BRW - Saba Capital Income & Opportunities Fund - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	7	33	-0	1	0	-2	1	16	3
P	%wins				67	61	73	70	52	78	67

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
4/22/20 12:28	4/20/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,243	3.96	0	314	1	36,321	I
4/14/20 13:29	4/13/20	CIK	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	393	3.97	0	99	0	36,006	I
4/9/20 16:54	4/8/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	84	3.90	0	22	0	35,907	I
4/6/20 15:54	4/2/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	352	3.65	0	96	0	35,886	I
4/2/20 11:28	3/31/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	160	3.61	0	44	0	35,789	I
3/31/20 10:36	3/27/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	202	3.53	0	57	0	35,745	I
3/27/20 10:33	3/25/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	131	3.40	0	38	0	35,688	I
3/25/20 12:17	3/23/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	942	3.14	0	300	1	35,649	I
3/23/20 08:17	3/18/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	576	3.43	0	168	0	35,349	I
3/18/20 16:51	3/16/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	472	4.04	0	117	0	35,058	I
3/16/20 13:52	3/12/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,287	4.18	0	308	1	34,941	I
3/11/20 13:49	3/9/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	5	4.61	0	1	0	34,633	I
3/6/20 16:42	3/4/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	471	5.02	0	94	0	34,632	I
3/4/20 16:28	3/2/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,176	4.97	0	438	1	34,538	I
3/2/20 17:02	2/27/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,460	4.92	0	297	1	34,100	I
2/27/20 16:42	2/25/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	697	5.05	0	138	0	33,804	I
2/25/20 11:41	2/21/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	2	5.14	0	0	0	33,666	I
2/21/20 14:44	2/20/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	3	5.15	0	1	0	33,665	I
2/19/20 14:08	2/18/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	4,303	5.18	0	831	3	32,942	I
2/14/20 14:37	2/11/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	839	5.17	0	162	0	32,834	I
2/11/20 14:12	2/7/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,466	5.16	0	478	1	32,671	I
2/7/20 12:20	2/5/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,524	5.16	0	295	1	32,193	I
2/5/20 14:02	2/3/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	872	5.15	0	169	1	31,898	I
2/3/20 13:35	1/30/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	6,776	5.14	0	1,318	4	31,728	I
1/30/20 11:29	1/28/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,978	5.12	0	582	2	30,410	I
1/28/20 11:16	1/27/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,805	5.12	0	352	1	29,536	I
1/24/20 15:53	1/23/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,758	5.13	0	538	2	29,073	I
1/22/20 12:54	1/21/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	812	5.09	0	159	1	28,869	I
1/17/20 13:38	1/14/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,849	5.08	0	364	1	28,779	I
1/14/20 13:53	1/10/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,744	5.07	0	344	1	28,414	I
1/10/20 14:13	1/8/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	7,843	5.06	0	1,550	6	28,071	I
1/8/20 16:51	1/6/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,806	5.04	0	358	1	26,521	I
1/6/20 08:55	1/2/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,246	5.02	0	248	1	26,163	I
1/2/20 12:54	12/30/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,752	5.00	0	350	1	25,914	I
12/30/19 10:28	12/26/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,455	5.00	0	291	1	25,564	I
12/26/19 12:22	12/23/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,295	5.00	0	259	1	25,273	I
12/23/19 12:53	12/19/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	3,300	4.97	0	664	3	25,014	I
12/19/19 14:42	12/17/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,862	4.95	0	376	2	24,351	I
12/17/19 14:32	12/13/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,079	4.92	0	423	2	23,975	I
12/13/19 14:30	12/11/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,124	4.91	0	229	1	23,552	I
12/11/19 15:43	12/9/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,093	4.87	0	429	2	23,323	I
12/5/19 11:15	12/3/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	94	4.82	0	19	0	22,893	I
11/21/19 12:22	11/19/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	17	4.84	0	4	0	22,874	I
11/18/19 11:53	11/14/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	335	4.79	0	70	0	22,871	I
11/14/19 13:42	11/12/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	849	4.85	0	175	1	22,801	I
11/12/19 12:19	11/11/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	4,226	4.84	0	873	4	21,979	I
11/7/19 14:09	11/5/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	927	4.84	0	192	1	21,752	I
11/5/19 12:44	11/1/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,680	4.82	0	556	3	21,561	I
11/1/19 13:49	10/31/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	6,389	4.79	0	1,333	7	20,698	I
10/30/19 11:03	10/28/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,128	4.77	0	446	2	19,672	I
10/17/19 13:31	10/15/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1,114	4.68	0	238	1	19,226	I
10/15/19 11:53	10/10/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	4,414	4.69	0	942	5	18,988	I
10/10/19 12:54	10/8/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,857	4.71	0	606	3	18,046	I
10/8/19 14:54	10/4/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	3,111	4.73	0	658	4	17,440	I
10/3/19 16:15	9/30/19	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	3,423	4.71	0	727	5	16,778	I
9/13/19 14:29	9/12/19	PPR	Fund	CEF	Closed-End Funds	Anderson Kimberly A	AZ	O	SVP	P	2	4.68	0	0	100	1	D
6/30/16 12:17	6/29/16	PPR	Fund	CEF	Closed-End Funds	Roland Michael J	AZ	D		P	250	5.09	2	49	New	49	D	0	3	6	2	2	-3	0	0	1	1	4	5	13
10/26/15 15:21	10/23/15	PPR	Fund	CEF	Closed-End Funds	Anderson Kimberly A	AZ	O	SVP	P	1	5.13	2	0	100	0	D	-3	1	-6	-2	2	3	2	0	0	-1	0	-5	3	10
1/30/15 12:31	1/23/15	PPR	Fund	CEF	Closed-End Funds	Weber Mark	NY	O	EVP	P	52	5.27	2	10	16	72	D	-7	-6	-4	-1	0	-1	0	0	0	1	7	9	7	-2
1/23/15 17:07	1/22/15	PPR	Fund	CEF	Closed-End Funds	Weber Mark	NY	O	EVP	P	140	5.26	3	27	76	62	D	-6	-5	-5	-1	-3	-1	-1	0	0	-1	4	9	5	-4
12/5/14 11:10	12/4/14	PPR	Fund	CEF	Closed-End Funds	Weber Mark	NY	O	EVP	P	1	5.38	2	0	1	35	D	0	-3	-3	-1	1	1	2	1	-1	2	-2	5	5	0
12/5/14 10:45	12/4/14	PPR	Fund	CEF	Closed-End Funds	Weber Mark	NY	O	EVP	P	187	5.38	2	35	New	35	D	0	-3	-3	-1	1	1	2	1	-1	2	-2	5	5	0
6/11/13 17:08	6/10/13	PPR	Fund	CEF	Closed-End Funds	Anderson Kimberly A	AZ	O	SVP	P	1	6.20	4	0	New	0	D	16	21	4	-5	-5	-5	-3	-1	3	4	1	1	0	0
4/6/11 11:31	12/21/00	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	P.m	146	7.11	3	21	New	21	D	91	2	9	6	1	0	1	1	0	2	2	1	-17	-2
2/25/10 10:34	2/24/10	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	H	Senior V	P	29	5.88	5	5	30	22	D	22	78	33	17	8	2	3	1	0	1	4	-10	-4	8
5/27/09 18:55	5/27/09	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Senior V	P	16	4.00	2	4	14	32	D	-37	-26	41	15	11	3	1	-1	1	4	3	17	33	40
12/12/08 17:59	12/12/08	PPR	Fund	CEF	Closed-End Funds	Bakalar Jeffrey A	AZ	O	Senior V	P	6	2.80	2	2	30	9	D	-53	-50	-49	-44	-23	-4	-9	-4	-8	17	33	21	52	96
10/10/08 18:14	10/10/08	PPR	Fund	CEF	Closed-End Funds	Norman Daniel A	AZ	O	Senior V	P	15	3.00	4	5	5	105	D	-47	-50	-41	-41	-40	-37	-26	-18	15	11	24	21	21	73
10/10/08 18:08	10/10/08	PPR	Fund	CEF	Closed-End Funds	Bakalar Jeffrey A	AZ	O	Senior V	P	9	3.02	4	3	86	7	D	-47	-50	-41	-41	-40	-37	-26	-18	15	11	24	21	21	73
10/6/08 18:29	10/6/08	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Senior V	P	8	3.84	3	2	8	26	D	-29	-34	-21	-21	-20	-15	-9	-1	-8	-15	0	-4	-2	37
10/6/08 18:23	10/6/08	PPR	Fund	CEF	Closed-End Funds	Norman Daniel A	AZ	O	Senior V	P	8	3.85	3	2	2	100	D	-29	-34	-21	-21	-20	-15	-9	-1	-8	-15	0	-4	-2	37
9/17/08 18:59	9/17/08	PPR	Fund	CEF	Closed-End Funds	Bakalar Jeffrey A	AZ	O	SVP	P	7	4.63	2	2	75	4	D	-19	-21	-4	-15	-9	-9	-8	-6	2	6	-21	-38	-20	18
9/17/08 18:54	9/17/08	PPR	Fund	CEF	Closed-End Funds	Norman Daniel A	AZ	O	SVP	P	12	4.60	2	3	3	94	D	-19	-21	-4	-15	-9	-9	-8	-6	2	6	-21	-38	-20	18
9/17/08 14:49	9/17/08	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	EVP	P	9	4.58	2	2	10	23	D	-19	-21	-4	-15	-9	-9	-8	-6	-7	-2	-28	-46	-27	11
9/17/08 14:42	9/16/08	PPR	Fund	CEF	Closed-End Funds	Bakalar Jeffrey A	AZ	O	SVP	P	10	4.94	2	2	New	2	D	-19	-21	-4	-15	-9	-9	-8	-6	-7	-2	-28	-46	-27	11
9/17/08 14:29	9/16/08	PPR	Fund	CEF	Closed-End Funds	Norman Daniel A	AZ	O	SVP	P	49	4.91	2	10	12	92	D	-19	-21	-4	-15	-9	-9	-8	-6	-7	-2	-28	-46	-27	11
2/7/08 18:05	2/7/08	PPR	Fund	CEF	Closed-End Funds	Norman Daniel A	AZ	O	SVP	P	114	5.70	2	20	32	82	D	-2	-14	-9	-9	-6	-7	-5	-4	-1	-5	-3	5	-2	-27
8/16/07 18:36	8/14/07	PPR	Fund	CEF	Closed-End Funds	Putnam David		D		P	234	6.70	5	35	97	71	D	2	-5	-12	-16	-17	-8	-6	-7	3	7	8	4	-14	-9
4/19/06 13:55	4/18/06	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Exec Vic	P	21	6.84	2	3	13	26										0	0	3	4	8	20
2/9/06 16:44	2/7/06	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Exec Vic	P	28	6.96	2	4	21	23										0	-1	1	2	5	14
9/30/05 15:24	9/29/05	PPR	Fund	CEF	Closed-End Funds	Bakalar Jeffrey A	AZ	O	SVP	P	10	6.72	3	2	26	7	D	5	-10	-5	-3	-3	-3	-1	1	1	2	1	2	8	14
9/28/05 18:34	9/27/05	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Exec Vic	P	13	6.65	2	2	12	19	D	5	-11	-6	-3	-6	-4	-2	-1	1	3	2	2	9	15
9/16/05 11:01	9/14/05	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Exec Vic	P	14	6.84	2	2	13	17	D	6	-9	-3	-2	-4	-2	-1	-1	0	-2	-2	-2	6	13
5/20/05 18:12	5/20/05	PPR	Fund	CEF	Closed-End Funds	Bakalar Jeffrey A	AZ	O	SVP	P	3	6.86	2	1	14	4	D	11	-9	-7	-8	-4	-3	-2	-1	0	1	3	4	-2	10
5/16/05 11:51	5/13/05	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	P	10	6.94	2	2	11	15	D	13	-9	-6	-7	-3	-2	-2	-1	0	-2	2	4	-3	7
5/13/05 12:43	5/12/05	PPR	Fund	CEF	Closed-End Funds	Norman Daniel A	AZ	O	SVP	P	35	6.98	2	5	9	60	D	13	-10	-6	-7	-4	-2	-2	-1	0	-1	2	4	-2	7
5/11/05 17:55	5/11/05	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	P	14	7.02	2	2	18	13	D	15	-9	-5	-7	-3	-1	-1	-1	-1	-1	1	3	-2	7
12/8/04 09:32	12/6/04	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	P	14	7.18	4	2	21	11	D	34	0	-7	-9	-7	-6	-4	0	2	6	5	8	2	-3
12/2/04 15:31	12/1/04	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	P	7	7.36	3	1	12	9	D	40	3	-4	-7	-6	-4	-3	-2	-2	0	3	5	-2	-5

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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