BGH - Barings Global Short Duration High Yield Fund - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	17	54	0	1	1	1	1	3	1
P	%wins				78	81	67	63	56	56	67
S	%ret	1	2	4	0	0	1	3	4	-14	-1
S	%wins				75	75	50	25	33	100	60

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
2/15/23 15:41	2/14/23	BGH	Fund	CEF	Closed-End Funds	Freno Michael	NC	OH	CEO,P	S	-62	13.73	0	-5	-28	12	D
11/30/21 08:26	11/29/21	BGH	Fund	CEF	Closed-End Funds	Crandall Roger W	NC	H	Adviser	S	-154	16.74	0	-9	-73	3	D
12/18/20 12:48	12/16/20	BGH	Fund	CEF	Closed-End Funds	Freno Michael	NC	OH	VP	S	-212	14.95	0	-14	-59	10	D
11/30/20 19:25	11/25/20	BGH	Fund	CEF	Closed-End Funds	Dillman Rodney J	NC	H	Trustee	S	-55	14.26	0	-4	-100	0	D
5/18/20 13:18	5/15/20	BGH	Fund	CEF	Closed-End Funds	Senkpiel Mark	NC	H	Investme	S	-29	10.83	0	-3	-100	0	D
3/12/20 10:39	3/11/20	BGH	Fund	CEF	Closed-End Funds	Senkpiel Mark	NC	H	Investme	S	-44	14.53	0	-3	-53	3	D
10/24/19 18:39	10/23/19	BGH	Fund	CEF	Closed-End Funds	Thompson Paul John	NC	H	Officer	S	-80	17.12	0	-5	-23	15	D
7/26/19 16:23	7/26/19	BGH	Fund	CEF	Closed-End Funds	Senkpiel Mark	NC	H	Investme	S	-75	17.88	0	-4	-44	5	D
1/27/17 15:16	1/25/17	BGH	Fund	CEF	Closed-End Funds	Sumichrast Martin A.	NC	H	Trustee	S	-50	20.00	2	-3	-100	0	I	21	45	14	10	8	5	2	1	0	1	1	2
10/5/16 13:21	10/4/16	BGH	Fund	CEF	Closed-End Funds	Mathieson Stuart	NC	H	Investme	S	-19	18.58	1	-1	-50	1	I	5	22	17	5	0	3	0	0	0	0	-1	7	12
9/30/16 13:49	9/30/16	BGH	Fund	CEF	Closed-End Funds	Mathieson Stuart	NC	H	Investme	S	-14	18.57	1	-1	-27	2	I	4	21	17	6	0	0	1	1	1	0	2	6	12
12/22/15 11:24	12/22/15	BGH	Fund	CEF	Closed-End Funds	Feeley Sean	NC	O	VP	P	16	16.49	2	1	20	6	D	-12	-10	-13	-4	-3	-2	1	2	1	1	-6	7	18	29
12/21/15 15:32	12/21/15	BGH	Fund	CEF	Closed-End Funds	Freno Michael	NC	O	VP	P	45	16.41	2	3	18	18	D	-12	-10	-14	-6	-5	-2	-1	3	1	3	-6	7	19	30
11/24/15 15:56	11/24/15	BGH	Fund	CEF	Closed-End Funds	Sumichrast Martin A.	NC	H	Trustee	P	42	16.81	1	3	New	3	I	-7	-13	-13	-3	-3	-4	-2	-1	0	1	1	-6	11	23
10/5/15 12:47	10/2/15	BGH	Fund	CEF	Closed-End Funds	Thompson Paul John	NC	H	Officer	P	21	17.17	1	1	13	11	D	-6	-13	-14	-12	-4	-4	-3	0	0	4	4	0	4	23
10/2/15 15:56	9/30/15	BGH	Fund	CEF	Closed-End Funds	Finke Thomas F	NC	H	Chairman	P	34	17.12	1	2	5	42	D	-6	-14	-13	-12	-4	-4	-3	-1	0	3	4	0	4	23
8/26/15 11:44	8/25/15	BGH	Fund	CEF	Closed-End Funds	Finke Thomas F	NC	H	Chairman	P	53	17.78	2	3	8	40	D	-1	-14	-13	-11	-10	-6	-4	-2	1	1	-1	-3	-9	19
8/24/15 14:26	8/20/15	BGH	Fund	CEF	Closed-End Funds	Rollings Michael Thomas	NC	H	Adviser	P	47	18.21	2	3	100	5	D	0	-13	-11	-10	-9	-5	-4	-2	-3	0	-1	-3	-11	17
8/12/15 10:16	8/11/15	BGH	Fund	CEF	Closed-End Funds	Finke Thomas F	NC	H	Chairman	P	19	18.84	2	1	3	37	D	1	-9	-7	-7	-5	-3	-1	-1	0	-1	-4	-6	-14	11
7/31/15 10:53	7/29/15	BGH	Fund	CEF	Closed-End Funds	Rollings Michael Thomas	NC	H	Adviser	P	49	19.01	2	3	New	3	D	4	-10	-3	-6	-3	-4	-3	1	0	-1	-5	-5	-13	11
7/27/15 09:50	7/24/15	BGH	Fund	CEF	Closed-End Funds	Corbett M. Timothy	NC	H	Adviser	P	32	19.03	2	2	77	4	M	4	-11	-4	-6	-4	-4	-4	-3	-1	0	-7	-4	-15	10
7/23/15 09:56	7/23/15	BGH	Fund	CEF	Closed-End Funds	Freno Michael	NC	O	VP	P	98	19.61	2	5	54	14	D	6	-9	-1	-5	-2	-2	-2	-2	-1	-2	-6	-7	-17	8
6/30/15 13:16	6/29/15	BGH	Fund	CEF	Closed-End Funds	Finke Thomas F	NC	H	Chairman	P	98	19.59	2	5	16	36	D	6	-10	1	-4	-5	-3	-2	-2	2	3	-1	-9	-9	2
6/26/15 17:24	6/26/15	BGH	Fund	CEF	Closed-End Funds	Morrison Russell	NC	O	P	P	59	19.66	2	3	43	10	D	11	-8	3	-2	-3	-2	-1	-1	-1	2	-3	-9	-10	4
6/22/15 16:28	6/19/15	BGH	Fund	CEF	Closed-End Funds	Thompson Paul John	NC	H	Officer	P	50	19.91	2	3	33	10	D	6	-9	4	-3	-3	-2	-1	0	0	-1	-1	-8	-14	2
3/16/15 13:18	3/16/15	BGH	Fund	CEF	Closed-End Funds	Mathieson Stuart	NC	H	Investme	S	-59	21.30	2	-3	-50	3	I	7	-1	-2	8	4	1	0	0	0	-1	0	-3	-11	-14
1/6/15 19:35	1/6/15	BGH	Fund	CEF	Closed-End Funds	Freno Michael	NC	O	VP	P	31	20.41	5	2	21	9	D	3	-4	-11	-5	-4	2	0	1	1	3	4	6	4	-8
12/31/14 10:29	12/30/14	BGH	Fund	CEF	Closed-End Funds	Noreen Clifford M	MA	H	Presiden	P	200	20.00	4	10	New	10	D	4	-3	-12	-7	-7	-1	0	-1	1	2	4	6	4	-9
12/19/14 12:47	12/18/14	BGH	Fund	CEF	Closed-End Funds	Feeley Sean	NC	O	VP	P.a	20	20.25	4	1	25	5	D	1	-2	-11	-8	-7	-5	-1	2	0	1	4	6	4	-10
12/19/14 10:48	12/18/14	BGH	Fund	CEF	Closed-End Funds	Feeley Sean	NC	O	VP	P	41	20.25	4	2	49	6	D	1	-2	-11	-8	-7	-5	-1	2	0	1	4	6	4	-10
12/19/14 10:27	12/18/14	BGH	Fund	CEF	Closed-End Funds	Finke Thomas F	NC	H	Chairman	P	40	20.15	4	2	7	31	D	1	-2	-11	-8	-7	-5	-1	2	0	1	4	6	4	-10
12/18/14 10:12	12/17/14	BGH	Fund	CEF	Closed-End Funds	McMahon Arthur J	NC	H	Investme	P	2	20.69	3	0	25	1	D	0	-3	-12	-8	-8	-6	-2	1	1	1	4	7	4	-10
12/17/14 15:44	12/16/14	BGH	Fund	CEF	Closed-End Funds	Freno Michael	NC	O	VP	P	41	20.33	3	2	40	7	D	-2	-4	-14	-11	-10	-7	-5	-2	2	3	6	9	6	-9
12/15/14 10:04	12/12/14	BGH	Fund	CEF	Closed-End Funds	Morrison Russell	NC	O	P	P	41	20.64	3	2	40	7	D	-1	-2	-13	-9	-9	-7	-4	-3	-1	2	5	9	5	-13
12/15/14 10:04	12/11/14	BGH	Fund	CEF	Closed-End Funds	Corbett M. Timothy	NC	H	Adviser	P	21	20.84	3	1	83	2	D	-1	-2	-13	-9	-9	-7	-4	-3	-1	2	5	9	5	-13
10/3/14 10:07	10/2/14	BGH	Fund	CEF	Closed-End Funds	McMahon Arthur J	NC	H	Investme	P	2	22.62	2	0	33	0	D		8	-3	-6	-4	-3	-2	-1	1	5	3	-5	0	-13
9/30/14 15:34	9/29/14	BGH	Fund	CEF	Closed-End Funds	Finke Thomas F	NC	H	Chairman	P	45	22.71	2	2	7	29	D		11	-1	-5	-3	-2	-1	-1	0	3	2	-7	-1	-15
9/29/14 11:28	9/26/14	BGH	Fund	CEF	Closed-End Funds	Freno Michael	NC	O	VP	P	23	22.75	2	1	25	5	D		12	-1	-5	-2	-2	-1	0	-1	-1	0	-6	-2	-14
9/23/14 11:34	9/19/14	BGH	Fund	CEF	Closed-End Funds	Corbett M. Timothy	NC	H	Adviser	P	15	23.04	2	1	118	1	M		12	0	-4	0	-1	-1	0	-1	-2	1	-8	-2	-13
8/28/14 11:37	8/27/14	BGH	Fund	CEF	Closed-End Funds	Senkpiel Mark	NC	H	Investme	P	35	23.53	2	2	20	9	D		15	2	-2	-3	2	-1	0	0	0	-2	-4	-2	-13
8/26/14 12:46	8/25/14	BGH	Fund	CEF	Closed-End Funds	Senkpiel Mark	NC	H	Investme	P	128	23.36	2	6	275	8	D		15	2	-2	-3	3	-1	-1	0	1	-1	-4	-1	-14
8/11/14 10:53	8/6/14	BGH	Fund	CEF	Closed-End Funds	Corbett M. Timothy	NC	H	Adviser	P.a	13	23.14	2	1	New	1	M		12	2	-3	-4	-4	-3	1	1	2	1	0	-2	-9
8/11/14 10:17	8/8/14	BGH	Fund	CEF	Closed-End Funds	Finke Thomas F	NC	H	Chairman	P	46	23.20	2	2	8	27	D		12	2	-3	-4	-4	-3	1	1	2	1	0	-2	-9
8/7/14 13:19	8/7/14	BGH	Fund	CEF	Closed-End Funds	Corbett M. Timothy	NC	H	Adviser	P	12	23.13	2	1	New	1	D		9	2	-3	-4	-5	-5	-1	0	2	3	1	-2	-7
8/5/14 10:36	8/4/14	BGH	Fund	CEF	Closed-End Funds	McMahon Arthur J	NC	H	Investme	P	2	23.16	2	0	50	0	D		10	3	-3	-5	-5	-5	-4	-1	1	3	1	-3	-6
3/31/14 13:36	3/27/14	BGH	Fund	CEF	Closed-End Funds	Morrison Russell	NC	O	P	P.a	24	23.93	2	1	25	5	D		6	13	6	2	0	0	0	0	1	2	4	-1	-3
3/28/14 12:49	3/27/14	BGH	Fund	CEF	Closed-End Funds	Morrison Russell	NC	O	P	P	23	22.93	2	1	25	5	D		6	12	5	2	0	-1	-1	1	1	3	4	-1	-2
2/25/14 14:43	2/24/14	BGH	Fund	CEF	Closed-End Funds	Senkpiel Mark	NC	H	Investme	P	48	23.94	2	2	New	2	D		7	13	8	1	3	2	1	0	1	1	4	2	0
2/3/14 17:13	2/3/14	BGH	Fund	CEF	Closed-End Funds	Dillman Rodney J	NC	H	Trustee	P	33	23.50	1	1	57	4	D		5	8	4	3	-2	-2	-1	1	2	3	6	3	-1
1/31/14 11:29	1/30/14	BGH	Fund	CEF	Closed-End Funds	Finke Thomas F	NC	H	Chairman	P	71	23.65	1	3	14	25	D		5	8	4	2	-1	-2	0	0	1	4	6	4	-1
12/23/13 10:07	12/20/13	BGH	Fund	CEF	Closed-End Funds	Finke Thomas F	NC	H	Chairman	P	47	23.35	2	2	10	22	D		3	10	5	2	2	0	0	0	1	4	7	11	-2
11/26/13 13:47	11/26/13	BGH	Fund	CEF	Closed-End Funds	Bunn Thomas W	NC	H	Trustee	P	12	22.67	2	1	New	1	D		-1	-3	3	1	-2	0	-1	1	2	4	9	14	7
9/4/13 12:44	9/4/13	BGH	Fund	CEF	Closed-End Funds	Mathieson Stuart	NC	H	Investme	P	124	22.62	2	6	New	6	I			-6	-7	-2	-3	0	-1	0	1	3	5	13	16
9/4/13 12:21	9/4/13	BGH	Fund	CEF	Closed-End Funds	Summerscale Zak	NC	H	Officer	P	124	22.62	2	6	85	12	I			-6	-7	-2	-3	0	-1	0	1	3	5	13	16
8/28/13 10:21	8/27/13	BGH	Fund	CEF	Closed-End Funds	Summerscale Zak	NC	H	Officer	P	147	22.62	2	7	New	7	I			-5	-6	-4	-3	-2	0	1	0	1	3	13	15
8/22/13 11:51	8/21/13	BGH	Fund	CEF	Closed-End Funds	Morrison Russell	NC	O	P	P	23	22.65	2	1	33	4	D			-5	-8	-1	-1	-2	-2	-1	0	1	4	12	15
6/26/13 16:16	6/25/13	BGH	Fund	CEF	Closed-End Funds	McMahon Arthur J	NC	H	Investme	P	4	22.31	3	0	New	0	D			-5	-9	-10	-9	-7	-3	3	2	2	3	9	20
6/26/13 13:00	6/26/13	BGH	Fund	CEF	Closed-End Funds	Dillman Rodney J	NC	H	Trustee	P	10	22.26	3	0	23	2	D			-5	-9	-10	-9	-7	-3	1	3	3	4	10	21
6/25/13 13:19	6/24/13	BGH	Fund	CEF	Closed-End Funds	Freno Michael	NC	O	VP	P	22	22.25	3	1	33	4	D			-6	-8	-11	-9	-7	-5	0	4	4	4	10	22
6/17/13 10:04	6/14/13	BGH	Fund	CEF	Closed-End Funds	McDonnell Thomas	NC	H	Investme	P	24	24.00	2	1	New	1	D			0	-1	-4	-3	-2	-1	1	-3	-2	-4	1	13
5/29/13 14:27	5/29/13	BGH	Fund	CEF	Closed-End Funds	Feeley Sean	NC	O	VP	P	24	24.47	2	1	33	4	D			3	2	0	-2	-1	-1	-1	0	-9	-7	-4	9
5/21/13 16:52	5/21/13	BGH	Fund	CEF	Closed-End Funds	Freno Michael	NC	O	VP	P	25	25.12	2	1	50	3	D			4	3	1	0	0	1	-1	-2	-7	-9	-5	7
5/20/13 14:10	5/17/13	BGH	Fund	CEF	Closed-End Funds	Finke Thomas F	NC	H	Chairman	P	252	25.15	2	10	100	20	D			4	3	1	0	-1	0	1	-1	-4	-6	-5	8
1/7/13 10:48	1/4/13	BGH	Fund	CEF	Closed-End Funds	Roth Scott	NC	O	VP	P	29	24.40	1	1	150	2	D					-2	-2	-1	2	0	1	2	5	-4	8
12/4/12 12:29	12/3/12	BGH	Fund	CEF	Closed-End Funds	Roth Scott	NC	O	VP	P	20	25.01	1	1	New	1	D						0	0	0	0	-1	-2	0	2	0
11/14/12 10:50	11/14/12	BGH	Fund	CEF	Closed-End Funds	Feeley Sean	NC	O	VP	P	75	25.01	1	3	New	3	D							0	0	0	0	0	1	4	0

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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