CSWC - Capital Southwest Corp - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	14	91	-0	-0	1	5	6	14	4
S	%wins				74	62	51	24	27	19	43

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
9/10/21 16:06	9/9/21	CSWC	Fund	CEF	Closed-End Funds	Thomas William R III	TX	D		S	-111	27.70	0	-4	-1	592	I
8/29/17 16:06	8/25/17	CSWC	Fund	CEF	Closed-End Funds	Moab Partners LP	NY	T		S.m	-871	17.30	0	-50	-3	1,475	D
8/29/17 16:05	8/25/17	CSWC	Fund	CEF	Closed-End Funds	Moab Capital Partners LLC	NY	T		S.m	-922	17.30	0	-53	-3	1,574	I
8/2/17 11:02	7/31/17	CSWC	Fund	CEF	Closed-End Funds	Armes Joseph B	TX	D		S	-8	16.31	0	-1	-2	31	D
7/24/17 18:22	7/24/17	CSWC	Fund	CEF	Closed-End Funds	Armes Joseph B	TX	D		S	-8	16.27	0	-1	-2	32	D
7/18/17 19:34	7/17/17	CSWC	Fund	CEF	Closed-End Funds	Armes Joseph B	TX	D		S	-8	16.14	0	-1	-2	32	D
7/12/17 10:04	7/10/17	CSWC	Fund	CEF	Closed-End Funds	Armes Joseph B	TX	D		S	-8	16.19	0	-1	-2	33	D
7/5/17 10:48	7/3/17	CSWC	Fund	CEF	Closed-End Funds	Armes Joseph B	TX	D		S	-8	16.15	0	-1	-1	33	D
6/27/17 12:30	6/26/17	CSWC	Fund	CEF	Closed-End Funds	Armes Joseph B	TX	D		S	-8	16.22	0	-1	-1	34	D
6/21/17 18:55	6/19/17	CSWC	Fund	CEF	Closed-End Funds	Armes Joseph B	TX	D		S	-8	16.14	0	-1	-1	34	D
6/14/17 10:39	6/12/17	CSWC	Fund	CEF	Closed-End Funds	Armes Joseph B	TX	D		S	-8	16.10	0	-1	-1	35	D
6/7/17 15:11	6/5/17	CSWC	Fund	CEF	Closed-End Funds	Armes Joseph B	TX	D		S	-8	16.03	0	-1	-1	35	D
6/2/17 17:18	6/1/17	CSWC	Fund	CEF	Closed-End Funds	Armes Joseph B	TX	D		S	-16	16.00	0	-1	-3	36	D
5/16/17 18:43	5/15/17	CSWC	Fund	CEF	Closed-End Funds	Armes Joseph B	TX	D		S	-8	16.00	0	-1	-1	37	D	-66	22	17	3	-5	-1	0	-1
5/9/17 16:52	5/8/17	CSWC	Fund	CEF	Closed-End Funds	Armes Joseph B	TX	D		S	-8	16.03	0	-1	-1	37	D	-66	20	20	2	-1	1	-1	0	-1
5/2/17 09:45	5/1/17	CSWC	Fund	CEF	Closed-End Funds	Armes Joseph B	TX	D		S	-8	16.15	0	-1	-1	38	D	-64	19	16	0	2	-4	0	-1	0	0
4/25/17 11:25	4/24/17	CSWC	Fund	CEF	Closed-End Funds	Armes Joseph B	TX	D		S	-8	16.01	0	-1	-1	38	D	-64	20	16	0	2	-2	-2	1	0	0
4/12/17 21:46	4/10/17	CSWC	Fund	CEF	Closed-End Funds	Moab Partners LP	NY	T		S	-2	17.02	1	0	0	1,525	D	-63	26	19	4	3	3	-2	0	-2	-3	-3
4/12/17 21:45	4/10/17	CSWC	Fund	CEF	Closed-End Funds	Moab Capital Partners LLC	NY	T		S	-2	17.02	1	0	0	1,627	I	-63	26	19	4	3	3	-2	0	-2	-3	-3
4/5/17 21:47	4/3/17	CSWC	Fund	CEF	Closed-End Funds	Moab Partners LP	NY	T		S.m	-56	16.92	1	-3	0	1,525	D	-63	28	19	6	7	7	4	1	-2	-2	-5
4/5/17 21:45	4/3/17	CSWC	Fund	CEF	Closed-End Funds	Moab Capital Partners LLC	NY	T		S.m	-56	16.92	1	-3	0	1,627	I	-63	28	19	6	7	7	4	1	-2	-2	-5
3/31/17 19:54	3/29/17	CSWC	Fund	CEF	Closed-End Funds	Moab Capital Partners LLC	NY	T		S.m	-10	16.84	1	-1	0	1,630	I	-62	27	19	5	6	5	3	3	-2	-2	-5
3/31/17 19:23	3/29/17	CSWC	Fund	CEF	Closed-End Funds	Moab Partners LP	NY	T		S.m	-10	16.84	1	-1	0	1,528	D	-62	27	19	5	6	5	3	3	-2	-2	-5
3/13/17 18:41	3/10/17	CSWC	Fund	CEF	Closed-End Funds	Armes Joseph B	TX	D		S	-13	16.52	0	-1	-2	39	D	-65	20	13	9	-1	2	-1	2	-1	-4	5
3/10/17 12:56	3/9/17	CSWC	Fund	CEF	Closed-End Funds	Armes Joseph B	TX	D		S	-86	16.50	0	-5	-12	39	D	-65	20	13	9	0	1	0	0	0	0	5
3/6/17 15:52	3/3/17	CSWC	Fund	CEF	Closed-End Funds	Armes Joseph B	TX	D		S	-141	16.60	0	-9	-16	45	I	-65	22	14	14	1	5	3	2	-2	-2	2
1/18/17 15:56	1/13/17	CSWC	Fund	CEF	Closed-End Funds	Moab Partners LP	NY	T		S	-2	16.73	0	0	0	1,529	D	-57	23	21	16	12	3	0	0	-1	-1	-3	-1
1/18/17 15:55	1/13/17	CSWC	Fund	CEF	Closed-End Funds	Moab Capital Partners LLC	NY	T		S	-2	16.73	0	0	0	1,631	I	-57	23	21	16	12	3	0	0	-1	-1	-3	-1
1/10/17 14:57	1/6/17	CSWC	Fund	CEF	Closed-End Funds	Moab Partners LP	NY	T		S	-91	16.80	0	-5	0	1,529	D	-57	20	20	17	16	6	2	0	-1	0	-4	3
1/10/17 14:55	1/6/17	CSWC	Fund	CEF	Closed-End Funds	Moab Capital Partners LLC	NY	T		S	-91	16.80	0	-5	0	1,631	I	-57	20	20	17	16	6	2	0	-1	0	-4	3
1/6/17 15:42	1/4/17	CSWC	Fund	CEF	Closed-End Funds	Moab Partners LP	NY	T		S	-397	16.75	0	-24	-2	1,535	D	-56	20	21	16	17	7	3	4	-1	-1	-3	2
1/6/17 15:42	1/4/17	CSWC	Fund	CEF	Closed-End Funds	Moab Capital Partners LLC	NY	T		S	-397	16.75	0	-24	-1	1,636	I	-56	20	21	16	17	7	3	4	-1	-1	-3	2
6/9/15 17:13	6/5/15	CSWC	Fund	CEF	Closed-End Funds	Golden Matthew Bailey	TX	O	VP	S	-55	49.75	2	-1	-22	4	I	44	40	29	2	6	-2	0	0	0	-1	0	-12	-69	-72
6/1/15 21:34	5/28/15	CSWC	Fund	CEF	Closed-End Funds	Golden Matthew Bailey	TX	O	VP	S	-5	50.50	2	0	-2	5	I	48	40	34	3	6	3	-3	-2	0	-1	-2	-10	-71	-73
5/27/15 21:35	5/22/15	CSWC	Fund	CEF	Closed-End Funds	Ashbaugh William M	TX	O	SVP	S.dm	-208	51.03	2	-4	-16	21	D	51	45	37	5	8	7	3	0	-1	-2	-1	-13	-72	-73
5/27/15 21:29	5/20/15	CSWC	Fund	CEF	Closed-End Funds	Ashbaugh William M	TX	O	SVP	S.adm	-713	51.23	2	-14	-39	21	D	51	45	37	5	8	7	3	0	-1	-2	-1	-13	-72	-73
5/22/15 16:54	5/20/15	CSWC	Fund	CEF	Closed-End Funds	Ashbaugh William M	TX	O	SVP	S.dm	-713	51.23	2	-14	-39	21	D	53	47	40	5	8	7	4	0	0	-2	0	-5	-71	-73
3/23/15 21:12	3/19/15	CSWC	Fund	CEF	Closed-End Funds	Ashbaugh William M	TX	O	SVP	S.dm	-1,061	48.23	3	-22	-51	21	D	64	40	23	22	11	-1	1	1	0	-3	-2	4	-1	-71
1/29/15 15:40	1/27/15	CSWC	Fund	CEF	Closed-End Funds	Thomas William R III	TX	D		S	-5,165	43.04	9	-120	-16	612	I	71	26	20	22	9	8	7	2	1	1	12	9	11	-67
6/24/14 15:16	6/23/14	CSWC	Fund	CEF	Closed-End Funds	Schwertner Ray D.	TX	O	VP	S	-71	35.31	3	-2	-31	4	D	42	3	4	-1	0	-2	-2	-1	1	2	4	12	16	45
2/19/14 14:49	2/18/14	CSWC	Fund	CEF	Closed-End Funds	Martin Gary L	TX	D		S.d	-804	34.20	2	-24	-5	406	D	91	29	0	5	1	0	4	3	-1	0	1	2	4	40
2/18/14 10:28	2/14/14	CSWC	Fund	CEF	Closed-End Funds	Martin Gary L	TX	D		S.d	-39	33.86	2	-1	0	406	D	83	27	-1	4	-1	-2	-1	-1	3	9	4	4	5	42
2/14/14 15:09	2/13/14	CSWC	Fund	CEF	Closed-End Funds	Martin Gary L	TX	D		S.d	-122	33.89	2	-4	-1	406	D	86	27	-2	4	-1	-1	-1	0	0	5	3	4	6	38
2/14/14 15:08	2/12/14	CSWC	Fund	CEF	Closed-End Funds	Martin Gary L	TX	D		S.d	-1,180	33.76	2	-35	-8	406	D	86	27	-2	4	-1	-1	-1	0	0	5	3	4	6	38
2/13/14 12:30	2/11/14	CSWC	Fund	CEF	Closed-End Funds	Martin Gary L	TX	D		S.d	-173	33.90	2	-5	-1	406	D	84	28	-2	6	-3	-3	2	1	0	4	4	4	6	35
2/10/14 12:56	2/6/14	CSWC	Fund	CEF	Closed-End Funds	Martin Gary L	TX	D		S.d	-40	34.02	2	-1	0	406	D	84	29	-5	3	-4	0	-4	-2	1	1	5	5	7	33
2/7/14 16:46	2/5/14	CSWC	Fund	CEF	Closed-End Funds	Martin Gary L	TX	D		S.d	-17	34.04	2	-1	0	406	D	81	26	-5	2	-5	-2	-4	0	1	1	6	5	6	32
12/19/13 17:51	12/19/13	CSWC	Fund	CEF	Closed-End Funds	Schwertner Ray D.	TX	O	VP	S.d	-72	34.79	1	-2	-36	4	D	123	32	2	0	7	2	7	4	2	3	3	5	3	19
6/12/13 14:37	6/11/13	CSWC	Fund	CEF	Closed-End Funds	Ashbaugh William M	TX	O	SVP	S.dm	-205	138.78	3	-1	-46	2	D	85	52	32	19	18	3	1	-1	0	1	5	2	-5	3
6/12/13 10:34	6/10/13	CSWC	Fund	CEF	Closed-End Funds	Ashbaugh William M	TX	O	SVP	S.d	-169	138.26	3	-1	-41	2	D	85	52	32	19	18	3	1	-1	0	1	5	2	-5	3
6/10/13 16:56	6/6/13	CSWC	Fund	CEF	Closed-End Funds	Ashbaugh William M	TX	O	SVP	S.dm	-253	140.77	3	-2	-51	2	D	85	57	30	15	20	2	2	-1	0	-1	4	-1	-2	4
6/10/13 15:50	6/6/13	CSWC	Fund	CEF	Closed-End Funds	Schwertner Ray D.	TX	O	VP	S	-18	142.50	3	0	-56	0	D	85	57	30	15	20	2	2	-1	0	-1	5	-1	-2	4
6/6/13 11:37	6/4/13	CSWC	Fund	CEF	Closed-End Funds	Schwertner Ray D.	TX	O	VP	S	-11	142.50	3	0	-25	0	D	87	65	32	17	22	5	4	2	-1	-2	4	-2	-3	2
5/22/13 15:15	5/20/13	CSWC	Fund	CEF	Closed-End Funds	Schwertner Ray D.	TX	O	VP	S	-27	137.10	3	0	-40	0	D	79	63	33	25	14	18	6	1	1	1	2	4	-2	4
5/8/13 13:37	5/6/13	CSWC	Fund	CEF	Closed-End Funds	Schwertner Ray D.	TX	O	VP	S.m	-81	123.07	3	-1	-57	1	D	64	61	17	17	6	9	7	7	0	8	14	15	7	14
3/25/13 10:08	3/21/13	CSWC	Fund	CEF	Closed-End Funds	Schwertner Ray D.	TX	O	VP	S	-24	119.20	2	0	-15	1	D	59	55	5	11	12	-2	-1	-1	-2	-1	-2	16	21	21
3/12/13 15:03	3/11/13	CSWC	Fund	CEF	Closed-End Funds	Neblett Glenn M.	TX	O	Chief In	S.d	-50	123.72	3	0	-67	0	D	53	56	16	15	16	9	6	-1	-2	-1	-1	17	16	19
3/7/13 16:26	3/6/13	CSWC	Fund	CEF	Closed-End Funds	Schwertner Ray D.	TX	O	VP	S	-25	124.00	3	0	-15	1	D	54	61	18	13	19	13	9	-1	0	-1	-4	17	14	16
3/7/13 09:24	3/5/13	CSWC	Fund	CEF	Closed-End Funds	Ashbaugh William M	TX	O	SVP	S.d	-248	123.79	3	-2	-53	2	D	54	61	18	13	19	13	9	-1	0	-1	-4	17	14	17
3/6/13 12:02	3/5/13	CSWC	Fund	CEF	Closed-End Funds	Morris Tracy L.	TX	O	CFO	S.d	-151	124.06	3	-1	-86	0	D	57	62	19	16	19	14	9	7	-1	-3	-1	15	12	15
3/6/13 10:26	3/4/13	CSWC	Fund	CEF	Closed-End Funds	Ashbaugh William M	TX	O	SVP	S.d	-124	124.08	3	-1	-36	2	D	57	62	19	16	19	14	9	7	-1	-3	-1	15	12	15
3/1/13 09:35	2/28/13	CSWC	Fund	CEF	Closed-End Funds	Schwertner Ray D.	TX	O	VP	S	-35	116.00	2	0	-23	1	D	44	50	11	8	10	9	3	2	8	7	4	23	20	23
12/19/12 12:25	12/17/12	CSWC	Fund	CEF	Closed-End Funds	Ashbaugh William M	TX	O	SVP	S.m	-342	106.34	3	-3	-68	2	D	24	69	9	-4	2	3	1	4	0	-9	-5	12	29	32
12/17/12 16:25	12/14/12	CSWC	Fund	CEF	Closed-End Funds	Ashbaugh William M	TX	O	SVP	S	-106	105.77	2	-1	-17	5	D	23	59	5	-8	-2	-1	-3	-1	3	-5	0	15	35	34
6/25/12 12:03	6/22/12	CSWC	Fund	CEF	Closed-End Funds	Peterson Jeffrey G	TX	O	VP	S	-468	104.07	4	-5	-100	0	D	54	37	64	34	33	21	6	4	-2	-3	-6	7	-5	32
6/20/12 16:28	6/18/12	CSWC	Fund	CEF	Closed-End Funds	Ashbaugh William M	TX	O	SVP	S.m	-556	101.09	4	-6	-49	6	D	42	31	58	31	30	18	8	1	-1	0	2	12	5	37
6/19/12 16:55	6/15/12	CSWC	Fund	CEF	Closed-End Funds	Ashbaugh William M	TX	O	SVP	S	-51	102.74	4	-1	-4	11	D	36	29	55	27	27	14	7	0	1	1	5	12	7	39
6/15/12 16:31	6/13/12	CSWC	Fund	CEF	Closed-End Funds	Peterson Jeffrey G	TX	O	VP	S	-223	99.21	4	-2	-33	5	D	41	32	52	28	29	16	12	4	-3	0	4	12	3	40
6/1/12 12:16	5/30/12	CSWC	Fund	CEF	Closed-End Funds	Thomas William R III	TX	O	VP	S	-700	86.50	3	-8	-54	7	D	16	14	32	14	11	10	1	0	1	7	18	20	23	65
5/22/12 17:34	5/18/12	CSWC	Fund	CEF	Closed-End Funds	Peterson Jeffrey G	TX	O	VP	S.dm	-457	101.59	2	-5	-40	7	D	16	11	23	14	11	10	9	-2	2	3	22	23	27	64
5/22/12 17:11	5/18/12	CSWC	Fund	CEF	Closed-End Funds	Morris Tracy L.	TX	O	CFO	S.d	-203	101.58	2	-2	-100	0	D	16	11	23	14	11	10	9	-2	2	3	22	23	27	64
5/22/12 17:03	5/21/12	CSWC	Fund	CEF	Closed-End Funds	Bela Marquez D	TX	O	VP	S.d	-103	103.02	2	-1	-100	0	D	16	11	23	14	11	10	9	-2	2	3	22	23	27	64
5/22/12 17:02	5/21/12	CSWC	Fund	CEF	Closed-End Funds	Neblett Glenn M.	TX	O	VP	S.d	-204	102.00	2	-2	-100	0	D	16	11	23	14	11	10	9	-2	2	3	22	23	27	64
2/16/12 16:47	2/14/12	CSWC	Fund	CEF	Closed-End Funds	Thomas William R III	TX	O	VP	S.m	-910	90.97	1	-10	-23	34	I	9	-8	7	7	12	3	0	0	0	3	3	15	38	48
8/22/11 15:43	8/18/11	CSWC	Fund	CEF	Closed-End Funds	Peterson Jeffrey G	TX	O	VP	S	-212	84.82	3	-3	-43	3	D	9	-5	-17	-13	-17	-12	-4	-3	0	2	-3	3	12	54
8/8/11 15:53	8/4/11	CSWC	Fund	CEF	Closed-End Funds	Ashbaugh William M	TX	O	SVP	S.d	-141	94.00	3	-2	-75	1	D	18	3	-6	0	2	-3	-1	-1	-11	-12	-13	-10	-2	36
8/20/10 15:38	8/18/10	CSWC	Fund	CEF	Closed-End Funds	Ashbaugh William M	TX	O	SVP	S.d	-72	91.56	2	-1	-100	0	D	-28	17	1	1	-3	-2	-2	-5	0	1	4	15	16	-5
8/5/10 12:47	8/3/10	CSWC	Fund	CEF	Closed-End Funds	Thomas William R III	TX	O	VP	S	-1,250	91.55	2	-14	-24	44	I	-24	16	15	2	10	6	2	5	-2	-7	-2	6	7	2
6/4/10 16:16	6/2/10	CSWC	Fund	CEF	Closed-End Funds	Thomas William R III	TX	O	Assistan	S.m	-44	92.94	2	0	-1	58	I	-17	33	19	1	0	-2	5	1	-3	-2	0	3	12	7
11/19/09 17:53	11/17/09	CSWC	Fund	CEF	Closed-End Funds	Thomas William R III	TX	O	Assistan	S.a	-767	76.69	2	-10	-15	58	I	-28	-10	14	2	2	6	0	0	0	1	2	14	19	32
11/19/09 16:28	11/17/09	CSWC	Fund	CEF	Closed-End Funds	Thomas William R III	TX	OT	Assistan	S	-767	76.69	2	-10	-15	58	I	-28	-10	14	2	2	6	0	0	0	1	2	14	19	32
6/9/09 17:18	6/8/09	CSWC	Fund	CEF	Closed-End Funds	Thomas William R III	TX	OT	Assistan	S	-677	72.13	3	-9	-40	14	D	-54	-36	-4	30	1	0	4	2	0	-1	-2	3	7	18
6/8/09 16:21	6/4/09	CSWC	Fund	CEF	Closed-End Funds	Thomas William R III	TX	OT	Assistan	S.m	-145	72.22	3	-2	-8	24	D	-56	-38	-11	23	-7	3	3	-2	2	5	1	7	8	21
6/4/09 11:53	6/2/09	CSWC	Fund	CEF	Closed-End Funds	Thomas William R III	TX	OT	Assistan	S	-562	73.96	4	-8	-23	26	D	-57	-37	6	12	-6	2	3	-1	3	4	3	5	11	33
5/16/07 15:08	5/14/07	CSWC	Fund	CEF	Closed-End Funds	Hodgson Susan K	TX	O	Secretar	S	-543	169.83	7	-3	-98	0	D	114	82	42	29	11	8	8	2	1	10	-4	-33	-32	-28
5/14/07 17:30	5/10/07	CSWC	Fund	CEF	Closed-End Funds	Ashbaugh William M	TX	O	SVP	S.dm	-336	168.11	7	-2	-100	0	D	119	73	40	27	9	9	9	4	-2	-2	-7	-28	-33	-30
5/14/07 17:29	5/10/07	CSWC	Fund	CEF	Closed-End Funds	Peterson Jeffrey G	TX	O	VP	S.d	-17	171.33	7	0	-100	0	D	119	73	40	27	9	9	9	4	-2	-2	-7	-28	-33	-30
12/15/06 13:59	12/13/06	CSWC	Fund	CEF	Closed-End Funds	Ashbaugh William M	TX	O	SVP	S.d	-468	133.65	33	-4	-100	0	D	73	47	29	19	10	5	0	0	-1	-3	-5	14	27	-12
11/29/06 14:49	11/28/06	CSWC	Fund	CEF	Closed-End Funds	Ashbaugh William M	TX	O	SVP	S.d	-122	121.93	4	-1	-100	0	D	63	40	27	16	5	4	-2	1	2	6	2	8	39	-4
11/28/06 14:55	11/27/06	CSWC	Fund	CEF	Closed-End Funds	Ashbaugh William M	TX	O	SVP	S.d	-124	124.00	3	-1	-100	0	D	61	37	26	15	2	2	-4	-2	2	5	5	13	42	1
11/21/06 16:03	11/20/06	CSWC	Fund	CEF	Closed-End Funds	Hodgson Susan K	TX	O	Secretar	S.d	-360	128.53	3	-3	-46	3	D	72	40	31	23	7	7	8	1	0	0	3	15	40	3
11/13/06 16:16	11/7/06	CSWC	Fund	CEF	Closed-End Funds	Peterson Jeffrey G	TX	O	VP	S.dm	-241	120.51	3	-2	-100	0	D	51	34	27	17	2	-1	0	-1	2	6	9	11	39	-6
6/13/06 18:00	6/9/06	CSWC	Fund	CEF	Closed-End Funds	Hamner Patrick F	TX	O	SVP*	S.d	-775	96.89	2	-8	-19	34										0	1	2	15	37	62
3/3/06 12:17	3/1/06	CSWC	Fund	CEF	Closed-End Funds	Martin Gary L	TX	DO	VP	S.m	-32	98.00	1	0	0	86										-1	-5	-3	2	11	34
3/1/06 11:53	2/27/06	CSWC	Fund	CEF	Closed-End Funds	Martin Gary L	TX	DO	VP	S	-17	98.00	1	0	0	86										2	0	-2	1	11	44
2/16/06 11:25	2/15/06	CSWC	Fund	CEF	Closed-End Funds	Martin Gary L	TX	DO	VP	S	-288	96.16	1	-3	-3	86										0	-1	-3	-2	8	41
8/2/05 11:43	8/1/05	CSWC	Fund	CEF	Closed-End Funds	Martin Gary L	TX	DO	VP	S	-271	90.19	1	-3	-3	89	D	61	19	15	19	9	-4	2	2	0	-5	-9	-4	4	18
10/12/04 15:06	9/14/04	CSWC	Fund	CEF	Closed-End Funds	Martin Gary L	TX	DO	VP	S	-18	80.20	1	0	0	92	D	53	34	-5	0	4	1	1	-3	0	0	3	1	2	8
9/20/04 16:27	9/16/04	CSWC	Fund	CEF	Closed-End Funds	Martin Gary L	TX	DO	VP	S	-24	80.20	0	0	0	93	D	27	38	3	-3	10	7	-1	0	-3	-4	-1	0	0	14
9/14/04 15:41	9/10/04	CSWC	Fund	CEF	Closed-End Funds	Martin Gary L	TX	DO	VP	S.m	-93	80.03	0	-1	-1	93	D	28	42	9	1	6	8	7	1	-2	-3	-4	-3	-2	13
6/16/04 14:47	6/15/04	CSWC	Fund	CEF	Closed-End Funds	Martin Gary L	TX	DO	VP	S.m	-480	80.05	1	-6	-6	94	D	18	44	30	8	9	1	6	3	1	1	-5	-2	-2	1
12/2/03 14:28	12/1/03	CSWC	Fund	CEF	Closed-End Funds	Martin Gary L	TX	DO	VP	S	-124	62.00	0	-2	-2	100	D	-1	17	8	6	7	1	1	1	2	-1	1	20	24	29
9/5/03 11:38	8/29/03	CSWC	Fund	CEF	Closed-End Funds	Martin Gary L	TX	DO	VP	S	-118	59.00	0	-2	-2	102	D	-8	-6	27	3	6	0	1	0	0	-2	-1	8	25	31
8/13/03 16:49	8/12/03	CSWC	Fund	CEF	Closed-End Funds	Martin Gary L	TX	DO	VP	S.m	-17	58.00	0	0	0	104	D	-13	-14	15	-10	-1	4	-1	-2	0	-1	-2	5	20	27
8/11/03 15:26	8/8/03	CSWC	Fund	CEF	Closed-End Funds	Martin Gary L	TX	DO	VP	S	-99	58.00	1	-2	-2	104	D	-13	-13	16	-8	2	2	5	1	-2	1	1	4	19	24

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y