89	71	79	82	81	80
S	%ret	1	5	5	0	0	-1	-5	2	-2	-1
S	%wins				100	60	100	80	60	100	83

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/14/20 15:09	5/12/20	LGI	Fund	CEF	Closed-End Funds	Lacey Andrew	NY	H	Deputy C	S	-24	13.25	0	-2	-13	12	D
7/12/19 10:57	8/24/15	LGI	Fund	CEF	Closed-End Funds	Temple Ronald	NY	H	Portfoli	P	52	13.00	0	4		1	D
7/12/19 10:57	5/2/16	LGI	Fund	CEF	Closed-End Funds	Temple Ronald	NY	H	Portfoli	S.m	-64	12.91	0	-5	-83	1	D
5/12/16 16:07	5/11/16	LGI	Fund	CEF	Closed-End Funds	Snively Christopher	NY	O	CFO	P	7	12.70	0	1	New	1	D	-18	-16	-2	17	3	-1	-1	1	-1	0	3	10	11
6/24/13 16:03	6/24/13	LGI	Fund	CEF	Closed-End Funds	Lacey Andrew		H	Deputy C	P.a	77	15.39	0	5	83	11	D	18	21	8	-2	-10	-5	-4	-6	2	6	10	10	13	28
6/24/13 14:33	6/24/13	LGI	Fund	CEF	Closed-End Funds	Lacey Andrew		H	Deputy C	P	77	15.39	0	5	New	5	D	18	21	8	-2	-10	-5	-4	-6	-2	4	8	8	11	26
3/20/09 17:01	3/19/09	LGI	Fund	CEF	Closed-End Funds	Bhutani Ashish	NY	H	Chief Ex	P	189	9.43	0	20	New	20										9	14	16	37	68	85
2/2/09 15:54	2/2/09	LGI	Fund	CEF	Closed-End Funds	Simon Brian D		OH	Chief Co	P	0	0.00	0	0		0										2	4	-25	1	26	45
11/28/08 11:05	11/19/08	LGI	Fund	CEF	Closed-End Funds	Lacey Andrew	NY	H	Deputy C	P	53	10.59	0	5	500	6	D	-43	-48	-48	-41	-13	-12	-6	16	3	-3	14	-17	27	57
10/10/08 09:30	10/9/08	LGI	Fund	CEF	Closed-End Funds	Donald James Maitland		H	MD of LA	P	105	11.61	1	9	81	20	D	-39	-48	-43	-39	-39	-33	-26	-21	-6	12	13	18	3	51
9/19/08 13:59	9/17/08	LGI	Fund	CEF	Closed-End Funds	Ramachandran Ganesh	NY	H	Director	P	15	14.86	1	1	233	1	D	-11	-25	-19	-19	-16	-15	-10	-4	7	5	-14	-23	-37	6
7/16/08 17:05	7/15/08	LGI	Fund	CEF	Closed-End Funds	Donald James Maitland		H	MD of LA	P	75	17.15	0	4	66	11	D	3	-18	-16	-11	-15	-8	-4	-5	2	4	3	-30	-31	-23
3/12/08 13:21	3/10/08	LGI	Fund	CEF	Closed-End Funds	Donald James Maitland	NY	H	Director	P	58	18.71	0	3	87	7	D	19	-2	-5	-11	-4	-2	-2	0	0	-1	4	4	-9	-51
6/28/07 14:40	6/27/07	LGI	Fund	CEF	Closed-End Funds	Paul Nathan A	NY	OH	Secretar	S	-12	21.64	1	-1	-100	0	D	39	27	1	1	-2	0	-2	0	0	2	-1	4	10	-7
6/4/07 14:52	6/1/07	LGI	Fund	CEF	Closed-End Funds	Bhutani Ashish	NY	H	Chief Ex	S	-117	22.47	1	-5	-100	0	D	42	26	9	8	0	0	0	1	0	-2	-1	-3	0	-1
5/21/07 13:41	5/18/07	LGI	Fund	CEF	Closed-End Funds	Deconcini Robert	NY	H	Chariman	S	-39	22.41	1	-2	-100	0	D	42	22	10	3	1	-1	-1	0	0	-1	0	-9	-1	-1
5/17/07 08:49	5/15/07	LGI	Fund	CEF	Closed-End Funds	Kurzweil David	NY	O	Assistan	S	-3	22.42	0	0	-100	0	D	42	22	10	4	2	-1	-1	0	0	1	0	-10	1	0
5/16/07 18:16	5/14/07	LGI	Fund	CEF	Closed-End Funds	Charlton Michael	NY	H	Sr Manag	S	-46	22.51	0	-2	-100	0	D	43	21	11	4	2	-1	-2	0	0	0	-1	-7	-1	0
4/17/07 12:43	4/5/07	LGI	Fund	CEF	Closed-End Funds	Kurzweil David	NY	O	Assistan	P	2	22.27	0	0	190	0	D	39	27	13	3	12	3	2	2	0	0	0	3	4	-5
4/17/07 12:29	4/4/07	LGI	Fund	CEF	Closed-End Funds	Bhutani Ashish	NY	H	Chief Ex	P	50	22.27	0	2	76	5	D	39	27	13	3	12	3	2	2	0	0	0	3	4	-5
4/17/07 12:16	4/5/07	LGI	Fund	CEF	Closed-End Funds	Bhutani Ashish	NY	H	Chief Ex	P	23	22.27	0	1	17	7	D	39	27	13	3	12	3	2	2	0	0	0	3	4	-5
1/17/07 16:30	1/16/07	LGI	Fund	CEF	Closed-End Funds	Paul Nathan A	NY	OH	Secretar	P	4	22.17	1	0	57	1	D	35	28	20	9	4	0	-1	2	0	0	-1	2	5	1
9/15/06 10:23	9/14/06	LGI	Fund	CEF	Closed-End Funds	Kurzweil David		O	Assistan	P	5	20.55	1	0	New	0	D	31	15	8	10	2	1	-1	1	0	0	5	13	11	15
9/1/06 14:22	8/30/06	LGI	Fund	CEF	Closed-End Funds	Bhutani Ashish		H	Chief Ex	P	60	20.72	1	3	52	9	D	32	16	11	6	5	2	1	2	0	-2	0	9	7	16
5/30/06 13:18	5/26/06	LGI	Fund	CEF	Closed-End Funds	Paul Nathan A	NY	O	Officer	P	15	19.83	1	1	New	1										0	0	-5	4	13	25
3/8/06 16:32	3/8/06	LGI	Fund	CEF	Closed-End Funds	Lacey Andrew	NY	H	Deputy C	P	19	19.43	0	1	New	1										-1	1	3	4	11	20
3/31/05 15:50	3/31/05	LGI	Fund	CEF	Closed-End Funds	Ramachandran Ganesh	NY	H	Vice Pre	P	5	18.78	1	0	250	0	D			6	-1	-5	-5	-5	-3	1	3	0	1	4	12
3/31/05 10:11	3/30/05	LGI	Fund	CEF	Closed-End Funds	Donald James Maitland	NY	H	Director	P	38	18.82	1	2	250	3	D			6	-1	-5	-5	-5	-3	1	3	0	1	4	12
3/14/05 15:31	2/14/05	LGI	Fund	CEF	Closed-End Funds	Carroll Charles Laurence	NY	H	Deputy C	P	126	19.81	1	6	64	16	D			11	3	2	2	0	-1	0	0	-1	-2	1	5
1/13/05 10:58	1/12/05	LGI	Fund	CEF	Closed-End Funds	Carroll Charles Laurence	NY	H	Deputy C	P.a	89	19.41	1	5	85	10	D			14	7	1	1	0	-1	0	0	2	-1	-1	5
1/13/05 09:49	1/12/05	LGI	Fund	CEF	Closed-End Funds	Carroll Charles Laurence	NY	H	Deputy C	P	89	19.44	1	5	85	10	D			14	7	1	1	0	-1	0	0	2	-1	-1	5
11/5/04 17:59	11/3/04	LGI	Fund	CEF	Closed-End Funds	Carroll Charles Liam	NY	H	Deputy C	P	75	18.29	1	4	328	5	D			-4	16	5	0	7	3	-1	1	3	5	3	5
7/28/04 16:48	7/27/04	LGI	Fund	CEF	Closed-End Funds	Donald James Maitland	NY	H	Director	P	12	16.43	0	1	700	1	D					-10	-5	-8	-6	1	4	8	12	24	22
7/7/04 15:53	7/6/04	LGI	Fund	CEF	Closed-End Funds	Simon Brian D	NY	H	Asst. Se	P	2	17.30	0	0	New	0	D					-13	-5	1	2	-1	0	-4	9	16	14
7/1/04 11:40	7/1/04	LGI	Fund	CEF	Closed-End Funds	Ramachandran Ganesh	NY	H	Vice Pre	P	2	17.28	0	0	New	0	D					-15	-9	-3	-1	1	2	-4	7	16	17
6/29/04 10:16	6/28/04	LGI	Fund	CEF	Closed-End Funds	Donald James Maitland	NY	H	Director	P	2	17.40	0	0	New	0	D					-13	-7	-3	3	-1	0	-7	4	14	14

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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