CIK: 1363651 - Address: 1331 Spring Street, Nw, Suite 2500, Atlanta, GA 30309
17 results

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P%ret21111210-051
P%wins100826455455567
S%ret1110-12411207
S%wins100100000033

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7/5/23 16:46
6/30/23
AENTAlliance Entertainment Holding CorpDEMachnWhDurDurable GoodsFinke Thomas MNCDP2503.0008335321D
2/13/23 18:01
2/10/23
ADRAAlliance Entertainment Holding CorpDEMachnWhDurDurable GoodsFinke Thomas MNCDM.d00.0001,250238M
5/6/20 09:25
5/5/20
BBDCBarings Bdc, Inc.FundCEFClosed-End FundsFinke Thomas MNCDHOfficer P1057.0001515025D
11/21/19 11:36
11/20/19
BBDCBarings Bdc, Inc.FundCEFClosed-End FundsFinke Thomas FNCDHOfficer P8210.300840010D
12/11/18 17:28
12/10/18
BBDCBarings Bdc, Inc.FundCEFClosed-End FundsFinke Thomas FNCDHAdviser P209.9202New2D
10/2/15 15:56
9/30/15
BGHBabson Capital Global Short Duration High Yield FundFundCEFClosed-End FundsFinke Thomas FNCHChairmanP3417.1212542D-6-14-13-12-4-4-3-10340423
8/26/15 11:44
8/25/15
BGHBabson Capital Global Short Duration High Yield FundFundCEFClosed-End FundsFinke Thomas FNCHChairmanP5317.7823840D-1-14-13-11-10-6-4-211-1-3-919
8/12/15 10:16
8/11/15
BGHBabson Capital Global Short Duration High Yield FundFundCEFClosed-End FundsFinke Thomas FNCHChairmanP1918.8421337D1-9-7-7-5-3-1-10-1-4-6-1411
6/30/15 13:16
6/29/15
BGHBabson Capital Global Short Duration High Yield FundFundCEFClosed-End FundsFinke Thomas FNCHChairmanP9819.59251636D6-101-4-5-3-2-223-1-9-92
6/12/15 16:34
6/11/15
MCIMassmutual Corporate InvestorsFundCEFClosed-End FundsFinke Thomas FMAHOfficer S.d-3216.000-2-1000D14136401110-1241120
12/19/14 10:27
12/18/14
BGHBabson Capital Global Short Duration High Yield FundFundCEFClosed-End FundsFinke Thomas FNCHChairmanP4020.1542731D1-2-11-8-7-5-1201464-10
9/30/14 15:34
9/29/14
BGHBabson Capital Global Short Duration High Yield FundFundCEFClosed-End FundsFinke Thomas FNCHChairmanP4522.7122729D11-1-5-3-2-1-1032-7-1-15
8/11/14 10:17
8/8/14
BGHBabson Capital Global Short Duration High Yield FundFundCEFClosed-End FundsFinke Thomas FNCHChairmanP4623.2022827D122-3-4-4-311210-2-9
1/31/14 11:29
1/30/14
BGHBabson Capital Global Short Duration High Yield FundFundCEFClosed-End FundsFinke Thomas FNCHChairmanP7123.65131425D5842-1-2001464-1
12/23/13 10:07
12/20/13
BGHBabson Capital Global Short Duration High Yield FundFundCEFClosed-End FundsFinke Thomas FNCHChairmanP4723.35221022D31052200014711-2
5/20/13 14:10
5/17/13
BGHBabson Capital Global Short Duration High Yield FundFundCEFClosed-End FundsFinke Thomas FNCHChairmanP25225.1521010020D4310-101-1-4-6-58
5/17/12 10:58
5/16/12
MCIMassmutual Corporate InvestorsFundCEFClosed-End FundsFinke Thomas FMAHOfficer P.d3014.8202New2D32-5-18-14-9-5-4-1162161227

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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