BBDC - Barings Bdc, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	11	48	1	1	2	8	11	16	7
P	%wins				69	60	52	75	63	55	62

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/15/24 16:38	11/8/24	BBDC	Fund	CEF	Closed-End Funds	Byers Stephen R	NC	D		P.m	148	9.92	0	15	58	40	D
5/10/24 13:20	5/9/24	BBDC	Fund	CEF	Closed-End Funds	Freno Michael	NC	H	Officer	P	267	9.73	0	28	63	71	D
3/5/24 12:48	2/28/24	BBDC	Fund	CEF	Closed-End Funds	Byers Stephen R	NC	D		P	6	9.70	0	1	3	22	D
7/19/23 10:15	7/18/23	BBDC	Fund	CEF	Closed-End Funds	Byers Stephen R	NC	D		P	3	8.03	0	0	2	21	D
5/16/23 09:06	5/16/23	BBDC	Fund	CEF	Closed-End Funds	O'Connor Michael James	NC	H	Adviser	P	186	7.43	0	25	New	25	D
5/12/23 12:33	5/9/23	BBDC	Fund	CEF	Closed-End Funds	Freno Michael	NC	H	Officer	P.a	86	7.19	0	12	38	44	D
5/11/23 15:55	5/11/23	BBDC	Fund	CEF	Closed-End Funds	Merritt Sears	NC	H	Adviser	P	10	7.36	0	1	New	1	D
5/11/23 13:43	5/8/23	BBDC	Fund	CEF	Closed-End Funds	Chillag Jeffrey	NC	OH	Dir of F	P.a	25	7.23	0	4	72	8	D
5/11/23 12:24	5/11/23	BBDC	Fund	CEF	Closed-End Funds	Murray Elizabeth A.	NC	O	CFO,COO	P.a	18	7.23	0	3	19	16	D
5/11/23 11:11	5/11/23	BBDC	Fund	CEF	Closed-End Funds	Murray Elizabeth A.	NC	O	Principa	P	18	7.23	0	3	21	15	D
5/10/23 16:17	5/9/23	BBDC	Fund	CEF	Closed-End Funds	Perley Albert	NC	O	Treasure	P	14	7.21	0	2	New	2	D
5/10/23 15:36	5/9/23	BBDC	Fund	CEF	Closed-End Funds	Freno Michael	NC	H	Officer	P	187	7.20	0	26	196	39	D
5/8/23 16:28	5/8/23	BBDC	Fund	CEF	Closed-End Funds	Chillag Jeffrey	NC	OH	Dir of F	P	25	7.23	0	4	80	8	D
4/10/23 10:09	4/10/23	BBDC	Fund	CEF	Closed-End Funds	Craddock Geoff	NC	H	Adviser	P	77	7.67	0	10	50	30	D
3/10/23 15:28	3/9/23	BBDC	Fund	CEF	Closed-End Funds	Okel Thomas	NC	D		P	80	8.05	0	10	100	20	D
1/27/23 11:01	1/25/23	BBDC	Fund	CEF	Closed-End Funds	Byers Stephen R	NC	D		P	4	8.55	0	0	2	20	D
6/22/22 10:27	6/17/22	BBDC	Fund	CEF	Closed-End Funds	Byers Stephen R	NC	D		P	2	9.27	0	0	1	18	D
6/6/22 10:15	6/3/22	BBDC	Fund	CEF	Closed-End Funds	Byers Stephen R	NC	D		P	19	10.38	0	2	12	18	D
5/9/22 17:56	5/9/22	BBDC	Fund	CEF	Closed-End Funds	Byers Stephen R	NC	D		P	164	10.25	0	16	New	16	D
12/2/21 07:38	12/1/21	BBDC	Fund	CEF	Closed-End Funds	Mihalick David	NC	D		P	54	10.80	0	5	33	20	D
11/30/21 10:39	11/29/21	BBDC	Fund	CEF	Closed-End Funds	McDonnell Thomas	NC	O	VP	P	54	10.85	0	5	63	13	D
9/28/21 14:53	9/28/21	BBDC	Fund	CEF	Closed-End Funds	Okel Thomas	NC	D		P	50	11.02	0	5	82	10	D
8/11/21 16:04	8/10/21	BBDC	Fund	CEF	Closed-End Funds	Crandall Roger W	NC	H	Adviser	P	33	10.95	0	3	20	18	D
6/10/21 10:31	6/9/21	BBDC	Fund	CEF	Closed-End Funds	McDonnell Thomas	NC	O	VP	P	32	10.53	0	3	60	8	D
5/12/21 11:31	5/11/21	BBDC	Fund	CEF	Closed-End Funds	McDonnell Thomas	NC	O	VP	P	21	10.39	0	2	67	5	D
3/31/21 12:19	3/30/21	BBDC	Fund	CEF	Closed-End Funds	McDonnell Thomas	NC	O	VP	P	20	9.95	0	2	200	3	D
3/30/21 15:02	3/26/21	BBDC	Fund	CEF	Closed-End Funds	McDonnell Thomas	NC	O	VP	P	10	9.90	0	1	New	1	D
12/22/20 09:41	12/21/20	BBDC	Fund	CEF	Closed-End Funds	Switzer John	NC	D		P	9	9.11	0	1	20	6	D
12/7/20 12:27	12/4/20	BBDC	Fund	CEF	Closed-End Funds	Mihalick David	NC	D		P	65	9.04	0	7	New	7	D
12/7/20 12:27	12/7/20	BBDC	Fund	CEF	Closed-End Funds	Mihalick David	NC	D		P	71	8.97	0	8	110	15	D
5/27/20 19:27	5/6/20	BBDC	Fund	CEF	Closed-End Funds	Crandall Roger W	MA	H	Adviser	P.am	102	6.68	0	15	New	15	D
5/27/20 17:52	5/6/20	BBDC	Fund	CEF	Closed-End Funds	Crandall Roger W	NC	H	Adviser	P.a	19	6.77	0	3	New	3	D
5/27/20 17:28	5/26/20	BBDC	Fund	CEF	Closed-End Funds	Craddock Geoff	NC	H	Adviser	P	72	7.23	0	10	100	20	D
5/15/20 08:24	5/14/20	BBDC	Fund	CEF	Closed-End Funds	Crandall Roger W	NC	H	Adviser	P	102	6.68	0	15	New	15	D
5/6/20 09:25	5/5/20	BBDC	Fund	CEF	Closed-End Funds	Finke Thomas M	NC	DH	Officer	P	105	7.00	0	15	150	25	D
3/17/20 11:47	3/12/20	BBDC	Fund	CEF	Closed-End Funds	Lloyd Eric J	NC	DO	Trustee,	P.a	111	8.22	0	13	87	29	D
3/13/20 14:43	3/12/20	BBDC	Fund	CEF	Closed-End Funds	Cary Christopher	NC	O	Head of	P	8	8.00	0	1	17	7	D
3/13/20 14:33	3/13/20	BBDC	Fund	CEF	Closed-End Funds	Freno Michael	NC	D		P	22	8.13	0	3	26	13	D
3/13/20 13:08	3/12/20	BBDC	Fund	CEF	Closed-End Funds	Lloyd Eric J	NC	DO	Trustee,	P	115	8.22	0	14	91	29	D
3/13/20 11:48	3/12/20	BBDC	Fund	CEF	Closed-End Funds	Bock Jonathan	NC	O	CFO	P	49	8.32	0	6	36	22	D
11/21/19 11:36	11/20/19	BBDC	Fund	CEF	Closed-End Funds	Finke Thomas F	NC	DH	Officer	P	82	10.30	0	8	400	10	D
8/28/19 13:11	8/28/19	BBDC	Fund	CEF	Closed-End Funds	Switzer John	NC	D		P	30	9.88	0	3	150	5	D
4/2/19 10:16	3/29/19	BBDC	Fund	CEF	Closed-End Funds	Landsberg Jonathan	NC	O	Assistan	P	30	9.92	0	3	95	6	D
3/7/19 11:24	3/6/19	BBDC	Fund	CEF	Closed-End Funds	Craddock Geoff	NC	H	Adviser	P	49	9.83	0	5	100	10	D
2/11/19 18:16	2/11/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	0	9.71	0	0	0	13,640	D
2/8/19 20:13	2/8/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	295	9.68	0	30	0	13,640	D
2/8/19 10:04	2/7/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	296	9.70	0	31	0	13,609	D
2/6/19 20:37	2/6/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	288	9.81	0	29	0	13,579	D
2/6/19 09:48	2/5/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	352	9.85	0	36	0	13,549	D
2/4/19 17:30	2/4/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	214	9.87	0	22	0	13,514	D
2/1/19 17:12	2/1/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	294	9.87	0	30	0	13,492	D
2/1/19 12:58	1/30/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P.m	640	9.87	0	65	0	13,462	D
1/29/19 16:58	1/29/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	405	9.80	0	41	0	13,397	D
1/28/19 16:58	1/28/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	243	9.73	0	25	0	13,356	D
1/25/19 16:25	1/25/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	337	9.74	0	35	0	13,331	D
1/25/19 10:11	1/24/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	143	9.73	0	15	0	13,297	D
1/23/19 16:43	1/23/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	288	9.60	0	30	0	13,282	D
1/22/19 16:34	1/22/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	455	9.60	0	47	0	13,252	D
1/22/19 14:53	1/18/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	463	9.61	0	48	0	13,204	D
1/18/19 10:23	1/17/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	538	9.68	0	56	0	13,156	D
1/17/19 09:31	1/16/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	240	9.69	0	25	0	13,101	D
1/16/19 09:49	1/15/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	123	9.65	0	13	0	13,076	D
1/15/19 10:57	1/14/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	508	9.71	0	52	0	13,063	D
1/11/19 16:43	1/11/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	236	9.70	0	24	0	13,011	D
1/11/19 09:42	1/10/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	414	9.65	0	43	0	12,986	D
1/9/19 16:54	1/9/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	490	9.61	0	51	0	12,944	D
1/9/19 16:30	1/8/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P.a	523	9.73	0	54	0	12,893	D
1/9/19 09:14	1/9/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	523	9.73	0	54	0	12,893	D
1/7/19 16:41	1/7/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	713	9.77	0	73	1	12,839	D
1/4/19 16:20	1/4/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	695	9.47	0	73	1	12,766	D
1/3/19 17:52	1/3/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	404	9.32	0	43	0	12,692	D
1/2/19 17:18	1/2/19	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	446	9.21	0	48	0	12,649	D
12/31/18 16:16	12/31/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	663	9.03	0	73	1	12,601	D
12/28/18 17:51	12/28/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	710	9.09	0	78	1	12,527	D
12/28/18 17:44	12/20/18	BBDC	Fund	CEF	Closed-End Funds	Okel Thomas	NC	D		P	50	9.00	0	6	New	6	D
12/27/18 16:33	12/27/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	697	8.92	0	78	1	12,449	D
12/27/18 10:49	12/26/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	571	8.96	0	64	1	12,371	D
12/27/18 10:43	12/24/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	430	8.85	0	49	0	12,307	D
12/21/18 16:32	12/21/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	613	8.94	0	69	1	12,259	D
12/21/18 09:19	12/20/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	618	9.01	0	69	1	12,190	D
12/20/18 14:37	12/20/18	BBDC	Fund	CEF	Closed-End Funds	Knox C. Robert Jr.	NC	O	Principa	P	62	8.84	0	7	9	85	D
12/20/18 09:11	12/19/18	BBDC	Fund	CEF	Closed-End Funds	Bock Jonathan	NC	O	CFO	P	148	9.16	0	16	New	16	D
12/19/18 16:38	12/19/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	628	9.16	0	69	1	12,122	D
12/18/18 17:03	12/18/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	640	9.32	0	69	1	12,053	D
12/17/18 16:57	12/17/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	650	9.47	0	69	1	11,984	D
12/17/18 10:09	12/14/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	668	9.62	0	69	1	11,916	D
12/13/18 18:08	12/13/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	676	9.74	0	69	1	11,846	D
12/12/18 16:32	12/12/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	519	9.90	0	52	0	11,777	D
12/11/18 17:28	12/10/18	BBDC	Fund	CEF	Closed-End Funds	Finke Thomas F	NC	DH	Adviser	P	20	9.92	0	2	New	2	D
12/11/18 16:52	12/11/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	688	9.91	0	69	1	11,725	D
12/10/18 18:21	12/10/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	574	9.91	0	58	0	11,655	D
12/10/18 09:43	12/7/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	533	9.98	0	53	0	11,597	D
12/7/18 10:09	12/6/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	627	9.93	0	63	1	11,544	D
12/4/18 18:04	12/4/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	734	10.01	0	73	1	11,481	D
12/4/18 16:29	12/3/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	457	10.03	0	46	0	11,407	D
12/3/18 10:28	11/30/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	729	10.03	0	73	1	11,362	D
12/3/18 10:13	11/29/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	731	10.05	0	73	1	11,289	D
11/28/18 17:19	11/28/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	726	9.99	0	73	1	11,216	D
11/28/18 08:28	11/27/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	477	9.93	0	48	0	11,144	D
11/27/18 11:03	11/26/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	723	9.94	0	73	1	11,096	D
11/23/18 20:15	11/23/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	120	9.96	0	12	0	11,023	D
11/21/18 16:29	11/21/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	684	9.91	0	69	1	11,011	D
11/21/18 16:17	11/20/18	BBDC	Fund	CEF	Closed-End Funds	Craddock Geoff	NC	H	Adviser	P	50	10.03	0	5	New	5	D
11/21/18 09:04	11/20/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	691	10.01	0	69	1	10,942	D
11/20/18 10:18	11/19/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	696	10.08	0	69	1	10,873	D
11/16/18 17:36	11/16/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	659	10.04	0	66	1	10,804	D
11/15/18 17:24	11/15/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	660	10.06	0	66	1	10,738	D
11/15/18 14:14	11/14/18	BBDC	Fund	CEF	Closed-End Funds	Knox C. Robert Jr.	NC	O	Principa	P	101	10.15	0	10	15	78	D
11/13/18 17:41	11/13/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	503	10.13	0	50	0	10,627	D
11/13/18 09:35	11/12/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	462	10.22	0	45	0	10,577	D
11/13/18 09:27	11/9/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	337	10.10	0	33	0	10,532	D
11/8/18 16:34	11/8/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	422	10.11	0	42	0	10,499	D
11/8/18 16:05	11/7/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	420	10.11	0	42	0	10,457	D
11/8/18 15:54	10/1/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P.a	1,054	10.07	0	105	1	8,962	D
11/6/18 18:12	11/6/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	457	10.08	0	45	0	10,390	D
11/6/18 09:30	11/5/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	255	10.01	0	26	0	10,345	D
11/2/18 16:48	11/2/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	484	10.05	0	48	0	10,319	D
11/1/18 19:26	11/1/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	487	10.12	0	48	0	10,271	D
10/31/18 16:33	10/31/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	496	10.08	0	49	0	10,223	D
10/30/18 18:00	10/30/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	442	10.00	0	44	0	10,174	D
10/29/18 16:25	10/29/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	492	10.01	0	49	0	10,129	D
10/26/18 17:49	10/26/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	500	10.00	0	50	0	10,080	D
10/25/18 16:34	10/25/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	556	10.04	0	55	1	10,030	D
10/24/18 16:40	10/24/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	477	10.03	0	48	0	9,975	D
10/24/18 10:41	10/23/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	351	10.04	0	35	0	9,927	D
10/22/18 16:29	10/22/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	414	10.06	0	41	0	9,892	D
10/22/18 10:38	10/19/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	536	10.78	0	50	1	9,851	D
10/19/18 08:27	10/18/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	844	15.06	0	56	1	9,802	D
10/17/18 19:33	10/17/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	495	10.10	0	49	1	9,746	D
10/16/18 20:00	10/16/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	387	10.13	0	38	0	9,697	D
10/15/18 19:44	10/15/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	676	10.13	0	67	1	9,658	D
10/12/18 16:24	10/12/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	723	10.09	0	72	1	9,592	D
10/11/18 16:37	10/11/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	719	10.03	0	72	1	9,520	D
10/10/18 16:50	10/10/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	725	10.12	0	72	1	9,448	D
10/9/18 19:08	10/9/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	621	10.18	0	61	1	9,377	D
10/9/18 11:36	10/8/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	630	10.17	0	62	1	9,315	D
10/5/18 17:34	10/5/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	806	10.18	0	79	1	9,254	D
10/5/18 11:13	10/3/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	808	10.20	0	79	1	9,095	D
10/5/18 11:06	10/4/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	807	10.18	0	79	1	9,174	D
10/5/18 10:53	10/4/18	BBDC	Fund	CEF	Closed-End Funds	Thompson Paul John	NC	H	Officer	P	122	10.20	0	12	New	12	D
10/3/18 09:35	10/2/18	BBDC	Fund	CEF	Closed-End Funds	Lloyd Eric J	NC	DO	CEO	P	146	10.07	0	15	New	15	D
10/2/18 16:53	10/2/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	798	10.08	0	79	1	9,016	D
10/1/18 17:44	10/1/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	798	10.08	0	79	1	8,937	D
10/1/18 17:37	9/28/18	BBDC	Fund	CEF	Closed-End Funds	Cary Christopher	NC	O	Treasure	P	60	10.01	0	6	New	6	D
9/28/18 17:10	9/28/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P	752	10.02	0	75	1	8,858	D
9/28/18 16:40	9/28/18	BBDC	Fund	CEF	Closed-End Funds	Freno Michael	NC	D		P	100	10.01	0	10	New	10	D
9/28/18 15:14	9/24/18	BBDC	Fund	CEF	Closed-End Funds	Barings LLC	NC	TH	Investme	P.m	2,542	10.06	0	253	3	8,783	D
9/28/18 09:50	9/27/18	BBDC	Fund	CEF	Closed-End Funds	Switzer John	NC	D		P	20	10.02	0	2	New	2	D
5/16/16 07:53	5/13/16	TCAP	Fund	CEF	Closed-End Funds	Goldstein Benjamin S	NC	D		P	55	18.35	5	3	7	45	D	-11	-12	3	7	-8	-14	-9	-2	1	-1	4	11	4
5/10/16 18:33	5/9/16	TCAP	Fund	CEF	Closed-End Funds	Rich Simon B. Jr.	NC	D		P	87	17.30	4	5	6	90	D	-14	-15	-2	1	-16	-16	-17	-13	1	-1	3	10	-4
5/10/16 16:17	5/9/16	TCAP	Fund	CEF	Closed-End Funds	Smith Sherwood Hubbard Jr.	NC	D		P	68	17.12	4	4	4	117	D	-14	-15	-2	1	-16	-16	-17	-13	1	-1	3	10	-4
5/9/16 20:16	5/9/16	TCAP	Fund	CEF	Closed-End Funds	Poole E. Ashton	NC	DO	P,CEO	P	508	17.78	4	29	20	173	M	-17	-14	7	-1	-12	-15	-17	-12	6	4	8	17	8
5/9/16 20:13	5/9/16	TCAP	Fund	CEF	Closed-End Funds	Lilly Steven C	NC	DO	CFO,Secr	P	106	17.64	4	6	2	250	D	-17	-14	7	-1	-12	-15	-17	-12	6	4	8	17	8
5/9/16 20:12	5/9/16	TCAP	Fund	CEF	Closed-End Funds	Burgess Brent P W	NC	DO	Chief In	P	104	17.25	4	6	3	236	D	-17	-14	7	-1	-12	-15	-17	-12	6	4	8	17	8
10/1/15 16:10	9/30/15	TCAP	Fund	CEF	Closed-End Funds	Rich Simon B. Jr.	NC	D		P	243	16.17	3	15	22	85	D	-32	-28	-25	-27	-14	-9	-10	-7	-2	1	-4	11	26	25
9/29/15 19:25	9/29/15	TCAP	Fund	CEF	Closed-End Funds	Rich Simon B. Jr.	NC	D		P	78	15.57	3	5	8	70	D	-32	-31	-25	-30	-14	-13	-11	-10	6	10	10	26	36	36
9/29/15 16:12	9/29/15	TCAP	Fund	CEF	Closed-End Funds	Smith Sherwood Hubbard Jr.	NC	D		P	96	16.04	3	6	6	110	D	-32	-31	-25	-30	-14	-13	-11	-10	6	10	10	26	36	36
9/29/15 16:12	9/29/15	TCAP	Fund	CEF	Closed-End Funds	Tucker Garland S III	NC	DO	CB,CEO	P	24	16.11	3	2	1	295	D	-32	-31	-25	-30	-14	-13	-11	-10	6	10	10	26	36	36
9/21/15 16:07	9/17/15	TCAP	Fund	CEF	Closed-End Funds	Rich Simon B. Jr.	NC	D		P	9	18.40	3	1	1	65	D	-22	-21	-13	-19	-1	-3	2	3	-1	-3	-4	8	16	16
9/14/15 16:34	9/11/15	TCAP	Fund	CEF	Closed-End Funds	Tucker Garland S III	NC	DO	CB,CEO	P	37	18.29	3	2	1	294	D	-22	-24	-16	-19	-12	1	-1	-1	-1	2	-5	9	7	16
9/10/15 16:22	9/9/15	TCAP	Fund	CEF	Closed-End Funds	Rich Simon B. Jr.	NC	D		P	193	18.69	3	10	19	64	M	-23	-24	-17	-19	-11	-4	-5	-3	2	2	0	14	6	20
12/4/14 16:15	12/4/14	TCAP	Fund	CEF	Closed-End Funds	Smith Sherwood Hubbard Jr.	NC	D		P	108	21.56	8	5	5	96	D	-1	-19	-16	-20	-15	-4	-2	0	0	-2	-3	19	22	18
11/12/14 17:58	11/12/14	TCAP	Fund	CEF	Closed-End Funds	Tucker Garland S III	NC	DO	CB,CEO	P	25	22.53	6	1	0	269	M	6	-14	-6	-15	-11	-11	-11	0	0	0	-9	1	8	-8
12/28/12 16:17	12/27/12	TCAP	Fund	CEF	Closed-End Funds	Goldstein Benjamin S	NC	D		P	66	24.33	5	3	13	24	D	51	41	17	0	11	-3	-1	0	4	8	7	14	16	22
5/14/12 16:37	5/11/12	TCAP	Fund	CEF	Closed-End Funds	Gambill Mark M	NC	D		P	100	20.00	3	5	87	11	D	61	16	27	7	1	3	-1	-1	1	-4	8	26	32	59
4/25/12 16:07	6/3/11	TCAP	Fund	CEF	Closed-End Funds	Rich Simon B	NC	D		P	49	19.47	3	3	6	45	D	52	22	29	4	-1	0	1	2	2	1	1	16	39	50
12/5/11 16:01	12/1/11	TCAP	Fund	CEF	Closed-End Funds	Goldstein Benjamin S	NC	D		P	61	18.36	4	3	19	21	D	78	6	3	12	16	7	7	6	1	2	6	6	15	51
11/9/11 17:56	11/9/11	TCAP	Fund	CEF	Closed-End Funds	Rich Simon B	NC	D		P	156	16.90	2	9	28	42	M	74	6	-5	10	13	7	2	1	3	5	11	17	26	64
12/30/10 16:06	12/29/10	TCAP	Fund	CEF	Closed-End Funds	Tucker Garland S III	NC	DO	CB,P,CEO	P	2	19.65	3	0	0	194	D	144	76	42	22	16	0	2	0	-1	0	2	-5	0	9
3/18/10 16:15	3/16/10	TCAP	Fund	CEF	Closed-End Funds	Rich Simon B	NC	D		P	7	14.13	1	1	2	28	I	69	69	36	19	18	6	2	1	0	2	7	1	24	35
3/16/10 16:54	3/12/10	TCAP	Fund	CEF	Closed-End Funds	Tucker Garland S III	NC	DO	CB,P,CEO	P	5	13.94	1	0	0	195	D	68	103	38	19	15	8	4	1	-1	2	8	1	24	43
6/5/09 16:02	6/4/09	TCAP	Fund	CEF	Closed-End Funds	Tucker Garland S III	NC	DO	CB,P,CEO	P	10	9.98	0	1	1	171	M	-15	-1	3	41	-4	-4	-4	-3	1	1	15	11	39	56
3/10/09 16:06	3/10/09	TCAP	Fund	CEF	Closed-End Funds	Tucker Garland S III	NC	DO	CB,P,CEO	P	2	6.72	0	0	0	172	B									11	40	63	70	90	166
3/3/09 16:06	3/2/09	TCAP	Fund	CEF	Closed-End Funds	Knox C Robert Jr	NC	O	Principa	P	6	9.17	0	1	3	22										4	-23	5	36	49	97
6/12/08 16:26	6/10/08	TCAP	Fund	CEF	Closed-End Funds	Smith Sherwood Hubbard Jr	NC	D		P	118	11.79	0	10	30	43	D		-14	-3	7	2	1	-2	-4	2	1	-7	22	-4	3
6/3/08 14:42	5/30/08	TCAP	Fund	CEF	Closed-End Funds	Rich Simon B	NC	D		P	49	11.78	0	4	22	24	D		-11	11	5	4	6	3	2	0	-1	-5	13	5	0
3/19/08 17:00	3/17/08	TCAP	Fund	CEF	Closed-End Funds	Lilly Steven C	NC	DO	CFO,Secr	P	5	10.60	0	0	0	94	D		-15	-13	2	-14	-3	0	2	3	7	-1	3	22	-4
3/19/08 16:55	3/17/08	TCAP	Fund	CEF	Closed-End Funds	Goldstein Benjamin S	NC	D		P	31	10.86	0	3	86	6	D		-15	-13	2	-14	-3	0	2	3	7	-1	3	22	-4
3/19/08 16:54	3/17/08	TCAP	Fund	CEF	Closed-End Funds	Smith Sherwood Hubbard Jr	NC	D		P	110	10.96	0	10	49	30	D		-15	-13	2	-14	-3	0	2	3	7	-1	3	22	-4
3/19/08 16:54	3/17/08	TCAP	Fund	CEF	Closed-End Funds	Tucker Garland S III	NC	DO	CB,P,CEO	P	3	10.75	0	0	0	122	M		-15	-13	2	-14	-3	0	2	3	7	-1	3	22	-4
11/15/07 17:03	11/13/07	TCAP	Fund	CEF	Closed-End Funds	Goldstein Benjamin S	NC	D		P	16	12.40	0	1	63	3	D			-14	1	-10	-5	-1	0	-3	-4	-7	3	-3	-4
11/14/07 18:37	11/12/07	TCAP	Fund	CEF	Closed-End Funds	Tucker Garland S III	NC	DO	CB,P,CEO	P.a	43	12.69	0	3	3	129	M			-14	3	-9	-5	-3	0	0	-3	-2	8	-3	-3
11/14/07 16:18	2/21/07	TCAP	Fund	CEF	Closed-End Funds	Tucker Garland S III	NC	DO	CB,P,CEO	P	43	12.69	0	3	3	129	M			-14	3	-9	-5	-3	0	0	-3	-2	8	-3	-3
9/21/07 15:43	9/13/07	TCAP	Fund	CEF	Closed-End Funds	Smith Sherwood Hubbard Jr	NC	D		P.m	136	13.63	0	10	100	20	D			3	-4	8	5	-1	3	2	0	-5	-17	-11	4
8/16/07 18:00	8/15/07	TCAP	Fund	CEF	Closed-End Funds	Lilly Steven C	NC	DO	CFO,Secr	P.m	50	12.46	0	4	5	90	D				-16	-15	-8	-2	0	0	6	8	2	8	18
5/24/07 18:31	5/24/07	TCAP	Fund	CEF	Closed-End Funds	Garrott Thomas M	NC	D		P	726	14.52	0	50	123	91	I				-5	1	1	-3	-2	1	2	1	-7	-15	-13
5/21/07 17:54	5/21/07	TCAP	Fund	CEF	Closed-End Funds	Garrott Thomas M	NC	D		P	103	14.69	0	7	21	41	M					4	5	0	-1	-1	0	3	-13	-12	-13
5/18/07 16:28	5/16/07	TCAP	Fund	CEF	Closed-End Funds	Rich Simon B	NC	D		P	153	14.96	0	10	155	17	M					6	6	2	0	-1	-2	2	-14	-13	-16
2/27/07 20:26	2/21/07	TCAP	Fund	CEF	Closed-End Funds	Dunwoody W McComb	NC	D		P.a	305	15.00	0	20	16	150	D									2	0	-7	1	-6	-13
2/23/07 12:23	2/21/07	TCAP	Fund	CEF	Closed-End Funds	Dunwoody W McComb	NC	D		P	1,945	15.00	0	130	New	130	D									-2	-6	-8	-5	-12	-18
2/23/07 12:22	2/21/07	TCAP	Fund	CEF	Closed-End Funds	Garrott Thomas M	NC	D		P	505	15.00	0	34	New	34	M									-2	-6	-8	-5	-12	-18
2/23/07 12:22	2/21/07	TCAP	Fund	CEF	Closed-End Funds	Smith Sherwood Hubbard Jr	NC	D		P	150	15.00	0	10	New	10	D									-2	-6	-8	-5	-12	-18
2/23/07 12:21	2/21/07	TCAP	Fund	CEF	Closed-End Funds	Rich Simon B	NC	D		P	99	15.00	0	7	New	7	D									-2	-6	-8	-5	-12	-18
2/23/07 12:21	2/21/07	TCAP	Fund	CEF	Closed-End Funds	Lilly Steven C	NC	DO	CFO,Secr	P	131	15.00	0	9	11	85	D									-2	-6	-8	-5	-12	-18
2/23/07 12:20	2/21/07	TCAP	Fund	CEF	Closed-End Funds	Goldstein Benjamin S	NC	D		P	30	15.00	0	2	New	2	D									-2	-6	-8	-5	-12	-18
2/23/07 12:19	2/21/07	TCAP	Fund	CEF	Closed-End Funds	Burgess Brent P W	NC	DO	Chief In	P	15	15.00	0	1	1	111	D									-2	-6	-8	-5	-12	-18

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y