Finke Thomas M - Insider Stock Trading - OpenInsider

CIK: 1363651 - Address: 211 East Blvd., Charlotte, NC 28203

17 results

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	11	1	2	1	0	-0	5	1
P	%wins				100	82	64	55	45	55	67
S	%ret	1	1	1	0	-1	2	4	11	20	7
S	%wins				100	100	0	0	0	0	33

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
7/5/23 16:46	6/30/23	AENT	Alliance Entertainment Holding Corp	DE	Machn	WhDur	Durable Goods	Finke Thomas M	NC	D		P	250	3.00	0	83	35	321	D
2/13/23 18:01	2/10/23	ADRA	Alliance Entertainment Holding Corp	DE	Machn	WhDur	Durable Goods	Finke Thomas M	NC	D		M.d	0	0.00	0	1,250		238	M
5/6/20 09:25	5/5/20	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Finke Thomas M	NC	DH	Officer	P	105	7.00	0	15	150	25	D
11/21/19 11:36	11/20/19	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Finke Thomas F	NC	DH	Officer	P	82	10.30	0	8	400	10	D
12/11/18 17:28	12/10/18	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	Finke Thomas F	NC	DH	Adviser	P	20	9.92	0	2	New	2	D
10/2/15 15:56	9/30/15	BGH	Babson Capital Global Short Duration High Yield Fund		Fund	CEF	Closed-End Funds	Finke Thomas F	NC	H	Chairman	P	34	17.12	1	2	5	42	D	-6	-14	-13	-12	-4	-4	-3	-1	0	3	4	0	4	23
8/26/15 11:44	8/25/15	BGH	Babson Capital Global Short Duration High Yield Fund		Fund	CEF	Closed-End Funds	Finke Thomas F	NC	H	Chairman	P	53	17.78	2	3	8	40	D	-1	-14	-13	-11	-10	-6	-4	-2	1	1	-1	-3	-9	19
8/12/15 10:16	8/11/15	BGH	Babson Capital Global Short Duration High Yield Fund		Fund	CEF	Closed-End Funds	Finke Thomas F	NC	H	Chairman	P	19	18.84	2	1	3	37	D	1	-9	-7	-7	-5	-3	-1	-1	0	-1	-4	-6	-14	11
6/30/15 13:16	6/29/15	BGH	Babson Capital Global Short Duration High Yield Fund		Fund	CEF	Closed-End Funds	Finke Thomas F	NC	H	Chairman	P	98	19.59	2	5	16	36	D	6	-10	1	-4	-5	-3	-2	-2	2	3	-1	-9	-9	2
6/12/15 16:34	6/11/15	MCI	Massmutual Corporate Investors		Fund	CEF	Closed-End Funds	Finke Thomas F	MA	H	Officer	S.d	-32	16.00	0	-2	-100	0	D	14	13	6	4	0	1	1	1	0	-1	2	4	11	20
12/19/14 10:27	12/18/14	BGH	Babson Capital Global Short Duration High Yield Fund		Fund	CEF	Closed-End Funds	Finke Thomas F	NC	H	Chairman	P	40	20.15	4	2	7	31	D	1	-2	-11	-8	-7	-5	-1	2	0	1	4	6	4	-10
9/30/14 15:34	9/29/14	BGH	Babson Capital Global Short Duration High Yield Fund		Fund	CEF	Closed-End Funds	Finke Thomas F	NC	H	Chairman	P	45	22.71	2	2	7	29	D		11	-1	-5	-3	-2	-1	-1	0	3	2	-7	-1	-15
8/11/14 10:17	8/8/14	BGH	Babson Capital Global Short Duration High Yield Fund		Fund	CEF	Closed-End Funds	Finke Thomas F	NC	H	Chairman	P	46	23.20	2	2	8	27	D		12	2	-3	-4	-4	-3	1	1	2	1	0	-2	-9
1/31/14 11:29	1/30/14	BGH	Babson Capital Global Short Duration High Yield Fund		Fund	CEF	Closed-End Funds	Finke Thomas F	NC	H	Chairman	P	71	23.65	1	3	14	25	D		5	8	4	2	-1	-2	0	0	1	4	6	4	-1
12/23/13 10:07	12/20/13	BGH	Babson Capital Global Short Duration High Yield Fund		Fund	CEF	Closed-End Funds	Finke Thomas F	NC	H	Chairman	P	47	23.35	2	2	10	22	D		3	10	5	2	2	0	0	0	1	4	7	11	-2
5/20/13 14:10	5/17/13	BGH	Babson Capital Global Short Duration High Yield Fund		Fund	CEF	Closed-End Funds	Finke Thomas F	NC	H	Chairman	P	252	25.15	2	10	100	20	D			4	3	1	0	-1	0	1	-1	-4	-6	-5	8
5/17/12 10:58	5/16/12	MCI	Massmutual Corporate Investors		Fund	CEF	Closed-End Funds	Finke Thomas F	MA	H	Officer	P.d	30	14.82	0	2	New	2	D	32	-5	-18	-14	-9	-5	-4	-1	1	6	2	16	12	27

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

Return to top

Contact