Southwell David P - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	3	1	8	1	2	8	42	377	622	175
P	%wins				100	75	88	100	100	43	84

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
4/16/24 17:45	4/12/24	RCKT	Rocket Pharmaceuticals, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	NJ	D		M.dm	433	4.34	0	100	657	115	D
4/16/24 17:45	4/12/24	RCKT	Rocket Pharmaceuticals, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	NJ	D		S.dm	-1,946	24.32	0	-80	-41	115	D
5/20/22 16:15	5/18/22	TCRX	Tscan Therapeutics, Inc.	DE	Health	BioPrd	Biological Products, (No Diag	Southwell David P	MA	DO	CEO	P	90	3.59	0	25	17	172	D
12/27/21 16:30	12/23/21	TCRX	Tscan Therapeutics, Inc.	DE	Health	BioPrd	Biological Products, (No Diag	Southwell David P	MA	DO	CEO	M.d	96	1.97	0	49	50	147	D
9/9/21 16:43	9/8/21	TCRX	Tscan Therapeutics, Inc.	DE	Health	BioPrd	Biological Products, (No Diag	Southwell David P	MA	DO	CEO	P	96	8.73	0	11	13	98	D
12/14/18 21:06	12/13/18	RCKT	Rocket Pharmaceuticals, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	NY	D		S	-589	15.19	0	-39	-29	95	D
12/10/18 17:03	11/28/18	RCKT	Rocket Pharmaceuticals, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	NY	D		M.d	0	0.00	0	153		134	D
12/10/18 17:03	12/6/18	RCKT	Rocket Pharmaceuticals, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	NY	D		S.dm	-873	15.13	0	-58	-30	134	D
4/2/18 20:18	4/2/18	RCKT	Rocket Pharmaceuticals, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	NY	D		M.d	0	0.00	0	22	131	39	D
1/9/17 17:54	1/6/17	ITEK	Inotek Pharmaceuticals Corp	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	MA	DO	P,CEO	P	105	1.75	5	60	999%	63	D		-83	-80	-82	-72	-74	-76	-3	0	1	-3	3
12/7/10 13:42	12/6/10	TCRD	Thl Credit, Inc.		Fund	CEF	Closed-End Funds	Southwell David P	MA	D		P	157	13.00	1	12	46	39	D			18	16	4	2	1	0	2	3	3	6	4	1
11/29/10 16:12	11/24/10	TCRD	Thl Credit, Inc.		Fund	CEF	Closed-End Funds	Southwell David P	MA	D		P	3	12.84	1	0	1	26	D			11	7	4	2	2	1	0	-1	2	4	4	-7
11/29/10 16:11	11/22/10	TCRD	Thl Credit, Inc.		Fund	CEF	Closed-End Funds	Southwell David P	MA	D		P.am	3	12.83	1	0	1	26	D			11	7	4	2	2	1	0	-1	2	4	4	-7
11/24/10 10:11	11/22/10	TCRD	Thl Credit, Inc.		Fund	CEF	Closed-End Funds	Southwell David P	MA	D		P.m	3	12.83	1	0	1	26	D			17	11	5	1	2	1	0	1	3	5	6	-3
11/22/10 16:37	11/18/10	TCRD	Thl Credit, Inc.		Fund	CEF	Closed-End Funds	Southwell David P	MA	D		P.m	153	12.84	0	12	84	26	D			13	16	7	3	3	1	0	2	2	4	5	-1
11/18/10 17:05	11/16/10	TCRD	Thl Credit, Inc.		Fund	CEF	Closed-End Funds	Southwell David P	MA	D		P.m	181	12.84	0	14	New	14	D			8	12	6	3	1	2	1	1	4	4	7	0
6/2/10 16:55	6/1/10	HGSI	Human Genome Sciences Inc	DE	Health	Diagn	In Vitro & In Vivo Diagnostic	Southwell David P	MD	O	David So	M.d	102	5.76	33	18	24	91	D	323	804	-8	-17	-16	-1	8	5	1	-10	-14	11	-6	5
5/22/09 16:17	5/20/09	BSMD	Biosphere Medical Inc	DE	Health	MdEq	Surgical & Medical Instrument	Southwell David P	MA	D		M.d	2	0.8130	0	2	New	2	D
3/16/09 17:13	3/13/09	HGSI	Human Genome Sciences Inc	DE	Health	Diagn	In Vitro & In Vivo Diagnostic	Southwell David P	MD	D		P	52	0.7170	4	73	New	73										4	11	50	308	999	999
9/12/07 16:36	9/10/07	SEPR	Sepracor Inc /de/	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	MA	O	CFO	S	-232	27.98	0	-8	-13	57	D
9/12/07 16:34	9/10/07	SEPR	Sepracor Inc /de/	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	MA	O	CFO	S	-584	27.57	0	-21	-25	65	D
9/12/07 16:33	9/10/07	SEPR	Sepracor Inc /de/	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	MA	O	CFO	M.d	312	6.24	0	50	137	86	D
9/12/07 16:33	9/10/07	SEPR	Sepracor Inc /de/	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	MA	O	CFO	S.d	-560	27.29	0	-21	-19	86	D
9/6/07 16:50	9/4/07	SEPR	Sepracor Inc /de/	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	MA	O	CFO	S	-500	29.23	0	-17	-23	57	D
9/6/07 16:49	9/4/07	SEPR	Sepracor Inc /de/	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	MA	O	CFO	S	-477	29.29	0	-16	-18	74	D
9/6/07 16:47	9/4/07	SEPR	Sepracor Inc /de/	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	MA	O	CFO	M.d	312	6.24	0	50	124	90	D
9/6/07 16:47	9/4/07	SEPR	Sepracor Inc /de/	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	MA	O	CFO	S.d	-622	29.05	0	-21	-19	90	D
7/19/07 16:44	7/17/07	SEPR	Sepracor Inc /de/	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	MA	O	CFO	M.d	39	19.31	0	2	3	62	D
10/27/05 16:54	10/25/05	SEPR	Sepracor Inc /de/	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	MA	O	CFO	M.d	624	6.24	0	100		27	I
10/27/05 16:54	10/25/05	SEPR	Sepracor Inc /de/	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	MA	O	CFO	S.d	-5,665	56.65	0	-100	-79	27	I
5/13/04 16:32	5/12/04	SEPR	Sepracor Inc /de/	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	MA	O	EVP,CFO	S	-1,676	46.88	0	-36	-6	575	D
5/13/04 16:11	5/12/04	SEPR	Sepracor Inc /de/	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	MA	O	EVP,CFO	M.d	1,043	12.13	0	86	16	611	D
5/13/04 16:11	5/12/04	SEPR	Sepracor Inc /de/	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	MA	O	EVP,CFO	S.d	-2,330	46.36	0	-50	-8	611	D
5/12/04 17:00	5/11/04	SEPR	Sepracor Inc /de/	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	MA	O	EVP,CFO	S	-113	46.66	0	-2	0	661	D
5/12/04 16:54	5/11/04	SEPR	Sepracor Inc /de/	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	MA	O	EVP,CFO	S	-5,237	46.43	0	-113	-15	664	D
5/12/04 16:26	5/11/04	SEPR	Sepracor Inc /de/	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	MA	O	EVP,CFO	M.d	1,028	6.68	0	154	25	777	D
5/12/04 16:26	5/11/04	SEPR	Sepracor Inc /de/	DE	Health	Drug	Pharmaceutical Preparations	Southwell David P	MA	O	EVP,CFO	S.d	-3,402	46.10	0	-74	-9	777	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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