RILY - B. Riley Financial, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	9	14	-0	-2	-3	4	50	0	10
P	%wins				57	50	64	33	90		59

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m
12/19/23 17:00	12/15/23	RILY	Financ	InvAdv	Investment Advice	Kelleher Thomas J /Adv	CA	O	Co-CEO	P	404	20.22	0	20	2	1,037	I
11/17/23 11:34	11/17/23	RILY	Financ	InvAdv	Investment Advice	D Agostino Robert P	CA	D		P	106	21.23	0	5	3	161	D
11/17/23 11:33	11/17/23	RILY	Financ	InvAdv	Investment Advice	Paulson Randall E	CA	D		P	212	21.23	0	10	3	319	D
11/17/23 11:31	11/17/23	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P	637	21.23	0	30	0	7,173	D
11/13/23 15:07	11/10/23	RILY	Financ	InvAdv	Investment Advice	Labran Renee E	CA	D		P.m	20	22.63	0	1	16	7	D
11/13/23 08:00	11/10/23	RILY	Financ	InvAdv	Investment Advice	Antin Robert L	CA	D		P	644	25.75	0	25	6	470	D
11/13/23 08:00	11/9/23	RILY	Financ	InvAdv	Investment Advice	Brandt Tamara Sue	CA	D		P	50	30.64	0	2	36	6	D
8/22/23 09:30	8/21/23	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P	1,183	47.31	0	25	0	7,141	D
7/27/23 17:00	7/26/23	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P.a	4,000	55.00	0	73	1	6,724	D
7/27/23 17:00	7/26/23	RILY	Financ	InvAdv	Investment Advice	Paulson Randall E	CA	D		P.a	275	55.00	0	5	2	309	D
7/27/23 17:00	7/26/23	RILY	Financ	InvAdv	Investment Advice	Moore Andrew	CA	O	CEO B. R	P.a	275	55.00	0	5	1	380	D
7/27/23 08:55	7/26/23	RILY	Financ	InvAdv	Investment Advice	Kelleher Thomas J /Adv	CA	O	Co-CEO	P	500	55.00	0	9	1	983	M
7/26/23 12:04	7/25/23	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P	4,000	55.00	0	73	1	7,116	D
7/26/23 12:01	7/25/23	RILY	Financ	InvAdv	Investment Advice	Paulson Randall E	CA	D		P	275	55.00	0	5	2	309	D
7/26/23 11:58	7/25/23	RILY	Financ	InvAdv	Investment Advice	Moore Andrew	CA	O	CEO B. R	P	275	55.00	0	5	1	380	D
6/15/23 09:00	6/13/23	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P	235	37.91	0	6	0	7,043	D
5/17/23 20:18	5/16/23	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P.a	659	32.95	0	20	0	6,666	D
5/16/23 15:20	5/16/23	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P	659	32.95	0	20	0	7,030	D
5/8/23 12:50	5/8/23	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P	866	34.66	0	25	0	7,010	D
3/20/23 08:59	3/17/23	RILY	Financ	InvAdv	Investment Advice	Paulson Randall E	CA	D		P	299	29.90	0	10	3	302	D
3/20/23 08:55	3/17/23	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P	747	29.90	0	25	0	7,007	D
3/20/23 08:36	3/16/23	RILY	Financ	InvAdv	Investment Advice	Antin Robert L	CA	D		P.m	544	30.22	0	18	4	443	D
3/17/23 13:06	3/17/23	RILY	Financ	InvAdv	Investment Advice	Young Kenneth M	CA	O	P	P	78	31.46	0	2	1	274	I
3/16/23 10:30	3/15/23	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P	387	29.87	0	13	0	6,982	D
3/16/23 10:30	3/15/23	RILY	Financ	InvAdv	Investment Advice	Kelleher Thomas J /adv	CA	O	Co-CEO	P	311	31.13	0	10	1	996	I
3/16/23 10:30	3/15/23	RILY	Financ	InvAdv	Investment Advice	Paulson Randall E	CA	D		P	155	30.93	0	5	2	292	D
3/14/23 13:34	3/10/23	RILY	Financ	InvAdv	Investment Advice	Moore Andrew	CA	O	CEO B. R	P	166	33.25	0	5	1	385	D
3/7/23 13:58	3/7/23	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P	770	40.53	0	19	0	6,969	M
2/27/23 17:32	2/23/23	RILY	Financ	InvAdv	Investment Advice	Paulson Randall E	CA	D		P	368	36.85	0	10	4	287	D
2/27/23 17:31	2/24/23	RILY	Financ	InvAdv	Investment Advice	Moore Andrew	CA	O	CEO B. R	P	368	36.78	0	10	3	355	D
2/9/23 15:31	2/9/23	RILY	Financ	InvAdv	Investment Advice	Labran Renee E	CA	D		P	10	39.97	0	0	7	4	D
2/9/23 13:06	2/9/23	RILY	Financ	InvAdv	Investment Advice	D Agostino Robert P	CA	D		P	507	40.59	0	13	9	154	D
2/9/23 10:19	2/8/23	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P	5,461	40.18	0	136	2	6,750	D
2/8/23 14:36	2/8/23	RILY	Financ	InvAdv	Investment Advice	Moore Andrew	CA	O	CEO B. R	P	775	38.75	0	20	8	281	D
1/9/23 20:20	1/9/23	RILY	Financ	InvAdv	Investment Advice	Paulson Randall E	CA	D		P	744	37.22	0	20	8	277	D
12/30/22 06:10	12/28/22	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P.m	883	33.24	0	27	0	6,614	D
12/30/22 06:08	12/28/22	RILY	Financ	InvAdv	Investment Advice	Brandt Tamara Sue	CA	D		P	20	32.01	0	1	32	3	D
12/20/22 06:07	12/16/22	RILY	Financ	InvAdv	Investment Advice	Sheldon Michael Joseph	CA	D		P	400	39.86	0	10	22	55	D
12/20/22 06:02	12/16/22	RILY	Financ	InvAdv	Investment Advice	Labran Renee E	CA	D		P	10	40.40	0	0	8	3	D
12/19/22 06:19	12/16/22	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P	4,816	40.13	0	120	2	6,588	D
12/15/22 14:51	12/14/22	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P.m	2,624	41.31	0	64	1	6,468	D
12/5/22 15:59	12/2/22	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P.m	2,263	43.93	0	52	1	6,404	D
12/1/22 09:00	11/30/22	RILY	Financ	InvAdv	Investment Advice	Paulson Randall E	CA	D		P	111	42.84	0	3	1	257	D
9/19/22 09:28	9/16/22	RILY	Financ	InvAdv	Investment Advice	Paulson Randall E	CA	D		P	276	46.92	0	6	2	254	D
9/19/22 09:28	9/16/22	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P	398	46.83	0	9	0	6,350	D
9/14/22 14:55	9/14/22	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P	1,377	47.49	0	29	0	6,342	M
9/8/22 09:28	9/7/22	RILY	Financ	InvAdv	Investment Advice	Moore Andrew	CA	O	CEO B. R	P	241	48.12	0	5	2	261	D
9/1/22 09:28	8/31/22	RILY	Financ	InvAdv	Investment Advice	Paulson Randall E	CA	D		P	1,244	49.76	0	25	11	248	D
9/1/22 09:28	8/30/22	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P.m	2,473	49.46	0	50	1	6,313	D
8/2/22 16:08	8/2/22	RILY	Financ	InvAdv	Investment Advice	Paulson Randall E	CA	D		P.a	654	52.33	0	13	6	223	D
8/2/22 14:17	8/1/22	RILY	Financ	InvAdv	Investment Advice	Paulson Randall E	CA	D		P.m	2,088	52.21	0	40	22	226	D
5/24/22 16:23	5/20/22	RILY	Financ	InvAdv	Investment Advice	Asher Daniel	IL	T		P.m	1,795	49.85	0	36	1	3,423	I
5/20/22 17:00	5/19/22	RILY	Financ	InvAdv	Investment Advice	Asher Daniel	IL	T		P	60	49.95	0	1	0	2,908	I
5/19/22 15:59	5/18/22	RILY	Financ	InvAdv	Investment Advice	Asher Daniel	IL	T		P	1,069	50.42	0	21	1	2,907	I
5/18/22 17:06	5/17/22	RILY	Financ	InvAdv	Investment Advice	Asher Daniel	IL	T		P	296	49.41	0	6	0	4,209	I
5/17/22 16:43	5/16/22	RILY	Financ	InvAdv	Investment Advice	Asher Daniel	IL	T		P	260	49.09	0	5	0	2,880	I
5/13/22 17:09	5/13/22	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DO	CB,Co-CE	P	2,415	48.30	0	50	1	6,204	D
5/12/22 12:04	5/11/22	RILY	Financ	InvAdv	Investment Advice	Kelleher Thomas J /adv	CA	O	Co-CEO	P	231	46.14	0	5	1	797	I
5/12/22 12:04	5/11/22	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P	745	45.70	0	16	0	6,154	D
5/10/22 14:32	5/9/22	RILY	Financ	InvAdv	Investment Advice	Labran Renee E	CA	D		P	20	48.98	0	0	33	2	D
5/10/22 12:38	5/9/22	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P.m	3,524	46.99	0	75	1	6,137	D
5/4/22 13:23	5/3/22	RILY	Financ	InvAdv	Investment Advice	Paulson Randall E	CA	D		P	485	48.46	0	10	6	184	D
5/3/22 15:14	5/3/22	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P	2,378	48.71	0	49	1	6,062	D
5/3/22 11:57	5/2/22	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P	9,020	46.85	0	193	3	6,014	D
5/3/22 11:55	5/2/22	RILY	Financ	InvAdv	Investment Advice	Moore Andrew	CA	O	CEO B. R	P	459	45.94	0	10	4	245	D
5/3/22 11:53	5/2/22	RILY	Financ	InvAdv	Investment Advice	Young Kenneth M	CA	O	P	P	117	46.69	0	3	1	185	I
5/3/22 11:53	5/2/22	RILY	Financ	InvAdv	Investment Advice	Sheldon Michael Joseph	CA	D		P	477	47.68	0	10	30	43	D
5/3/22 11:52	5/2/22	RILY	Financ	InvAdv	Investment Advice	Paulson Randall E	CA	D		P	921	46.03	0	20	13	174	D
5/3/22 11:52	5/2/22	RILY	Financ	InvAdv	Investment Advice	Antin Robert L	CA	D		P	455	45.53	0	10	2	424	D
3/10/22 09:00	3/9/22	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P	1,885	62.83	0	30	1	5,820	D
3/2/22 09:09	2/28/22	RILY	Financ	InvAdv	Investment Advice	Paulson Randall E	CA	D		P	2,362	59.04	0	40	35	154	D
3/2/22 09:07	3/1/22	RILY	Financ	InvAdv	Investment Advice	Labran Renee E	CA	D		P	20	58.53	0	0	38	1	D
3/2/22 09:06	3/1/22	RILY	Financ	InvAdv	Investment Advice	Sheldon Michael Joseph	CA	D		P	502	59.51	0	8	34	33	D
3/2/22 09:05	3/1/22	RILY	Financ	InvAdv	Investment Advice	Young Kenneth M	CA	O	P	P	590	58.98	0	10	6	182	I
3/2/22 09:04	2/28/22	RILY	Financ	InvAdv	Investment Advice	Kelleher Thomas J /adv	CA	O	Co-CEO	P	252	58.64	0	4	1	792	M
3/2/22 09:02	2/28/22	RILY	Financ	InvAdv	Investment Advice	Riley Bryant R	CA	DOT	CB,Co-CE	P.m	4,990	58.71	0	85	1	5,790	D
12/7/21 16:56	12/6/21	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P	129	75.17	0	2	0	5,710	D
11/18/21 09:00	11/17/21	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P	1,547	77.35	0	20	0	5,575	D
11/4/21 09:00	11/3/21	RILY	BizSv	BizSv	Business Services	Young Kenneth M	CA	O	P	P	78	78.31	0	1	1	172	M
9/14/21 09:00	9/13/21	RILY	BizSv	BizSv	Business Services	Paulson Randall E	CA	D		P	908	60.51	0	15	15	114	D
9/10/21 14:26	9/10/21	RILY	BizSv	BizSv	Business Services	Moore Andrew	CA	O	CEO B. R	P	301	60.20	0	5	2	235	D
8/20/21 08:30	8/19/21	RILY	BizSv	BizSv	Business Services	Paulson Randall E	CA	D		P	608	60.82	0	10	11	99	D
8/19/21 13:14	8/19/21	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P	8,182	60.61	0	135	2	5,870	D
8/17/21 15:11	8/17/21	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P	954	63.59	0	15	0	5,735	D
8/17/21 15:08	8/17/21	RILY	BizSv	BizSv	Business Services	Moore Andrew	CA	O	CEO B. R	P	319	63.70	0	5	2	230	D
8/13/21 18:09	8/11/21	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P.m	608	64.95	0	9	0	5,720	D
8/11/21 08:31	8/10/21	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P	1,023	68.22	0	15	0	5,711	D
8/6/21 19:02	8/4/21	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P	117	64.98	0	2	0	5,696	I
6/17/21 17:00	6/15/21	RILY	BizSv	BizSv	Business Services	Young Kenneth M	CA	O	P	P	79	66.06	0	1	1	171	D
6/8/21 09:02	6/4/21	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P.m	2,229	66.91	0	33	1	5,694	I
5/6/21 14:45	5/6/21	RILY	BizSv	BizSv	Business Services	Moore Andrew	CA	O	CEO B. R	P	338	67.68	0	5	2	213	D
2/2/21 08:31	1/29/21	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P	72	48.25	0	2	0	5,611	D
1/29/21 08:30	1/27/21	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P.m	874	48.53	0	18	0	5,610	D
1/27/21 14:50	1/26/21	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P.m	578	48.13	0	12	0	5,592	D
1/25/21 14:53	1/25/21	RILY	BizSv	BizSv	Business Services	Sheldon Michael Joseph	CA	D		P	102	48.95	0	2	10	24	D
1/25/21 08:30	1/22/21	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P	474	47.41	0	10	0	5,580	M
1/13/21 08:36	1/13/21	RILY	BizSv	BizSv	Business Services	Young Kenneth M	CA	O	P	P	74	46.00	0	2	1	158	I
1/13/21 08:34	1/13/21	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P	4,600	46.00	0	100	2	5,564	D
1/13/21 08:34	1/13/21	RILY	BizSv	BizSv	Business Services	Paulson Randall E	CA	D		P	460	46.00	0	10	13	88	D
1/13/21 08:34	1/13/21	RILY	BizSv	BizSv	Business Services	Kelleher Thomas J /adv	CA	O	Co-CEO	P	460	46.00	0	10	1	743	I
11/20/20 06:02	11/19/20	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P	488	32.53	0	15	0	5,363	D
11/5/20 18:11	11/3/20	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P.a	3,778	26.66	0	142	3	5,348	I
11/3/20 15:14	11/3/20	RILY	BizSv	BizSv	Business Services	Paulson Randall E	CA	D		P	1,066	26.65	0	40	104	78	D
11/3/20 15:13	11/3/20	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P	1,600	26.66	0	60	1	5,030	D
9/9/20 17:05	9/8/20	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P	31	25.59	0	1	0	4,970	D
9/8/20 08:31	9/4/20	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P	60	26.21	0	2	0	4,969	D
9/3/20 08:54	9/2/20	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P	483	27.15	0	18	0	4,967	M
8/27/20 08:50	8/26/20	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P	533	26.67	0	20	0	4,949	D
8/7/20 11:45	8/7/20	RILY	BizSv	BizSv	Business Services	Paulson Randall E	CA	D		P	674	26.96	0	25	187	38	D
8/7/20 09:57	8/6/20	RILY	BizSv	BizSv	Business Services	Young Kenneth M	CA	O	P	P	27	27.28	0	1	1	101	M
8/7/20 09:55	8/6/20	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P	679	27.15	0	25	1	4,929	D
6/10/20 11:49	6/9/20	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P.m	457	22.85	0	20	0	4,904	D
6/4/20 09:01	6/3/20	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P	832	20.81	0	40	1	4,884	D
5/26/20 17:28	5/21/20	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P	33	18.25	0	2	0	4,844	D
3/20/20 21:36	3/20/20	RILY	BizSv	BizSv	Business Services	Antin Robert L	CA	D		P	37	18.65	0	2	0	409	D
3/19/20 20:59	3/13/20	RILY	BizSv	BizSv	Business Services	Williams Mikel H	CA	D		P	174	19.61	0	9	17	61	D
3/16/20 18:53	3/13/20	RILY	BizSv	BizSv	Business Services	Young Kenneth M	CA	O	P	P	71	20.24	0	4	4	85	M
3/16/20 15:44	3/16/20	RILY	BizSv	BizSv	Business Services	Moore Andrew	CA	O	CEO of B	P	108	18.08	0	6	4	140	D
3/13/20 14:40	3/13/20	RILY	BizSv	BizSv	Business Services	Sheldon Michael Joseph	CA	D		P	101	18.91	0	5	42	18	D
3/13/20 10:01	3/11/20	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P	94	20.20	0	5	0	4,800	D
3/13/20 10:00	3/11/20	RILY	BizSv	BizSv	Business Services	Forman Alan N	CA	O	EVP,GC,S	P	81	20.19	0	4	7	65	D
3/13/20 10:00	3/11/20	RILY	BizSv	BizSv	Business Services	Ahn Phillip J.	CA	O	CFO,COO	P	81	20.21	0	4	4	105	D
3/11/20 18:11	3/9/20	RILY	BizSv	BizSv	Business Services	Kelleher Thomas J /adv	CA	DO	Co-CEO	P.m	204	20.43	0	10	2	617	I
8/15/19 11:05	8/13/19	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P.m	407	20.34	0	20	0	4,796	D
5/9/19 15:05	5/7/19	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P.m	774	19.24	0	40	1	4,737	D
3/18/19 18:49	8/9/18	RILY	BizSv	BizSv	Business Services	Sims Todd D.	CA	D		P	50	22.38	0	2	24	12	D
3/18/19 18:49	3/15/19	RILY	BizSv	BizSv	Business Services	Young Kenneth M	CA	O	P	P	172	17.16	0	10	18	65	M
3/15/19 18:35	3/14/19	RILY	BizSv	BizSv	Business Services	Kelleher Thomas J /adv	CA	DO	Co-CEO	P	168	16.75	0	10	2	568	M
3/14/19 20:44	3/14/19	RILY	BizSv	BizSv	Business Services	Moore Andrew	CA	O	CEO of B	P	170	16.97	0	10	10	112	D
3/8/19 17:23	3/6/19	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P.m	847	16.93	0	50	1	4,697	D
2/25/19 17:00	2/21/19	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P.m	338	16.30	0	21	0	4,647	D
2/25/19 17:00	2/21/19	RILY	BizSv	BizSv	Business Services	D Agostino Robert P	CA	D		P.m	136	16.32	0	8	7	132	D
12/11/18 15:12	12/7/18	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,Co-CE	P.m	555	17.23	0	32	1	4,616	M
3/19/18 17:15	3/16/18	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,CEO	P	4,037	18.25	0	221	5	4,557	D
3/15/18 20:29	3/13/18	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,CEO	P	134	18.65	0	7	0	4,335	I
12/4/17 12:59	12/1/17	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,CEO	P.m	690	17.89	0	39	1	4,328	M
11/20/17 16:11	11/16/17	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,CEO	P.m	375	17.53	0	21	1	4,290	I
6/16/17 12:36	6/15/17	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,CEO	P	435	15.55	0	28	1	4,268	I
6/6/17 20:02	6/2/17	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,CEO	P	458	14.56	0	31	1	4,202	D
6/6/17 20:02	6/2/17	RILY	BizSv	BizSv	Business Services	Kelleher Thomas J /adv	CA	DO	P	P	46	14.56	0	3	1	507	D
3/20/17 16:02	3/16/17	RILY	BizSv	BizSv	Business Services	Sims Todd D.	CA	D		P	49	14.97	0	3	268	5	D	31	59	18	-9	-13	-3	4	0	-4	-2	0
2/24/17 09:00	2/22/17	RILY	BizSv	BizSv	Business Services	Asher Daniel	IL	T		P	29	16.10	0	2	0	2,352	D	25	69	60	-4	-20	-16	-9	-11	2	1	-4
1/30/17 08:49	1/27/17	RILY	BizSv	BizSv	Business Services	Asher Daniel	IL	T		P	11	20.81	0	1	0	2,354	D	122	121	135	69	23	6	8	-4	-8	-15	-25	-25
1/26/17 09:29	1/25/17	RILY	BizSv	BizSv	Business Services	Asher Daniel	IL	T		P	56	20.90	0	3	0	2,354	D	125	136	139	73	23	12	8	6	-2	-10	-24	-27
7/21/16 11:31	7/19/16	RILY	BizSv	BizSv	Business Services	Asher Daniel	IL	T		P	1,362	9.10	1	150	7	2,357	D	17	-5	-7	-7	-8	-3	1	1	0	-2	4	37	117
7/15/16 11:31	7/5/16	RILY	BizSv	BizSv	Business Services	Asher Daniel	IL	T		P.m	868	9.10	1	95	2	4,319	D	17	-8	-8	-11	-8	-5	2	-1	0	2	0	43	119
7/12/16 16:33	7/5/16	RILY	BizSv	BizSv	Business Services	Asher Daniel	IL	T		P.m	104	8.85	1	12	1	2,112	D	22	-7	-6	-12	-10	-3	-4	4	-2	-3	0	44	113
5/9/16 14:54	5/5/16	RILY	BizSv	BizSv	Business Services	Forman Alan N	CA	O	EVP,GC,S	P	29	9.50	0	3	21	17	D	137	-5	0	3	0	-6	-16	-3	3	1	1	-6	26
5/9/16 14:53	5/6/16	RILY	BizSv	BizSv	Business Services	Kelleher Thomas J /adv	CA	DO	P	P	171	9.50	0	18	4	481	I	137	-5	0	3	0	-6	-16	-3	3	1	1	-6	26
5/9/16 12:39	5/5/16	RILY	BizSv	BizSv	Business Services	Todaro Richard L	CA	D		P	95	9.50	0	10	133	18	D	137	-5	0	3	0	-6	-16	-3	3	1	1	-6	26
5/9/16 12:38	5/5/16	RILY	BizSv	BizSv	Business Services	Ahn Phillip J.	CA	O	CFO,COO	P	38	9.50	0	4	12	38	D	137	-5	0	3	0	-6	-16	-3	3	1	1	-6	26
5/6/16 15:27	5/5/16	RILY	BizSv	BizSv	Business Services	D Agostino Robert P	CA	D		P	380	9.50	0	40	52	117	D	157	-3	3	6	3	-1	-2	-4	-3	-2	-2	-9	26
5/6/16 15:25	5/5/16	O	BizSv	BizSv	Business Services	Williams Mikel H	CA	D		P	380	9.50	33	40	999%	42	D	58	42	27	10	2	-1	5	4	2	3	1	12	-7
5/6/16 15:23	5/5/16	RILY	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,CEO	P	1,448	9.50	0	152	4	4,135	D	157	-3	3	6	3	-1	-2	-4	-3	-2	-2	-9	26
8/27/14 17:15	8/26/14	GAMR	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,CEO	P	4	8.00	0	1	0	3,954	M
8/27/14 17:14	8/26/14	GAMR	BizSv	BizSv	Business Services	Kelleher Thomas J /adv	CA	O	P	P	4	8.00	0	1	0	441	D
6/20/14 17:02	5/19/14	GAMR	BizSv	BizSv	Business Services	Riley Bryant R	CA	DOT	CB,CEO	P	1,000	5.00	0	200	5	3,953	M
5/22/14 16:37	5/19/14	GAMR	BizSv	BizSv	Business Services	Miller Lloyd I III	FL	T		P	9,500	0.2500	0	38,000	870	42,366	M
5/21/14 20:14	5/19/14	GAMR	BizSv	BizSv	Business Services	Hilton Hugh G	CA	D		P	50	0.2500	0	200	495	240	D
5/21/14 19:56	5/19/14	GAMR	BizSv	BizSv	Business Services	Carpenter Scott K	CA	O	EVP,Reta	P	214	0.2500	0	856	594	1,000	D
5/21/14 19:49	5/19/14	GAMR	BizSv	BizSv	Business Services	Hart Matthew J	CA	D		P	50	0.2500	0	200	397	250	D
5/21/14 19:47	5/19/14	GAMR	BizSv	BizSv	Business Services	Weitzman Howard	CA	O	SVP,Chie	P	50	0.2500	0	200	New	200	M
5/21/14 19:44	5/19/14	GAMR	BizSv	BizSv	Business Services	Ahn Phillip J.	CA	O	CFO,COO	P	75	0.2500	0	300	New	300	D
5/21/14 19:36	5/19/14	GAMR	BizSv	BizSv	Business Services	Gumaer Andrew	CA	DO	CB,CEO	P	1,680	0.2500	0	6,720	127	12,000	I
5/21/14 19:07	5/19/14	GAMR	BizSv	BizSv	Business Services	Elliott International, L.P.	E9	T		P	6,577	0.2500	0	26,308	715	29,985	D
5/21/14 19:05	5/19/14	GAMR	BizSv	BizSv	Business Services	Elliott Associates, L.P.	NY	T		P	3,423	0.2500	0	13,692	558	16,144	D
12/31/13 14:00	12/30/13	GAMR	BizSv	BizSv	Business Services	Miller Lloyd I III	FL	T		P	21	0.2300	0	92	2	4,708	I
12/30/13 13:10	12/27/13	GAMR	BizSv	BizSv	Business Services	Miller Lloyd I III	FL	T		P	14	0.2000	0	71	2	4,616	I
11/18/13 15:04	11/14/13	GAMR	BizSv	BizSv	Business Services	Miller Lloyd I III	FL	T		P	53	0.2400	0	221	5	4,545	I
11/14/13 15:03	11/13/13	GAMR	BizSv	BizSv	Business Services	Miller Lloyd I III	FL	T		P	64	0.2400	0	268	7	4,324	I
11/13/13 14:45	11/12/13	GAMR	BizSv	BizSv	Business Services	Miller Lloyd I III	FL	T		P	3	0.2400	0	11	0	4,056	I
9/3/13 15:02	8/30/13	GAMR	BizSv	BizSv	Business Services	Miller Lloyd I III	FL	T		P	48	0.2400	0	201	5	4,045	I
8/30/13 13:51	8/29/13	GAMR	BizSv	BizSv	Business Services	Miller Lloyd I III	FL	T		P	48	0.2405	0	200	5	3,845	I
8/22/13 14:30	8/21/13	GAMR	BizSv	BizSv	Business Services	Miller Lloyd I III	FL	T		P	84	0.2900	0	289	9	3,645	I
8/9/13 11:47	8/7/13	GAMR	BizSv	BizSv	Business Services	Miller Lloyd I III	FL	T		P	31	0.3300	0	94	3	3,356	I
11/21/12 14:10	11/20/12	GAMR	BizSv	BizSv	Business Services	Miller Lloyd I III	FL	T		P	64	0.2560	0	250	8	3,262	I
11/19/12 15:26	11/16/12	GAMR	BizSv	BizSv	Business Services	Miller Lloyd I III	FL	T		P	2	0.3000	0	8	0	3,012	I
8/25/11 16:15	8/19/11	GAMR	BizSv	BizSv	Business Services	Erickson Paul	CA	O	EVP,CFO	P	6	0.1150	0	50	35	192	D
8/5/11 16:04	8/3/11	GAMR	BizSv	BizSv	Business Services	Elliott International, L.P.	E9	T		P	41	0.0800	0	507	16	3,677	D
8/5/11 16:03	8/3/11	GAMR	BizSv	BizSv	Business Services	Elliott Associates, L.P.	NY	T		P	27	0.0800	0	338	16	2,452	D
8/3/11 18:30	8/1/11	GAMA	BizSv	BizSv	Business Services	Elliott Associates, L.P.	NY	T		P.m	44	0.0621	0	700	50	2,114	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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