SLRC - Slr Investment Corp. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	7	36	0	1	2	9	12	26	8
P	%wins				78	81	75	71	85	94	81

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/21/24 16:18	6/14/24	SLRC	Fund	CEF	Closed-End Funds	Roberts Andrea Colvin	NY	D		P	400	15.98	0	25	New	25	D
3/15/24 17:10	3/13/24	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	M.d	0	0.00	0	203	6	3,719	I
3/15/24 17:09	3/13/24	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	0	203	5	4,033	I
3/8/24 18:54	3/6/24	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	1,811	15.61	0	116	3	4,033	I
3/8/24 18:51	3/6/24	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	P.m	1,811	15.61	0	116	3	3,719	I
3/6/24 19:41	3/4/24	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	1,314	15.16	0	87	2	3,917	I
3/6/24 19:31	3/4/24	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	P.m	1,314	15.16	0	87	2	3,603	I
9/7/23 18:07	9/5/23	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	301	15.03	0	20	1	3,830	D
8/24/23 17:53	8/22/23	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	667	15.02	0	44	1	3,810	D
8/21/23 18:56	8/17/23	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	451	15.02	0	30	1	3,765	D
8/21/23 16:05	8/17/23	SLRC	Fund	CEF	Closed-End Funds	Talarico Guy	NY	O	Chief Co	P	302	15.10	0	20	168	32	D
5/24/23 16:05	11/16/22	SLRC	Fund	CEF	Closed-End Funds	Hochberg Steven	NY	D		S.a	-42	14.01	0	-3	-52	3	D
5/15/23 18:36	5/12/23	SLRC	Fund	CEF	Closed-End Funds	Kajee Shiraz	NY	O	See Rema	P	102	13.57	0	8	New	8	D
3/9/23 20:27	3/8/23	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.d	553	15.96	0	35	1	3,735	I
3/9/23 20:24	3/8/23	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	P.d	553	15.96	0	35	1	3,516	I
3/7/23 20:44	3/3/23	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	0	138	4	3,701	I
3/7/23 20:44	3/3/23	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.dm	2,380	15.64	0	152	4	3,701	I
3/7/23 20:42	3/3/23	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	M.d	0	0.00	0	138	4	3,482	I
3/7/23 20:42	3/3/23	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	P.dm	2,380	15.64	0	152	5	3,482	I
12/8/22 06:10	12/5/22	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	P.dm	956	15.02	0	64	2	3,329	I
12/8/22 06:10	12/5/22	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.dm	956	15.02	0	64	2	3,549	I
12/5/22 20:12	12/1/22	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	0	116	3	3,485	I
12/5/22 20:12	12/1/22	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.dm	1,104	14.98	0	74	2	3,485	I
12/5/22 20:12	12/1/22	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	M.d	0	0.00	0	116	4	3,266	I
12/5/22 20:12	12/1/22	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	P.dm	1,104	14.98	0	74	2	3,266	I
11/18/22 18:04	11/16/22	SLRC	Fund	CEF	Closed-End Funds	Hochberg Steven	NY	D		S	-42	14.01	0	-3	-12	22	D
11/15/22 19:25	11/11/22	SLRC	Fund	CEF	Closed-End Funds	Hochberg Steven	NY	D		P	106	14.39	0	7	42	25	I
11/10/22 20:16	11/8/22	SLRC	Fund	CEF	Closed-End Funds	Hochberg Steven	NY	D		S	-204	13.71	0	-15	-46	18	M
11/10/22 20:16	11/10/22	SLRC	Fund	CEF	Closed-End Funds	Hochberg Steven	NY	D		P	96	13.98	0	7	64	18	M
3/3/21 21:00	3/1/21	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	P.dm	807	19.34	0	42	2	2,318	I
3/3/21 21:00	3/2/21	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	M.d	0	0.00	0	62	3	2,318	I
3/3/21 20:54	3/1/21	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.dm	807	19.34	0	42	2	2,706	I
3/3/21 20:54	3/2/21	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	0	62	2	2,706	I
3/24/20 12:51	3/20/20	SLRC	Fund	CEF	Closed-End Funds	Talarico Guy	NY	O	Chief Co	P	33	10.35	0	3	45	10	D
3/23/20 20:03	3/23/20	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P	473	9.45	0	50	2	2,664	D
3/23/20 17:27	3/23/20	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	P	499	9.32	0	54	2	2,276	D
3/23/20 17:22	3/23/20	SLRC	Fund	CEF	Closed-End Funds	Peteka Richard	NY	O	CFO,SEC,	P	45	8.99	0	5	26	24	D
3/23/20 16:55	3/20/20	SLRC	Fund	CEF	Closed-End Funds	Wachter David	NY	D		P	212	10.59	0	20	76	46	D
3/20/20 18:53	3/18/20	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	356	9.11	0	39	2	2,614	M
3/17/20 19:41	3/13/20	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	550	13.74	0	40	2	2,575	M
3/17/20 19:06	3/16/20	SLRC	Fund	CEF	Closed-End Funds	Peteka Richard	NY	O	CFO,SEC,	P	107	13.32	0	8	73	19	D
3/10/20 19:23	3/6/20	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	823	17.46	0	47	2	2,535	I
3/4/20 18:51	3/2/20	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	0	57	2	2,488	I
3/4/20 18:43	3/2/20	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	M.d	0	0.00	0	57	3	2,222	I
3/3/20 16:57	2/28/20	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P	243	18.68	0	13	1	2,488	I
2/27/20 17:25	2/25/20	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	796	19.41	0	41	2	2,475	I
12/17/19 07:23	12/13/19	SLRC	Fund	CEF	Closed-End Funds	Talarico Guy	NY	O	Chief Co	P	149	20.86	0	7	New	7	D
11/15/19 13:35	11/14/19	SLRC	Fund	CEF	Closed-End Funds	Hochberg Steven	NY	D		S	-309	20.57	0	-15	-60	10	I
3/5/19 21:35	3/1/19	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	M.d	0	0.00	0	75	4	2,222	I
3/5/19 21:35	3/4/19	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	P.d	168	21.54	0	8	0	2,222	I
3/5/19 21:34	3/1/19	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	0	75	3	2,434	I
3/5/19 21:34	3/4/19	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.d	168	21.54	0	8	0	2,434	I
12/17/18 18:47	12/14/18	SLRC	Fund	CEF	Closed-End Funds	Hochberg Steven	NY	D		P	102	20.35	0	5	25	25	D
8/14/18 17:01	8/13/18	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	M.d	0	0.00	0	76	4	2,214	I
8/14/18 17:00	8/13/18	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	0	76	3	2,426	I
3/3/17 16:25	3/1/17	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	M.d	0	0.00	2	64	3	2,214	I	29	39	12	11	4	2	-1	0	0	-2	4
3/3/17 16:25	3/2/17	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	P.d	438	22.28	2	20	1	2,214	I	29	39	12	11	4	2	-1	0	0	-2	4
3/3/17 16:25	3/1/17	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	2	64	3	2,426	I	29	39	12	11	4	2	-1	0	0	-2	4
3/3/17 16:25	3/2/17	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.d	438	22.28	2	20	1	2,426	I	29	39	12	11	4	2	-1	0	0	-2	4
5/13/16 16:59	5/11/16	SLRC	Fund	CEF	Closed-End Funds	Hochberg Steven	NY	D		P.m	220	18.32	2	12	150	20	D	3	8	9	16	6	3	4	0	1	0	3	13	17
3/2/16 16:43	2/29/16	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	P.dm	854	17.23	2	50	2	2,195	I	-8	-6	4	-2	9	5	6	3	2	0	2	9	24	41
3/2/16 16:43	3/1/16	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	M.d	0	0.00	2	30	1	2,195	I	-8	-6	4	-2	9	5	6	3	2	0	2	9	24	41
3/2/16 16:40	2/29/16	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.dm	854	17.23	2	50	2	2,406	I	-8	-6	4	-2	9	5	6	3	2	0	2	9	24	41
3/2/16 16:40	3/1/16	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	M.d	0	0.00	2	30	1	2,406	I	-8	-6	4	-2	9	5	6	3	2	0	2	9	24	41
3/1/16 16:18	2/29/16	SLRC	Fund	CEF	Closed-End Funds	Wachter David	NY	D		P	84	16.90	2	5	32	21	D	-8	-6	4	-1	9	4	5	6	0	2	2	10	23	40
12/11/15 18:51	12/11/15	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P	306	16.80	3	18	1	2,357	D	-11	5	-5	3	-1	-3	-6	-2	-4	0	-2	7	17	33
12/11/15 17:30	12/11/15	SLRC	Fund	CEF	Closed-End Funds	Peteka Richard	NY	O	See Rema	P	100	16.70	3	6	120	11	D	-11	5	-5	3	-1	-3	-6	-2	-4	0	-2	7	17	33
12/11/15 17:27	12/11/15	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	P	161	16.95	3	10	0	2,145	D	-11	5	-5	3	-1	-3	-6	-2	-4	0	-2	7	17	33
12/10/15 17:29	12/10/15	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P	205	17.24	3	12	1	2,338	D	-11	5	-4	4	-1	-2	-5	-3	-2	-2	-4	4	15	31
12/9/15 19:07	12/7/15	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	392	17.35	3	23	1	2,327	D	-11	5	-5	3	0	-2	-4	-3	-1	-4	-4	2	14	31
11/20/15 16:13	11/19/15	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	P	44	17.65	3	3	0	2,136	D	-7	4	-4	1	6	2	0	0	1	2	-4	-6	9	27
11/18/15 18:25	11/16/15	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	P.m	35	17.55	3	2	0	2,133	D	-6	4	-2	-1	6	1	-2	1	0	1	-6	-6	7	27
11/16/15 21:30	11/13/15	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	351	17.53	3	20	1	2,304	M	-8	4	-4	-3	7	0	-3	-2	0	0	-6	-5	9	28
5/15/15 16:06	5/13/15	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	553	18.75	3	30	1	2,284	I	-9	-4	3	-1	-9	-8	-5	-1	1	2	0	-1	-2	6
3/4/15 18:04	3/2/15	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.dm	1,058	20.25	3	52	2	2,254	I	-1	0	7	14	9	6	4	3	0	0	2	-3	-8	-6
3/4/15 18:01	3/2/15	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	See Rema	P.dm	1,058	20.25	3	52	3	2,131	I	-1	0	7	14	9	6	4	3	0	0	2	-3	-8	-6
12/15/14 19:47	12/12/14	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	495	17.68	4	28	1	2,202	M	-9	-16	-12	-11	-5	-5	-6	-2	0	5	8	17	11	0
12/11/14 20:45	12/9/14	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	517	17.82	4	29	1	2,174	M	-8	-15	-12	-9	-4	-4	-3	-3	-1	1	8	16	11	5
3/5/14 21:22	3/3/14	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	See Rema	P.m	1,759	22.27	5	79	4	2,201	I	16	0	4	-3	-5	0	-1	-1	2	0	3	-4	-6	0
3/5/14 21:16	3/3/14	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	COO,Dir	P.m	1,759	22.27	5	79	4	2,135	I	16	0	4	-3	-5	0	-1	-1	2	0	3	-4	-6	0
5/30/12 13:59	5/29/12	SLRC	Fund	CEF	Closed-End Funds	Peteka Richard	NY	O	CFO,Secr	P	108	21.50	5	5	New	5	D	25	-3	4	-4	4	0	2	0	0	1	5	10	10	18
5/8/12 17:21	5/4/12	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P,CB	P.m	293	21.39	6	14	1	2,122	D	23	-2	10	-5	-2	4	5	-1	1	-1	1	8	12	22
8/11/11 17:53	8/9/11	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P,CB	P	398	19.92	9	20	1	2,108	D		17	-13	-14	-15	-14	-11	-3	3	3	4	10	16	20
8/10/11 12:13	8/9/11	SLRC	Fund	CEF	Closed-End Funds	Hochberg Steven	NY	D		P	51	20.27	8	3	45	8	D		17	-11	-14	-15	-13	-9	-3	-1	5	7	9	16	21
12/1/10 15:55	11/30/10	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P,CB	P	2,638	22.94	7	115	6	2,088	I			17	23	6	2	1	0	3	7	9	7	9	5
12/1/10 15:54	11/30/10	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	COO,Dir	P	2,638	22.94	7	115	6	2,056	I			17	23	6	2	1	0	3	7	9	7	9	5
5/19/10 18:39	5/18/10	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P,CB	P	212	21.20	7	10	1	1,973	D				17	-8	-9	-3	-5	-3	1	-2	2	20	33
5/14/10 20:30	5/13/10	SLRC	Fund	CEF	Closed-End Funds	Radesca Nicholas	NY	O	CFO,Sec	P	22	22.07	3	1	19	6	D				22	-1	-6	-4	-6	0	-5	0	-1	16	30
5/14/10 20:28	5/13/10	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P,CB	P	497	22.07	3	23	1	3,904	D				22	-1	-6	-4	-6	0	-5	0	-1	16	30
2/11/10 14:58	2/9/10	SLRC	Fund	CEF	Closed-End Funds	Gross Michael S	NY	DO	CEO,P,CB	P	11,100	18.50	25	600	45	1,941	I									1	1	6	33	14	53
2/11/10 14:48	2/9/10	SLRC	Fund	CEF	Closed-End Funds	Spohler Bruce J	NY	DO	COO,Dir	P	11,100	18.50	25	600	45	1,941	I									1	1	6	33	14	53
2/11/10 14:47	2/9/10	SLRC	Fund	CEF	Closed-End Funds	Radesca Nicholas	NY	O	CFO,Sec	P	98	18.50	25	5	New	5	D									1	1	6	33	14	53
2/11/10 14:47	2/9/10	SLRC	Fund	CEF	Closed-End Funds	Wachter David	NY	D		P	185	18.50	25	10	New	10	D									1	1	6	33	14	53
2/11/10 14:46	2/9/10	SLRC	Fund	CEF	Closed-End Funds	Potter Leonard	NY	D		P	185	18.50	25	10	New	10	D									1	1	6	33	14	53
2/11/10 14:46	2/9/10	SLRC	Fund	CEF	Closed-End Funds	Hochberg Steven	NY	D		P	102	18.50	25	6	New	6	D									1	1	6	33	14	53

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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