RCKT - Rocket Pharmaceuticals, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	9	9	1	1	-4	-4	91	18	17
P	%wins				100	100	0	11	88	100	66

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
4/24/24 16:06	4/22/24	RCKT	Health	Drug	Pharmaceutical Preparations	Militello John	NJ	O	See Rema	S	-19	22.87	0	-1	-2	54	D
4/16/24 17:45	4/12/24	RCKT	Health	Drug	Pharmaceutical Preparations	Southwell David P	NJ	D		M.dm	433	4.34	0	100	657	115	D
4/16/24 17:45	4/12/24	RCKT	Health	Drug	Pharmaceutical Preparations	Southwell David P	NJ	D		S.dm	-1,946	24.32	0	-80	-41	115	D
4/10/24 20:39	4/8/24	RCKT	Health	Drug	Pharmaceutical Preparations	White Mark Andrew	NJ	O	See Rema	S	-309	24.64	0	-13	-14	75	D
3/25/24 20:58	3/21/24	RCKT	Health	Drug	Pharmaceutical Preparations	Makker Gotham	NJ	D		S	-7,791	28.43	0	-274	-43	366	I
3/25/24 20:54	3/21/24	RCKT	Health	Drug	Pharmaceutical Preparations	Militello John	NJ	O	See Rema	S.d	-70	28.10	0	-2	-4	55	D
3/4/24 18:54	2/29/24	RCKT	Health	Drug	Pharmaceutical Preparations	Militello John	NJ	O	See Rema	M.d	126	12.55	0	10	87	22	D
3/4/24 18:54	2/29/24	RCKT	Health	Drug	Pharmaceutical Preparations	Militello John	NJ	O	See Rema	S.d	-298	29.85	0	-10	-32	22	D
3/4/24 18:48	2/29/24	RCKT	Health	Drug	Pharmaceutical Preparations	Wilson Martin	NJ	O	GC	S	-120	29.33	0	-4	-18	19	D
2/21/24 20:54	2/16/24	RCKT	Health	Drug	Pharmaceutical Preparations	Wilson Martin	NJ	O	GC	S.d	-107	29.84	0	-4	-14	23	D
2/21/24 20:54	2/16/24	RCKT	Health	Drug	Pharmaceutical Preparations	Patel Kinnari	NJ	O	See Rema	S.d	-213	29.84	0	-7	-2	379	D
2/21/24 20:54	2/16/24	RCKT	Health	Drug	Pharmaceutical Preparations	Militello John	NJ	O	See Rema	S.d	-97	29.84	0	-3	-13	22	D
2/21/24 20:54	2/16/24	RCKT	Health	Drug	Pharmaceutical Preparations	Shah Gaurav	NJ	DO	CEO	S.d	-605	29.84	0	-20	-2	1,028	D
2/16/24 16:05	2/14/24	RCKT	Health	Drug	Pharmaceutical Preparations	Shah Gaurav	NJ	DO	CEO	M.d	0	0.00	0	47	5	981	D
2/16/24 16:05	2/14/24	RCKT	Health	Drug	Pharmaceutical Preparations	Patel Kinnari	NJ	O	See Rema	M.d	0	0.00	0	26	8	353	D
2/16/24 16:05	2/14/24	RCKT	Health	Drug	Pharmaceutical Preparations	Militello John	NJ	O	See Rema	M.d	0	0.00	0	6	62	16	D
2/16/24 16:05	2/14/24	RCKT	Health	Drug	Pharmaceutical Preparations	Wilson Martin	NJ	O	GC	M.d	0	0.00	0	10	New	10	D
1/23/24 16:22	1/22/24	RCKT	Health	Drug	Pharmaceutical Preparations	Militello John	NJ	O	See Rema	S	-17	27.20	0	-1	-6	10	D
1/22/24 16:05	1/18/24	RCKT	Health	Drug	Pharmaceutical Preparations	Militello John	NJ	O	See Rema	M.d	0	0.00	0	2	17	11	D
11/16/23 19:24	11/15/23	RCKT	Health	Drug	Pharmaceutical Preparations	Makker Gotham	NJ	D		S	-451	22.53	0	-20	-2	1,296	I
11/16/23 19:17	11/14/23	RCKT	Health	Drug	Pharmaceutical Preparations	Patel Kinnari	NJ	O	See Rema	M.d	0	0.00	0	4	1	328	D
11/16/23 19:09	11/14/23	RCKT	Health	Drug	Pharmaceutical Preparations	Shah Gaurav	NJ	DO	CEO	M.d	0	0.00	0	8	1	939	D
11/16/23 18:58	11/14/23	RCKT	Health	Drug	Pharmaceutical Preparations	Militello John	NJ	O	See Rema	M.d	0	0.00	0	1	8	9	D
10/25/23 09:38	10/20/23	RCKT	Health	Drug	Pharmaceutical Preparations	Militello John	NJ	O	See Rema	S	-10	17.06	0	-1	-6	9	D
10/20/23 18:37	2/17/23	RCKT	Health	Drug	Pharmaceutical Preparations	Militello John	NJ	O	See Rema	S.ad	-21	19.06	0	-1	-10	9	D
10/20/23 18:37	10/18/23	RCKT	Health	Drug	Pharmaceutical Preparations	Militello John	NJ	O	See Rema	M.ad	0	0.00	0	2	20	9	D
10/10/23 16:11	10/5/23	RCKT	Health	Drug	Pharmaceutical Preparations	Patel Kinnari	NJ	O	See Rema	M.d	0	0.00	0	3	1	324	I
10/2/23 21:02	9/28/23	RCKT	Health	Drug	Pharmaceutical Preparations	Makker Gotham	NJ	D		S.m	-316	21.07	0	-15	-1	1,316	I
8/21/23 16:05	8/17/23	RCKT	Health	Drug	Pharmaceutical Preparations	Patel Kinnari	NJ	O	See Rema	S	-24	15.47	0	-2	0	320	D
8/21/23 16:05	8/17/23	RCKT	Health	Drug	Pharmaceutical Preparations	Shah Gaurav	NJ	DO	CEO	S	-74	15.47	0	-5	-1	931	D
8/21/23 16:05	8/17/23	RCKT	Health	Drug	Pharmaceutical Preparations	Militello John	NJ	O	See Rema	S	-4	15.47	0	0	-5	6	D
8/15/23 16:17	8/14/23	RCKT	Health	Drug	Pharmaceutical Preparations	Militello John	NJ	O	See Rema	M.d	0	0.00	0	1	10	8	D
8/15/23 16:16	8/14/23	RCKT	Health	Drug	Pharmaceutical Preparations	Patel Kinnari	NJ	O	See Rema	M.d	0	0.00	0	4	1	322	D
8/15/23 16:06	8/14/23	RCKT	Health	Drug	Pharmaceutical Preparations	Shah Gaurav	NJ	DO	CEO	M.d	0	0.00	0	8	1	936	D
7/24/23 16:05	7/20/23	RCKT	Health	Drug	Pharmaceutical Preparations	Militello John	NJ	O	See Rema	S	-11	19.03	0	-1	-7	7	D
7/20/23 16:05	7/18/23	RCKT	Health	Drug	Pharmaceutical Preparations	Militello John	NJ	O	See Rema	M.d	0	0.00	0	2	26	8	D
5/19/23 16:05	5/17/23	RCKT	Health	Drug	Pharmaceutical Preparations	Shah Gaurav	NJ	DO	CEO	S	-88	21.38	0	-4	0	928	D
5/19/23 16:05	5/17/23	RCKT	Health	Drug	Pharmaceutical Preparations	Patel Kinnari	NJ	O	See Rema	S	-28	21.38	0	-1	0	318	D
5/19/23 16:05	5/17/23	RCKT	Health	Drug	Pharmaceutical Preparations	Militello John	NJ	O	See Rema	S	-5	21.38	0	0	-4	6	D
5/16/23 20:04	5/14/23	RCKT	Health	Drug	Pharmaceutical Preparations	Shah Gaurav	NJ	DO	CEO	M.d	0	0.00	0	8	1	932	D
5/16/23 20:01	5/14/23	RCKT	Health	Drug	Pharmaceutical Preparations	Militello John	NJ	O	See Rema	M.d	0	0.00	0	1	13	6	D
5/16/23 19:57	5/14/23	RCKT	Health	Drug	Pharmaceutical Preparations	Patel Kinnari	NJ	O	See Rema	M.d	0	0.00	0	4	1	319	D
4/25/23 18:33	4/21/23	RCKT	Health	Drug	Pharmaceutical Preparations	Militello John	NJ	O	See Rema	S	-44	18.65	0	-2	-29	6	D
4/20/23 18:34	4/18/23	RCKT	Health	Drug	Pharmaceutical Preparations	Militello John	NJ	O	See Rema	M.d	0	0.00	0	6	394	8	D
2/22/23 19:28	2/17/23	RCKT	Health	Drug	Pharmaceutical Preparations	Schwartz Jonathan David	NJ	O	See Rema	S	-68	19.06	0	-4	-4	95	D
2/22/23 19:28	2/17/23	RCKT	Health	Drug	Pharmaceutical Preparations	Militello John	NJ	O	See Rema	S	-24	19.06	0	-1	-44	2	D
2/22/23 19:27	2/17/23	RCKT	Health	Drug	Pharmaceutical Preparations	Shah Gaurav	NJ	DO	CEO	S	-232	19.06	0	-12	-2	537	D
2/22/23 19:25	2/14/23	RCKT	Health	Drug	Pharmaceutical Preparations	Schwartz Jonathan David	NJ	O	See Rema	M.ad	0	0.00	0	9	10	98	D
2/22/23 19:25	2/14/23	RCKT	Health	Drug	Pharmaceutical Preparations	Patel Kinnari	NJ	O	See Rema	M.ad	0	0.00	0	16	6	268	D
2/22/23 19:25	2/14/23	RCKT	Health	Drug	Pharmaceutical Preparations	Militello John	NJ	O	See Rema	M.ad	0	0.00	0	3	New	3	D
2/22/23 19:25	2/14/23	RCKT	Health	Drug	Pharmaceutical Preparations	Shah Gaurav	NJ	DO	CEO	M.ad	0	0.00	0	31	3	955	D
10/11/22 16:31	10/6/22	RCKT	Health	Drug	Pharmaceutical Preparations	Rtw Investments, LP	NY	DTH	See Rema	P	20,000	14.75	0	1,356	8	17,629	I
4/4/22 07:37	3/30/22	RCKT	Health	Drug	Pharmaceutical Preparations	Schwartz Jonathan David	NJ	O	See Rema	S.am	-2,188	16.21	0	-135	-60	90	D
4/1/22 16:51	3/30/22	RCKT	Health	Drug	Pharmaceutical Preparations	Schwartz Jonathan David	NJ	O	See Rema	S	-739	16.41	0	-45	-20	180	D
2/8/22 16:43	2/7/22	RCKT	Health	Drug	Pharmaceutical Preparations	Shah Gaurav	NJ	DO	CEO	P	382	17.34	0	22	2	924	D
6/21/21 16:52	6/16/21	RCKT	Health	Drug	Pharmaceutical Preparations	Makker Gotham	NJ	D		S.m	-1,644	46.85	0	-35	-3	1,296	I
5/13/21 19:49	5/11/21	RCKT	Health	Drug	Pharmaceutical Preparations	Rtw Investments, LP	NY	DT		S.d	-29,023	40.03	0	-725	-4	15,460	I
4/1/21 21:08	3/31/21	RCKT	Health	Drug	Pharmaceutical Preparations	Shah Gaurav	NJ	DO	CEO	M.d	128	1.69	0	76	9	932	D
3/26/21 18:17	3/24/21	RCKT	Health	Drug	Pharmaceutical Preparations	Patel Kinnari	NJ	O	COO	M.d	132	1.40	0	94	48	291	D
2/3/21 21:06	2/1/21	RCKT	Health	Drug	Pharmaceutical Preparations	Schwartz Jonathan David	NJ	O	Chief Me	M.d	277	1.23	0	225	New	225	D
12/30/20 16:50	12/28/20	RCKT	Health	Drug	Pharmaceutical Preparations	Patel Kinnari	NJ	O	COO	S	-951	56.72	0	-17	-8	197	D
12/14/20 19:19	12/10/20	RCKT	Health	Drug	Pharmaceutical Preparations	Rtw Investments, LP	NY	DT		P	13,872	56.00	0	248	1	17,530	I
3/26/20 19:48	3/24/20	RCKT	Health	Drug	Pharmaceutical Preparations	Shah Gaurav	NY	DO	P,CEO	M.d	39	0.4300	0	91	10	1,029	D
3/19/20 19:56	3/18/20	RCKT	Health	Drug	Pharmaceutical Preparations	Patel Kinnari	NY	O	COO	P	10	9.50	0	1	0	213	I
2/27/20 17:36	2/25/20	RCKT	Health	Drug	Pharmaceutical Preparations	Shah Gaurav	NY	DO	P,CEO	M.d	126	0.4332	0	290	43	971	D
12/12/19 15:43	12/10/19	RCKT	Health	Drug	Pharmaceutical Preparations	Rtw Investments, LP	NY	DT		P	5,006	22.25	0	225	1	17,282	I
4/18/19 16:14	4/16/19	RCKT	Health	Drug	Pharmaceutical Preparations	Rtw Investments, LP	NY	DT		P	9,625	17.50	0	550	3	17,057	I
3/5/19 19:23	3/1/19	RCKT	Health	Drug	Pharmaceutical Preparations	Shah Gaurav	NY	DO	See Rema	S.m	-1,286	17.17	0	-75	-10	687	D
12/21/18 17:00	12/20/18	RCKT	Health	Drug	Pharmaceutical Preparations	Patel Kinnari	NY	O	COO	M.d	68	1.21	0	56	56	156	D
12/14/18 21:06	12/13/18	RCKT	Health	Drug	Pharmaceutical Preparations	Southwell David P	NY	D		S	-589	15.19	0	-39	-29	95	D
12/10/18 17:03	11/28/18	RCKT	Health	Drug	Pharmaceutical Preparations	Southwell David P	NY	D		M.d	0	0.00	0	153		134	D
12/10/18 17:03	12/6/18	RCKT	Health	Drug	Pharmaceutical Preparations	Southwell David P	NY	D		S.dm	-873	15.13	0	-58	-30	134	D
12/10/18 17:01	12/6/18	RCKT	Health	Drug	Pharmaceutical Preparations	Patel Kinnari	NY	O	COO	P	85	14.98	0	6	6	101	I
8/3/18 19:03	8/1/18	RCKT	Health	Drug	Pharmaceutical Preparations	Yalamanchi Naveen	NY	D		S	-14	22.00	0	-1	-1	114	I
4/2/18 20:18	4/2/18	RCKT	Health	Drug	Pharmaceutical Preparations	Southwell David P	NY	D		M.d	0	0.00	0	22	131	39	D
9/18/17 16:35	9/14/17	ITEK	Health	Drug	Pharmaceutical Preparations	Ritter Dale	MA	O	VP,Finan	M.d	0	0.00	0	13	171	20	D
1/9/17 17:54	1/6/17	ITEK	Health	Drug	Pharmaceutical Preparations	Southwell David P	MA	DO	P,CEO	P	105	1.75	5	60	999%	63	D	-83	-80	-82	-72	-74	-76	-3	0	1	-3	3
5/17/16 18:50	5/13/16	ITEK	Health	Drug	Pharmaceutical Preparations	Carroll J Martin	MA	D		P	90	9.03	1	10	New	10	D	56	-17	36	17	-5	-13	2	1	4	-14	-22	-21
7/16/15 20:46	7/14/15	ITEK	Health	Drug	Pharmaceutical Preparations	Devon Park Associates, L.P.	PA	T		M.d	43	4.34	0	10	0	3,254	D			5	-9	5	10	4	-4	-2	169	79	48	51
2/25/15 20:36	2/23/15	ITEK	Health	Drug	Pharmaceutical Preparations	Pitango Venture Capital Principals Fund Iv, L.P.	L3	T		P.d	1,274	6.00	7	212	20	1,293	I							-1	1	0	-3	-3	107	18
2/25/15 18:19	2/23/15	ITEK	Health	Drug	Pharmaceutical Preparations	Karabelas Argeris N	NJ	DT		P.d	3,623	6.00	7	604	36	2,277	I							-1	1	0	-3	-3	107	18
2/25/15 18:16	2/23/15	ITEK	Health	Drug	Pharmaceutical Preparations	Care Capital II LLC	NJ	T		P.d	3,623	6.00	7	604	36	2,277	I							-1	1	0	-3	-3	107	18
2/25/15 18:15	2/23/15	ITEK	Health	Drug	Pharmaceutical Preparations	Rho Ventures IV Qp LP	NY	T		P.d	5,749	6.00	7	958	50	2,871	I							-1	1	0	-3	-3	107	18
2/25/15 18:12	2/23/15	ITEK	Health	Drug	Pharmaceutical Preparations	Kantesaria Devang	MA	T		P.d	4,885	6.00	7	814	34	3,244	I							-1	1	0	-3	-3	107	18
2/25/15 18:11	2/23/15	ITEK	Health	Drug	Pharmaceutical Preparations	Devon Park Bioventures LP	PA	T		P.d	4,885	6.00	7	814	34	3,244	I							-1	1	0	-3	-3	107	18
2/25/15 18:10	2/23/15	ITEK	Health	Drug	Pharmaceutical Preparations	Medimmune Ventures, Inc.	MD	T		P.d	2,500	6.00	7	417	28	1,918	I							-1	1	0	-3	-3	107	18

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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