FCRD - First Eagle Alternative Capital Bdc, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	16	121	1	1	1	4	7	10	4
P	%wins				74	75	64	76	79	68	73
S	%ret	1	2	3	1	-1	-0	-8	-6	3	-2
S	%wins				33	67	67	100	100	50	69

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/17/22 12:22	3/16/22	FCRD	Fund	CEF	Closed-End Funds	Hickey Robert J.	IL	H	Portfoli	P	8	4.29	0	2	3	72	D
12/6/21 11:48	12/2/21	FCRD	Fund	CEF	Closed-End Funds	Flynn Christopher J.	MA	DO	CEO	P.m	119	4.74	0	25	18	167	D
8/11/21 13:56	8/10/21	FCRD	Fund	CEF	Closed-End Funds	Rusnak-Carlson Sabrina	MA	O	GC,Secre	S	-39	4.73	0	-8	-39	13	D
5/18/20 14:01	5/15/20	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P	10	2.74	0	4	3	133	D
4/23/20 19:39	4/21/20	TCRD	Fund	CEF	Closed-End Funds	Flynn Christopher J.	MA	DO	CEO	S	-91	2.97	0	-31	-18	141	D
3/16/20 18:54	3/16/20	TCRD	Fund	CEF	Closed-End Funds	Rusnak-Carlson Sabrina	MA	O	GC,Secre	P	15	2.80	0	5	76	12	D
3/16/20 18:52	3/16/20	TCRD	Fund	CEF	Closed-End Funds	Flynn Christopher J.	MA	DO	CEO	P	23	2.87	0	8	18	51	D
3/16/20 16:01	3/13/20	TCRD	Fund	CEF	Closed-End Funds	Mahmud Medhi	NY	O	CEO	P	138	3.70	0	37	New	37	D
3/13/20 09:35	3/10/20	TCRD	Fund	CEF	Closed-End Funds	Flynn Christopher J.	MA	DO	CEO	P	24	3.20	0	8	21	43	D
3/13/20 09:34	3/12/20	TCRD	Fund	CEF	Closed-End Funds	Fellows James R	IL	H	CIO of A	P	99	3.10	0	32	119	59	D
3/11/20 14:49	3/10/20	TCRD	Fund	CEF	Closed-End Funds	Flynn Christopher J.	MA	DO	CEO	P	52	4.63	0	11	46	36	D
5/30/19 15:29	5/29/19	TCRD	Fund	CEF	Closed-End Funds	Giambastiani Edmund P Jr	MA	D		P	10	6.70	0	1	New	1	D
3/20/19 14:48	3/15/19	TCRD	Fund	CEF	Closed-End Funds	Nelson Jane Musser	MA	D		P	25	6.74	0	4	New	4	D
7/9/18 17:27	7/9/18	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P.m	461	8.18	0	56	5	1,224	I
7/5/18 16:11	7/3/18	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P.m	329	8.07	0	41	4	1,184	I
6/29/18 16:21	6/29/18	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P.m	450	7.94	0	57	5	1,124	I
6/26/18 17:24	6/26/18	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P.m	415	7.93	0	52	5	1,072	I
6/21/18 17:55	6/21/18	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P.m	432	7.98	0	54	6	1,016	I
6/18/18 16:37	6/18/18	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P.m	254	8.01	0	32	3	980	I
6/15/18 18:05	6/14/18	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P.m	214	8.24	0	26	3	954	I
6/13/18 14:05	6/12/18	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P.m	217	8.33	0	26	3	928	I
6/11/18 16:36	6/8/18	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P.m	179	8.10	0	22	3	904	I
6/7/18 14:52	6/6/18	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P.m	175	7.96	0	22	3	882	I
6/4/18 17:59	6/4/18	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P.m	149	7.88	0	19	2	863	I
6/1/18 15:12	5/31/18	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P.m	262	7.81	0	34	4	829	I
5/29/18 17:44	5/25/18	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P.m	2,903	7.84	0	370	390	465	I
3/15/18 13:41	3/14/18	TCRD	Fund	CEF	Closed-End Funds	Tillinghast Sam W.	MA	H	Former C	S	-328	8.12	0	-40	-100	0	D
3/13/18 16:02	3/12/18	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P	10	8.21	0	1	3	45	D
3/13/18 15:58	3/12/18	TCRD	Fund	CEF	Closed-End Funds	Tillinghast Sam W.	MA	H	Former C	S	-411	8.22	0	-50	-55	40	D
3/13/18 15:56	3/12/18	TCRD	Fund	CEF	Closed-End Funds	Flynn Christopher J.	MA	DO	CEO	P	12	8.22	0	2	4	35	D
3/13/18 15:54	3/12/18	TCRD	Fund	CEF	Closed-End Funds	Fellows James R	IL	H	CIO of A	P	124	8.29	0	15	125	27	D
3/12/18 13:27	3/9/18	TCRD	Fund	CEF	Closed-End Funds	Rusnak-Carlson Sabrina	MA	O	GC,CCO	P.a	10	8.30	0	1	20	7	D
3/12/18 12:44	3/9/18	TCRD	Fund	CEF	Closed-End Funds	Tillinghast Sam W.	MA	H	Former C	S	-309	8.28	0	-37	-29	90	D
3/12/18 12:43	3/9/18	TCRD	Fund	CEF	Closed-End Funds	Rusnak-Carlson Sabrina	MA	O	GC,CCO	P	0	8.30	0	0	0	7	D
9/5/17 19:04	9/1/17	TCRD	Fund	CEF	Closed-End Funds	Flynn Christopher J.	MA	DO	Co-CEO	P	12	9.30	0	1	4	36	D
9/1/17 10:48	8/30/17	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P	18	9.32	0	2	5	43	D
6/15/17 13:38	6/14/17	TCRD	Fund	CEF	Closed-End Funds	Flynn Christopher J.	MA	DO	Co-CEO	P	9	9.90	0	1	3	34	D
6/8/17 12:03	6/6/17	TCRD	Fund	CEF	Closed-End Funds	Tillinghast Sam W.	MA	DO	Co-CEO	P	50	10.01	0	5	4	128	D
5/15/17 10:50	5/11/17	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P	10	9.85	1	1	3	40	D	5	5	12	-3	-2	-2	0	-2
3/16/17 12:46	3/14/17	TCRD	Fund	CEF	Closed-End Funds	Tillinghast Sam W.	MA	DO	Co-CEO	P	48	9.65	1	5	4	123	D	2	8	4	-1	-5	-7	-5	-1	-1	0	4
3/16/17 12:45	3/14/17	TCRD	Fund	CEF	Closed-End Funds	Rusnak-Carlson Sabrina	MA	O	GC,Secre	P	19	9.62	1	2	53	6	D	2	8	4	-1	-5	-7	-5	-1	-1	0	4
3/16/17 12:43	3/14/17	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P	7	9.68	1	1	2	38	D	2	8	4	-1	-5	-7	-5	-1	-1	0	4
3/16/17 12:43	3/14/17	TCRD	Fund	CEF	Closed-End Funds	Flynn Christopher J.	MA	DO	Co-CEO	P	15	9.68	1	2	5	34	D	2	8	4	-1	-5	-7	-5	-1	-1	0	4
3/16/17 12:42	3/14/17	TCRD	Fund	CEF	Closed-End Funds	Fellows James R	IL	H	CIO of A	P	116	9.69	1	12	New	12	D	2	8	4	-1	-5	-7	-5	-1	-1	0	4
12/6/16 13:44	12/5/16	TCRD	Fund	CEF	Closed-End Funds	Flynn Christopher J.	MA	DO	Co-CEO,C	P	26	10.32	2	3	8	32	D	1	2	1	5	10	7	0	0	0	-2	5	2
12/5/16 12:07	12/2/16	TCRD	Fund	CEF	Closed-End Funds	Tillinghast Sam W.	MA	DO	Co-CEO,C	P	52	10.34	2	5	5	115	D	0	1	0	4	10	5	0	-1	1	1	5	3
12/5/16 10:43	12/2/16	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P	16	10.35	2	2	4	36	D	0	1	0	4	10	5	0	-1	1	1	5	3
5/18/16 15:05	5/16/16	TCRD	Fund	CEF	Closed-End Funds	Kern James D.	MA	D		P	21	10.57	1	2	100	4	D	2	-3	0	20	-5	-7	0	0	1	2	2	-2	-2
5/18/16 15:03	5/16/16	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P	11	10.63	1	1	3	33	D	2	-3	0	20	-5	-7	0	0	1	2	2	-2	-2
5/18/16 15:02	5/17/16	TCRD	Fund	CEF	Closed-End Funds	Flynn Christopher J.	MA	DO	Co-CEO,C	P	21	10.66	1	2	7	30	D	2	-3	0	20	-5	-7	0	0	1	2	2	-2	-2
5/12/16 16:35	5/11/16	TCRD	Fund	CEF	Closed-End Funds	Rusnak-Carlson Sabrina	MA	O	GC,Secre	P	15	10.77	1	1	58	4	D	1	1	0	27	-1	-3	-4	2	0	1	3	-2	-8
5/12/16 16:34	5/11/16	TCRD	Fund	CEF	Closed-End Funds	McAneny Deborah H	MA	D		P	103	10.88	1	10	New	10	D	1	1	0	27	-1	-3	-4	2	0	1	3	-2	-8
5/11/16 14:22	5/10/16	TCRD	Fund	CEF	Closed-End Funds	Kern James D.	MA	D		P	21	10.43	1	2	New	2	D	1	-1	-3	22	-3	-7	-7	-5	3	1	5	0	-8
5/11/16 14:22	5/10/16	TCRD	Fund	CEF	Closed-End Funds	Hughes Keith W	MA	D		S	-206	10.31	1	-20	-77	6	D	1	-1	-3	22	-3	-7	-7	-5	3	1	5	0	-8
3/17/16 12:33	3/15/16	TCRD	Fund	CEF	Closed-End Funds	Flynn Christopher J.	MA	DO	Co-CEO,C	P	9	10.21	1	1	3	28	D	-10	-4	-7	4	14	11	2	3	5	3	9	6	2	6
3/17/16 12:32	3/15/16	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P	10	10.27	1	1	3	31	D	-10	-4	-7	4	14	11	2	3	5	3	9	6	2	6
3/17/16 12:31	3/15/16	TCRD	Fund	CEF	Closed-End Funds	Rusnak-Carlson Sabrina	MA	O	GC,Secre	P	25	10.42	1	2	New	2	D	-10	-4	-7	4	14	11	2	3	5	3	9	6	2	6
3/17/16 12:28	3/15/16	TCRD	Fund	CEF	Closed-End Funds	Tillinghast Sam W.	MA	DO	Co-CEO,C	P	51	10.24	1	5	5	103	D	-10	-4	-7	4	14	11	2	3	5	3	9	6	2	6
12/15/15 15:21	12/14/15	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P	10	10.17	1	1	3	30	D	-23	-4	-12	-10	-9	-12	-10	-7	10	9	-2	4	10	11
12/15/15 15:20	12/14/15	TCRD	Fund	CEF	Closed-End Funds	Flynn Christopher J.	MA	DO	Co-CEO,C	P	12	10.17	1	1	5	27	D	-23	-4	-12	-10	-9	-12	-10	-7	10	9	-2	4	10	11
12/15/15 15:20	12/14/15	TCRD	Fund	CEF	Closed-End Funds	Tillinghast Sam W.	MA	DO	Co-CEO,C	P	71	10.17	1	7	8	95	D	-23	-4	-12	-10	-9	-12	-10	-7	10	9	-2	4	10	11
12/2/15 16:06	11/30/15	TCRD	Fund	CEF	Closed-End Funds	Hughes Keith W	MA	D		S	-280	11.68	1	-24	-48	26	D	-14	2	0	-1	-2	4	4	1	-1	-4	-6	-11	0	0
8/24/15 11:55	8/21/15	TCRD	Fund	CEF	Closed-End Funds	Tillinghast Sam W.	MA	DO	Co-CEO,C	P	50	11.97	2	4	5	86	D	-3	-4	7	-1	7	2	-3	-2	-2	3	-3	-2	-18	-5
8/24/15 11:54	8/21/15	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P	25	12.02	2	2	8	28	D	-3	-4	7	-1	7	2	-3	-2	-2	3	-3	-2	-18	-5
8/24/15 11:53	8/21/15	TCRD	Fund	CEF	Closed-End Funds	Flynn Christopher J.	MA	DO	Co-CEO,C	P	25	12.00	2	2	9	25	D	-3	-4	7	-1	7	2	-3	-2	-2	3	-3	-2	-18	-5
6/11/15 18:24	6/10/15	TCRD	Fund	CEF	Closed-End Funds	Flynn Christopher J.	MA	DO	Co-CEO,C	P	24	12.45	1	2	9	23	D	-1	3	5	2	2	0	0	-2	1	1	-7	1	-4	-1
6/11/15 18:24	6/10/15	TCRD	Fund	CEF	Closed-End Funds	Sullivan Stephanie Pare	MA	O	GC	P.m	13	12.17	1	1	8	14	D	-1	3	5	2	2	0	0	-2	1	1	-7	1	-4	-1
6/11/15 18:24	6/10/15	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P	21	12.43	1	2	7	25	D	-1	3	5	2	2	0	0	-2	1	1	-7	1	-4	-1
6/5/15 09:24	6/3/15	TCRD	Fund	CEF	Closed-End Funds	Stropp Wendell Hunter	MA	O	P	P	20	12.60	1	2	8	21	D	2	6	1	8	2	5	0	1	0	-1	-7	1	-2	-1
3/20/15 15:50	3/13/15	TCRD	Fund	CEF	Closed-End Funds	Tillinghast Sam W.	MA	DO	Co-CEO,C	P.a	49	12.36	2	4	5	78	D	-3	-4	-6	8	9	1	0	0	0	3	3	5	3	3
3/16/15 17:23	3/13/15	TCRD	Fund	CEF	Closed-End Funds	Hughes Keith W	MA	D		P	129	12.40	2	10	26	50	D	-4	-5	-6	3	14	5	2	1	0	1	4	6	5	-4
3/16/15 11:22	3/13/15	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P	25	12.32	2	2	10	23	D	-4	-5	-6	3	14	5	2	1	-2	-1	2	4	4	-5
3/16/15 11:21	3/13/15	TCRD	Fund	CEF	Closed-End Funds	Flynn Christopher J.	MA	DO	Co-CEO,C	P	25	12.40	2	2	10	21	D	-4	-5	-6	3	14	5	2	1	-2	-1	2	4	4	-5
3/16/15 11:21	3/13/15	TCRD	Fund	CEF	Closed-End Funds	Tillinghast Sam W.	MA	DO	Co-CEO,C	P	47	12.36	2	4	5	78	D	-4	-5	-6	3	14	5	2	1	-2	-1	2	4	4	-5
12/17/14 15:31	12/15/14	TCRD	Fund	CEF	Closed-End Funds	Flynn Christopher J.	MA	O	Co-CEO,C	P.a	35	11.72	3	3	18	19	D	-2	-23	-12	-14	-10	-13	-10	-5	4	2	-4	8	14	11
12/17/14 11:44	12/15/14	TCRD	Fund	CEF	Closed-End Funds	Tillinghast Sam W.	MA	O	Co-CEO,C	P	59	11.82	3	5	7	72	D	-2	-23	-12	-14	-10	-13	-10	-5	4	2	-4	8	14	11
12/17/14 11:44	12/15/14	TCRD	Fund	CEF	Closed-End Funds	Flynn Christopher J.	MA	O	Co-CEO,C	P	35	11.72	3	3	18	19	D	-2	-23	-12	-14	-10	-13	-10	-5	4	2	-4	8	14	11
12/16/14 15:28	12/12/14	TCRD	Fund	CEF	Closed-End Funds	Sommers John A.	MA	D		P	24	11.78	2	2	4	49	I	1	-21	-8	-12	-7	-10	-9	-3	-3	-1	-6	6	11	7
12/10/14 11:01	12/8/14	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P	11	12.58	2	1	5	20	D	7	-17	-1	-6	0	-4	-5	-3	-3	-9	-6	1	3	-2
12/10/14 10:45	12/8/14	TCRD	Fund	CEF	Closed-End Funds	Sommers John A.	MA	D		P	25	12.68	2	2	4	47	I	7	-17	-1	-6	0	-4	-5	-3	-3	-9	-6	1	3	-2
12/10/14 10:45	12/8/14	TCRD	Fund	CEF	Closed-End Funds	Sullivan Stephanie Pare	MA	O	GC	P	13	12.55	2	1	8	13	D	7	-17	-1	-6	0	-4	-5	-3	-3	-9	-6	1	3	-2
12/9/14 10:37	12/5/14	TCRD	Fund	CEF	Closed-End Funds	Flynn Christopher J.	MA	O	Co-CEO,C	P	15	12.88	2	1	7	17	D	5	-18	-2	-8	-1	-4	-6	-4	1	-5	-4	3	5	0
12/8/14 11:11	12/4/14	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P	20	13.10	2	2	9	19	D	9	-15	0	-7	1	-1	-3	-2	-2	-7	-6	-2	3	-1
9/11/14 16:17	9/10/14	TCRD	Fund	CEF	Closed-End Funds	Sullivan Stephanie Pare	MA	O	GC	P	3	13.88	2	0	2	12	D	21	-4	1	6	2	0	-2	-2	1	-1	-6	-6	-6	-2
8/29/14 12:28	8/28/14	TCRD	Fund	CEF	Closed-End Funds	Flynn Christopher J.	MA	O	Co-CEO,C	P	77	14.00	2	6	56	15	D	24	-1	-7	8	3	6	2	1	1	1	-3	-3	-9	-2
8/29/14 11:51	8/27/14	TCRD	Fund	CEF	Closed-End Funds	Sullivan Stephanie Pare	MA	O	GC	P	6	13.80	2	0	4	12	D	24	-1	-7	8	3	6	2	1	1	1	-3	-3	-9	-2
8/28/14 10:48	8/26/14	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P.m	28	13.94	2	2	13	17	D	22	0	-8	6	2	5	1	0	1	2	-1	-2	-8	-1
6/6/14 10:03	5/15/14	TCRD	Fund	CEF	Closed-End Funds	Sommers John A.	MA	D		P.a	26	12.87	4	2	5	44	I	31	-2	-17	-7	-3	4	0	1	1	2	7	8	3	5
5/19/14 15:30	5/16/14	TCRD	Fund	CEF	Closed-End Funds	Hunt James K	MA	DOH	CEO,CIO	P	39	12.91	4	3	1	259	D	24	-8	-16	-15	-6	-4	-1	-1	2	4	5	6	5	5
5/19/14 14:58	5/15/14	TCRD	Fund	CEF	Closed-End Funds	Sommers John A.	MA	D		P	26	12.87	4	2	5	42	I	24	-8	-16	-15	-6	-4	-1	-1	2	4	5	6	5	5
3/17/14 15:22	3/14/14	TCRD	Fund	CEF	Closed-End Funds	Sommers John A.	MA	D		P	28	14.06	5	2	5	41	I	35	1	-5	-12	-9	-10	-7	1	0	0	-3	-4	2	-6
3/14/14 09:13	3/12/14	TCRD	Fund	CEF	Closed-End Funds	Downes David K	MA	D		P	200	14.39	5	14	131	25	D	34	1	-5	-12	-10	-9	-7	0	0	-1	-4	-3	2	-5
3/13/14 15:32	3/11/14	TCRD	Fund	CEF	Closed-End Funds	Sommers John A.	MA	D		P	29	14.37	5	2	5	39	I	37	1	-5	-13	-9	-9	-9	0	0	-2	-3	-4	1	-4
11/26/13 17:11	11/25/13	TCRD	Fund	CEF	Closed-End Funds	Stropp Wendell Hunter	MA	OH	Co-P ,	P	15	16.80	3	1	6	17	D	74	28	15	12	6	3	3	2	1	1	1	-3	-16	-12
11/14/13 16:47	11/12/13	TCRD	Fund	CEF	Closed-End Funds	Hunt James K	MA	DOH	CEO,CIO	P	0	16.25	4	0	0	256	I	66	30	10	10	6	-1	-2	1	0	1	2	-2	-16	-12
8/26/13 17:09	8/22/13	TCRD	Fund	CEF	Closed-End Funds	Stropp Wendell Hunter	MA	OH	Co-P ,	P.m	33	15.39	4	2	0	4,153	D	70	23	6	4	0	-1	1	2	-1	2	4	11	6	-1
8/22/13 14:36	8/20/13	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P	27	15.26	4	2	15	14	D	66	20	4	1	-1	-3	-3	0	1	3	7	11	10	2
6/5/13 16:59	6/3/13	TCRD	Fund	CEF	Closed-End Funds	Sullivan Stephanie Pare	MA	O	GC,CCO	P	13	15.10	4	1	8	11	D	38	31	10	1	1	-2	0	-1	1	2	3	7	17	-2
5/28/13 16:32	5/24/13	TCRD	Fund	CEF	Closed-End Funds	Hughes Keith W	MA	D		P	92	15.38	3	6	18	40	D	39	29	13	2	7	0	-1	-1	0	0	0	4	15	-3
5/23/13 17:36	5/23/13	TCRD	Fund	CEF	Closed-End Funds	Hunt James K	MA	DOH	CEO,CIO	P	76	15.25	3	5	1	510	M	39	35	13	2	3	1	-1	-2	0	1	2	2	13	-4
5/23/13 16:57	5/23/13	TCRD	Fund	CEF	Closed-End Funds	Stropp Wendell Hunter	MA	OH	Co-P ,	P	19	15.19	3	1	9	16	D	39	35	13	2	3	1	-1	-2	0	1	2	2	13	-4
5/23/13 16:57	5/21/13	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P	16	15.54	3	1	9	12	D	39	35	13	2	3	1	-1	-2	0	1	2	2	13	-4
3/19/13 14:10	3/15/13	TCRD	Fund	CEF	Closed-End Funds	Stropp Wendell Hunter	MA	OH	Co-P ,	P	13	15.27	5	1	0	2,062	D	35	34	14	12	6	3	2	0	-2	0	-8	1	6	0
3/15/13 15:12	3/13/13	TCRD	Fund	CEF	Closed-End Funds	Hughes Keith W	MA	D		P	153	15.34	4	10	43	34	D	44	34	17	13	5	2	3	1	1	1	-8	0	6	1
3/15/13 15:11	3/13/13	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P	31	15.28	4	2	23	11	D	44	34	17	13	5	2	3	1	1	1	-8	0	6	1
3/15/13 15:10	3/14/13	TCRD	Fund	CEF	Closed-End Funds	Sullivan Stephanie Pare	MA	O	GC,CCO	P	11	15.28	4	1	8	10	D	44	34	17	13	5	2	3	1	1	1	-8	0	6	1
12/18/12 15:42	12/14/12	TCRD	Fund	CEF	Closed-End Funds	Sommers John A.	MA	D		P	11	14.06	2	1	2	33	I	30	37	14	1	1	2	0	0	1	4	4	11	8	26
12/11/12 14:49	12/7/12	TCRD	Fund	CEF	Closed-End Funds	Stropp Wendell Hunter	MA	OH	Co-P ,	P	17	14.34	2	1	0	4,068	D	28	36	16	6	1	2	0	0	0	1	7	11	11	29
12/10/12 13:59	12/6/12	TCRD	Fund	CEF	Closed-End Funds	Sullivan Stephanie Pare	MA	O	GC,CCO	P	10	14.20	2	1	8	9	D	28	32	16	5	1	3	1	0	0	0	7	11	11	29
11/28/12 17:03	11/27/12	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P	14	14.23	3	1	14	8	D	31	38	17	6	2	-2	5	0	1	1	5	11	13	29
11/15/12 14:36	11/13/12	TCRD	Fund	CEF	Closed-End Funds	Sommers John A.	MA	D		P	21	13.97	2	2	5	32	I	23	19	8	-2	-6	-7	-9	-6	3	8	9	17	25	37
8/31/12 11:19	8/29/12	TCRD	Fund	CEF	Closed-End Funds	Sommers John A.	MA	D		P	14	13.93	1	1	3	30	I	35	30	16	15	1	1	0	0	1	0	3	7	16	26
8/22/12 12:45	8/20/12	TCRD	Fund	CEF	Closed-End Funds	Sommers John A.	MA	D		P	14	13.70	1	1	4	29	I	44	38	15	9	4	2	0	0	0	1	4	5	16	23
8/10/12 15:51	8/8/12	TCRD	Fund	CEF	Closed-End Funds	Sommers John A.	MA	D		P	3	13.52	1	0	1	28	I	40	36	11	10	3	0	0	0	0	0	2	4	13	23
8/8/12 15:48	8/8/12	TCRD	Fund	CEF	Closed-End Funds	Stropp Wendell Hunter	MA	OH	Co-P ,	P	25	13.65	1	2	0	6,563	D	31	31	8	10	4	-1	0	0	0	1	3	6	14	25
5/17/12 10:15	5/15/12	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P	37	12.79	1	3	70	7	D	22	7	13	2	-1	1	2	0	-1	0	4	11	11	33
5/16/12 15:56	5/14/12	TCRD	Fund	CEF	Closed-End Funds	Sommers John A.	MA	D		P	19	12.75	1	2	6	27	I	22	8	11	2	-2	1	3	0	0	1	3	10	8	34
3/16/12 13:42	3/15/12	TCRD	Fund	CEF	Closed-End Funds	Sullivan Stephanie Pare	MA	O	GC,CCO	P	8	12.85	0	1	8	8	D		7	20	15	-1	2	4	0	3	0	0	4	17	30
3/15/12 15:08	3/14/12	TCRD	Fund	CEF	Closed-End Funds	Stropp Wendell Hunter	MA	OH	Co-P ,	P	26	12.95	0	2	0	8,069	D		0	17	14	-2	0	0	-1	1	4	1	3	18	34
3/15/12 09:33	3/14/12	TCRD	Fund	CEF	Closed-End Funds	Sommers John A.	MA	D		P	19	12.91	0	2	6	25	I		0	17	14	-2	0	0	-1	1	4	1	3	18	34
12/15/11 17:12	12/13/11	TCRD	Fund	CEF	Closed-End Funds	Sullivan Stephanie Pare	MA	O	GC,CCO	P	6	11.44	1	1	8	8	D		-5	-8	4	1	2	-4	0	-2	5	14	16	19	35
12/14/11 15:10	12/12/11	TCRD	Fund	CEF	Closed-End Funds	Sommers John A.	MA	D		P	17	11.55	1	2	7	23	I		-6	-8	4	4	-1	-3	0	0	6	15	15	19	36
11/29/11 18:12	11/25/11	TCRD	Fund	CEF	Closed-End Funds	Sullivan Stephanie Pare	MA	O	GC,CCO	P	3	11.40	0	0	4	7	D		-6	-11	1	2	-2	-3	-2	5	7	9	14	17	39
11/28/11 14:04	11/23/11	TCRD	Fund	CEF	Closed-End Funds	Stropp Wendell Hunter	MA	OH	Co-P ,	P	10	11.60	0	1	0	8,989	D		-6	-11	2	0	-2	-5	-4	1	6	11	16	20	38
11/18/11 16:14	11/17/11	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P	5	11.95	1	0	12	4	D		1	-6	11	12	2	1	0	-1	-5	-1	10	11	29
11/18/11 16:13	11/16/11	TCRD	Fund	CEF	Closed-End Funds	Sommers John A.	MA	D		P	12	11.90	1	1	5	21	I		1	-6	11	12	2	1	0	-1	-5	-1	10	11	29
11/15/11 10:27	11/11/11	TCRD	Fund	CEF	Closed-End Funds	Hughes Keith W	MA	D		P	99	12.12	1	8	54	24	D		0	-5	3	10	3	2	1	0	-1	-2	10	13	25
9/16/11 15:11	9/14/11	TCRD	Fund	CEF	Closed-End Funds	Hunt James K	MA	DOH	CEO,CIO	P.m	56	11.17	1	5	0	9,036	I		3	-10	-11	-5	2	4	-1	1	-4	1	4	22	40
9/13/11 16:13	9/8/11	TCRD	Fund	CEF	Closed-End Funds	Sullivan Stephanie Pare	MA	O	GC,CCO	P.m	10	11.26	0	1	16	7	D		1	-7	-10	-7	5	-1	1	-1	-2	-2	4	17	35
8/11/11 15:26	8/9/11	TCRD	Fund	CEF	Closed-End Funds	Sommers John A.	MA	D		P	16	10.91	0	2	8	20	I		3	-13	-16	-14	-14	-11	-7	4	5	3	8	23	36
8/11/11 15:26	8/10/11	TCRD	Fund	CEF	Closed-End Funds	Stropp Wendell Hunter	MA	OH	Co-P ,	P	8	11.17	0	1	0	8,988	D		3	-13	-16	-14	-14	-11	-7	4	5	3	8	23	36
8/9/11 16:23	8/5/11	TCRD	Fund	CEF	Closed-End Funds	Sommers John A.	MA	D		P	30	11.95	0	3	16	18	D		0	-10	-16	-11	-12	-10	-8	-3	5	0	3	21	30
8/9/11 16:23	8/5/11	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P.m	5	11.56	0	0	14	3	D		0	-10	-16	-11	-12	-10	-8	-3	5	0	3	21	30
8/9/11 16:23	8/5/11	TCRD	Fund	CEF	Closed-End Funds	Hunt James K	MA	DOH	CEO,CIO	P.m	44	11.68	0	4	0	9,031	I		0	-10	-16	-11	-12	-10	-8	-3	5	0	3	21	30
8/9/11 16:22	8/8/11	TCRD	Fund	CEF	Closed-End Funds	Sullivan Stephanie Pare	MA	O	GC,CCO	P	13	11.40	0	1	24	6	D		0	-10	-16	-11	-12	-10	-8	-3	5	0	3	21	30
8/5/11 13:55	8/4/11	TCRD	Fund	CEF	Closed-End Funds	Hawthorne Nancy	MA	D		P	54	12.41	0	4	57	12	D		8	-3	-7	-5	-5	-6	-4	-1	-4	-9	-2	16	24
8/5/11 13:54	8/4/11	TCRD	Fund	CEF	Closed-End Funds	Sullivan Stephanie Pare	MA	O	GC,CCO	P	21	12.20	0	2	60	5	D		8	-3	-7	-5	-5	-6	-4	-1	-4	-9	-2	16	24
5/27/11 08:36	5/25/11	TCRD	Fund	CEF	Closed-End Funds	Stropp Wendell Hunter	MA	OH	Co-P ,	P	24	13.20	0	2	0	8,988	D		22	6	-1	-3	-3	1	0	1	-1	0	-12	-10	6
5/27/11 08:35	5/25/11	TCRD	Fund	CEF	Closed-End Funds	Thl Credit Partners Bdc Holdings, L.P.	MA	T		S	-46	13.21	0	-4	0	8,986	M		22	6	-1	-3	-3	1	0	1	-1	0	-12	-10	6
5/20/11 10:32	5/18/11	TCRD	Fund	CEF	Closed-End Funds	Hughes Keith W	MA	D		P	67	13.45	0	5	49	15	D		15	6	3	-4	-8	-6	2	0	0	0	-15	-6	3
5/17/11 14:59	5/13/11	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P	10	13.35	0	1	34	3	D		13	6	3	-6	-7	-2	-4	1	2	1	-6	-3	8
5/17/11 14:59	5/13/11	TCRD	Fund	CEF	Closed-End Funds	Sullivan Stephanie Pare	MA	O	GC,CCO	P	15	13.35	0	1	64	3	D		13	6	3	-6	-7	-2	-4	1	2	1	-6	-3	8
5/17/11 14:59	5/13/11	TCRD	Fund	CEF	Closed-End Funds	Sommers John A.	MA	D		P	41	13.70	0	3	24	15	D		13	6	3	-6	-7	-2	-4	1	2	1	-6	-3	8
12/7/10 13:42	12/6/10	TCRD	Fund	CEF	Closed-End Funds	Southwell David P	MA	D		P	157	13.00	1	12	46	39	D			18	16	4	2	1	0	2	3	3	6	4	1
11/29/10 16:12	11/24/10	TCRD	Fund	CEF	Closed-End Funds	Southwell David P	MA	D		P	3	12.84	1	0	1	26	D			11	7	4	2	2	1	0	-1	2	4	4	-7
11/29/10 16:11	11/22/10	TCRD	Fund	CEF	Closed-End Funds	Southwell David P	MA	D		P.am	3	12.83	1	0	1	26	D			11	7	4	2	2	1	0	-1	2	4	4	-7
11/24/10 10:11	11/22/10	TCRD	Fund	CEF	Closed-End Funds	Southwell David P	MA	D		P.m	3	12.83	1	0	1	26	D			17	11	5	1	2	1	0	1	3	5	6	-3
11/22/10 16:37	11/18/10	TCRD	Fund	CEF	Closed-End Funds	Southwell David P	MA	D		P.m	153	12.84	0	12	84	26	D			13	16	7	3	3	1	0	2	2	4	5	-1
11/19/10 14:21	11/17/10	TCRD	Fund	CEF	Closed-End Funds	Sommers John A.	MA	D		P	26	12.84	0	2	20	12	I			5	11	4	2	1	-1	1	2	4	5	7	1
11/19/10 14:20	11/17/10	TCRD	Fund	CEF	Closed-End Funds	Hawthorne Nancy	MA	D		P	97	13.00	0	8	New	8	D			5	11	4	2	1	-1	1	2	4	5	7	1
11/18/10 17:05	11/16/10	TCRD	Fund	CEF	Closed-End Funds	Southwell David P	MA	D		P.m	181	12.84	0	14	New	14	D			8	12	6	3	1	2	1	1	4	4	7	0
11/17/10 14:23	11/15/10	TCRD	Fund	CEF	Closed-End Funds	Hughes Keith W	MA	D		P	81	12.84	0	6	158	10	D			7	9	7	3	1	1	1	1	4	3	7	0
9/8/10 16:25	9/7/10	TCRD	Fund	CEF	Closed-End Funds	Sommers John A.	MA	D		P	8	11.45	0	1	8	10	I				2	-6	-5	-3	-6	0	6	5	14	22	2
9/2/10 15:24	8/31/10	TCRD	Fund	CEF	Closed-End Funds	Sommers John A.	MA	D		P	37	11.34	0	3	55	9	I				-2	1	2	7	-2	0	-4	-1	10	18	4
8/24/10 11:58	8/20/10	TCRD	Fund	CEF	Closed-End Funds	Olson Terrence W.	MA	O	COO,CFO	P.m	25	11.69	0	2	New	2	D				-2	-2	-6	-5	-5	3	3	5	16	21	4
8/19/10 13:05	8/17/10	TCRD	Fund	CEF	Closed-End Funds	Sommers John A.	MA	D		P.m	35	11.79	0	3	100	6	D				-2	5	-3	-2	0	-2	-1	1	9	13	5
8/18/10 11:21	8/17/10	TCRD	Fund	CEF	Closed-End Funds	Hughes Keith W	MA	D		P	48	11.99	0	4	New	4	D				0	6	0	0	1	-1	-4	0	8	10	5
8/17/10 11:59	8/13/10	TCRD	Fund	CEF	Closed-End Funds	Sullivan Stephanie Pare	MA	O	GC,CCO	P	20	11.82	0	2	New	2	D				0	9	-1	0	4	0	-6	-1	7	9	6
8/17/10 11:58	8/16/10	TCRD	Fund	CEF	Closed-End Funds	Sommers John A.	MA	D		P	35	11.80	0	3	New	3	D				0	9	-1	0	4	0	-6	-1	7	9	6
8/17/10 11:57	8/13/10	TCRD	Fund	CEF	Closed-End Funds	Downes David K	MA	D		P	99	11.97	0	8	New	8	D				0	9	-1	0	4	0	-6	-1	7	9	6
5/17/10 11:56	4/27/10	TCRD	Fund	CEF	Closed-End Funds	Tillinghast Sam W.	MA	OH	Co-P,CRO	P	82,000	13.00	4	6,308	152	10,455	I						-5	-5	-5	0	2	-4	-1	7	16
5/17/10 11:40	4/27/10	TCRD	Fund	CEF	Closed-End Funds	Hunt James K	MA	DOH	CEO,CIO	P	82,000	13.00	4	6,308	152	10,455	I						-5	-5	-5	0	2	-4	-1	7	16
5/17/10 11:22	4/27/10	TCRD	Fund	CEF	Closed-End Funds	Thl Credit Partners Bdc Holdings, L.P.	MA	T		P	82,000	13.00	4	6,308	152	10,448	D						-5	-5	-5	0	2	-4	-1	7	16

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y