Asher Daniel - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	6	-2	-5	-8	14	116	0	23
P	%wins				50	33	50	60	100		59
S	%ret	1	1	12	-1	-3	1	0	0	0	-1
S	%wins				67	67	55				63

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m
5/24/22 16:23	5/20/22	RILY	B. Riley Financial, Inc.	DE	Financ	InvAdv	Investment Advice	Asher Daniel	IL	T	P.m	1,795	49.85	0	36	1	3,423	I
5/24/22 16:23	5/20/22	RILY	B. Riley Financial, Inc.	DE	Financ	InvAdv	Investment Advice	Asher Daniel	IL	T	S	-6,275	50.00	0	-126	-4	3,423	I
5/20/22 17:00	5/19/22	RILY	B. Riley Financial, Inc.	DE	Financ	InvAdv	Investment Advice	Asher Daniel	IL	T	P	60	49.95	0	1	0	2,908	I
5/19/22 15:59	5/18/22	RILY	B. Riley Financial, Inc.	DE	Financ	InvAdv	Investment Advice	Asher Daniel	IL	T	P	1,069	50.42	0	21	1	2,907	I
5/18/22 17:06	5/17/22	RILY	B. Riley Financial, Inc.	DE	Financ	InvAdv	Investment Advice	Asher Daniel	IL	T	S	-15	51.00	0	0	0	4,209	I
5/18/22 17:06	5/17/22	RILY	B. Riley Financial, Inc.	DE	Financ	InvAdv	Investment Advice	Asher Daniel	IL	T	P	296	49.41	0	6	0	4,209	I
5/17/22 16:43	5/16/22	RILY	B. Riley Financial, Inc.	DE	Financ	InvAdv	Investment Advice	Asher Daniel	IL	T	P	260	49.09	0	5	0	2,880	I
2/12/21 16:34	2/11/21	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-873	17.45	0	-50	-3	1,505	I
12/29/20 16:45	12/24/20	NHLD	National Holdings Corp	DE	Financ	FinTrd	Security & Commodity Brokers,	Asher Daniel	IL	T	P.m	50	2.69	0	18	1	3,028	I
12/18/20 16:44	12/16/20	NHLD	National Holdings Corp	DE	Financ	FinTrd	Security & Commodity Brokers,	Asher Daniel	IL	T	P	4	2.70	0	2	0	3,009	I
12/10/20 16:23	12/8/20	NHLD	National Holdings Corp	DE	Financ	FinTrd	Security & Commodity Brokers,	Asher Daniel	IL	T	P.m	360	2.63	0	137	5	3,008	I
11/19/20 16:38	11/17/20	NHLD	National Holdings Corp	DE	Financ	FinTrd	Security & Commodity Brokers,	Asher Daniel	IL	T	P	56	2.69	0	21	1	2,871	I
11/17/20 16:36	11/13/20	NHLD	National Holdings Corp	DE	Financ	FinTrd	Security & Commodity Brokers,	Asher Daniel	IL	T	P.m	494	2.55	0	194	7	2,851	I
9/9/20 11:13	9/4/20	NHLD	National Holdings Corp	DE	Financ	FinTrd	Security & Commodity Brokers,	Asher Daniel	IL	T	P	4	2.20	0	2	0	2,656	I
9/3/20 16:49	9/1/20	NHLD	National Holdings Corp	DE	Financ	FinTrd	Security & Commodity Brokers,	Asher Daniel	IL	T	P.m	7	2.19	0	3	0	2,655	I
8/31/20 16:47	8/27/20	NHLD	National Holdings Corp	DE	Financ	FinTrd	Security & Commodity Brokers,	Asher Daniel	IL	T	P.m	133	2.29	0	58	2	2,651	I
7/2/20 17:14	6/29/20	NHLD	National Holdings Corp	DE	Financ	FinTrd	Security & Commodity Brokers,	Asher Daniel	IL	T	P.m	1	2.00	0	0	0	2,593	I
7/2/20 17:01	6/30/20	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-30	16.93	0	-2	0	1,555	I
6/23/20 15:41	6/19/20	NHLD	National Holdings Corp	DE	Financ	FinTrd	Security & Commodity Brokers,	Asher Daniel	IL	T	P.m	17	2.04	0	8	0	2,593	I
6/23/20 15:24	6/19/20	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-10	17.11	0	-1	0	1,557	I
6/17/20 18:13	6/21/19	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S.a	-22	14.19	0	-2	0	2,400	I
6/17/20 18:04	6/19/19	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S.a	-41	14.15	0	-3	0	2,401	I
6/17/20 18:00	6/18/19	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S.a	-3	14.15	0	0	0	2,404	I
6/17/20 17:58	6/13/19	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S.am	-6	14.20	0	0	0	2,404	I
5/6/20 16:41	5/5/20	NHLD	National Holdings Corp	DE	Financ	FinTrd	Security & Commodity Brokers,	Asher Daniel	IL	T	P.m	141	1.80	0	78	2	3,847	I
5/5/20 15:08	5/4/20	NHLD	National Holdings Corp	DE	Financ	FinTrd	Security & Commodity Brokers,	Asher Daniel	IL	T	P	38	1.75	0	22	1	2,486	I
6/25/19 15:44	6/21/19	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-22	14.19	0	-2	0	1,266	I
6/20/19 17:04	6/19/19	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-41	14.15	0	-3	0	1,268	I
6/19/19 16:49	6/18/19	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-3	14.15	0	0	0	1,271	I
6/17/19 16:02	6/13/19	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S.m	-6	14.20	0	0	0	1,271	I
2/14/19 18:25	2/1/19	NHLD	National Holdings Corp	DE	Financ	FinTrd	Security & Commodity Brokers,	Asher Daniel	IL	T	P.m	2,857	3.25	0	879	17	5,988	I
2/6/19 16:19	1/30/19	NHLD	National Holdings Corp	DE	Financ	FinTrd	Security & Commodity Brokers,	Asher Daniel	IL	T	P.m	7	3.16	0	2	0	1,587	D
1/30/19 16:41	1/29/19	NHLD	National Holdings Corp	DE	Financ	FinTrd	Security & Commodity Brokers,	Asher Daniel	IL	T	P	1	3.11	0	0	0	1,585	D
1/29/19 17:04	1/28/19	NHLD	National Holdings Corp	DE	Financ	FinTrd	Security & Commodity Brokers,	Asher Daniel	IL	T	P	4	3.11	0	1	0	1,584	D
1/25/19 16:49	1/24/19	NHLD	National Holdings Corp	DE	Financ	FinTrd	Security & Commodity Brokers,	Asher Daniel	IL	T	P	6	3.10	0	2	0	1,583	D
1/22/19 16:23	1/18/19	NHLD	National Holdings Corp	DE	Financ	FinTrd	Security & Commodity Brokers,	Asher Daniel	IL	T	P	11	3.25	0	3	0	1,581	D
1/17/19 16:25	1/14/19	NHLD	National Holdings Corp	DE	Financ	FinTrd	Security & Commodity Brokers,	Asher Daniel	IL	T	P.m	49	3.23	0	15	1	1,578	D
1/17/19 16:25	1/15/19	NHLD	National Holdings Corp	DE	Financ	FinTrd	Security & Commodity Brokers,	Asher Daniel	IL	T	S	-1	3.27	0	0	0	1,578	D
1/8/19 17:18	1/7/19	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-1	14.15	0	0	0	1,271	I
1/4/19 16:54	1/3/19	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-6	14.15	0	0	0	1,271	I
1/3/19 16:42	12/31/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-37	14.21	0	-3	0	1,272	I
12/26/18 11:17	12/20/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-24	14.44	0	-2	0	974	I
12/19/18 17:11	12/17/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S.m	-11	14.29	0	-1	0	976	I
12/14/18 17:02	12/13/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-3	14.55	0	0	0	1,277	I
12/4/18 15:20	11/28/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-1	14.70	0	0	0	1,277	I
11/28/18 16:39	11/26/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S.m	-18	14.75	0	-1	0	1,277	I
11/21/18 15:34	11/19/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S.m	-40	14.70	0	-3	0	1,278	I
10/23/18 16:57	10/19/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	0	14.95	0	0	0	1,281	I
10/18/18 16:59	10/16/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	0	14.95	0	0	0	1,281	I
10/16/18 17:36	10/15/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-3	14.95	0	0	0	1,281	I
10/11/18 17:21	10/10/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-28	14.95	0	-2	0	1,281	I
9/19/18 17:14	9/18/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-33	15.02	0	-2	0	1,283	I
9/14/18 15:45	9/13/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-14	15.05	0	-1	0	1,285	I
8/15/18 20:29	8/14/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-4	14.95	0	0	0	1,276	I
8/14/18 11:49	8/13/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-22	14.95	0	-2	0	1,276	I
7/12/18 19:00	7/11/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-2	15.10	0	0	0	1,278	I
7/5/18 11:45	7/2/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-15	15.11	0	-1	0	1,278	I
7/2/18 18:38	6/28/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S.m	-32	15.07	0	-2	0	1,279	I
5/24/17 16:06	5/22/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S	-2	15.50	0	0	0	2,344	D
4/27/17 16:10	4/25/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S	-24	15.10	0	-2	0	2,344	D	58	52	26	-27	-2	2	0	1	0	-3
3/16/17 16:01	3/14/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S	-14	15.00	0	-1	0	2,346	D	34	63	32	-8	-17	-1	7	2	-1	-3	0
3/15/17 16:00	3/13/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S	-8	15.40	0	-1	0	2,347	D	30	59	24	-11	-20	-5	0	4	-2	-5	-1
3/14/17 16:05	3/10/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S	-41	15.60	0	-3	0	2,347	D	12	55	20	-12	-22	-9	-6	1	3	2	2
3/7/17 16:00	3/3/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S	-3	15.25	0	0	0	2,350	D	13	56	53	-13	-26	-16	-7	-7	1	2	6
3/7/17 15:46	3/2/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S.a	-3	15.60	0	0	0	2,350	D	13	56	53	-13	-26	-16	-7	-7	0	2	6
3/6/17 16:05	3/2/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S	-3	15.60	0	0	0	2,350	D	19	58	63	-10	-23	-12	-5	-2	0	5	5
3/3/17 16:10	3/1/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S	-17	15.70	0	-1	0	2,350	D	31	65	69	-7	-20	-8	-3	1	-4	-5	1
3/2/17 16:15	2/28/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S	-8	15.65	0	-1	0	2,351	D	30	62	58	-8	-18	-9	-11	-1	-4	-8	-3
3/2/17 16:08	2/22/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S.a	-29	16.10	0	-2	0	2,352	D	30	62	58	-8	-18	-9	-11	-1	-4	-8	-3
3/2/17 15:55	1/27/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S.a	-11	20.81	0	-1	0	2,354	D	30	62	58	-8	-18	-9	-11	-1	1	-7	-3
3/2/17 15:45	1/25/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S.a	-56	20.90	0	-3	0	2,354	D	30	62	58	-8	-18	-9	-11	-1	1	-7	-3
2/24/17 09:00	2/22/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	P	29	16.10	0	2	0	2,352	D	25	69	60	-4	-20	-16	-9	-11	2	1	-4
1/30/17 08:49	1/27/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	P	11	20.81	0	1	0	2,354	D	122	121	135	69	23	6	8	-4	-8	-15	-25	-25
1/26/17 09:29	1/25/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	P	56	20.90	0	3	0	2,354	D	125	136	139	73	23	12	8	6	-2	-10	-24	-27
7/21/16 11:31	7/19/16	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	P	1,362	9.10	1	150	7	2,357	D	17	-5	-7	-7	-8	-3	1	1	0	-2	4	37	117
7/15/16 11:31	7/5/16	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	P.m	868	9.10	1	95	2	4,319	D	17	-8	-8	-11	-8	-5	2	-1	0	2	0	43	119
7/12/16 16:33	7/5/16	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	P.m	104	8.85	1	12	1	2,112	D	22	-7	-6	-12	-10	-3	-4	4	-2	-3	0	44	113

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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