SWS - Hilltop Securities Holdings LLC - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	15	65	2	3	4	4	-7	-2	1
P	%wins				77	62	45	63	34	45	54
S	%ret	1	13	55	1	-0	1	6	5	-0	2
S	%wins				64	55	36	49	51	49	51

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
1/2/15 06:26	1/1/15	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Oak Hill Capital Management, LLC	NY	T		S	0	0.00	0	-20	-100	0	D
1/2/15 06:24	1/1/15	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Ohcp Mgp Iii, Ltd.	NY	T		S.d	0	0.00	0	-6,522	-100	0	I
11/14/13 16:42	11/13/13	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Edge Joseph Michael II	TX	O	SVP,CFO	P	7	5.81	0	1	140	2	D
6/18/13 17:42	6/18/13	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Jobe Larry A	TX	D		P	60	5.68	0	11	31	45	D
11/21/12 16:14	11/20/12	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Jobe Larry A	TX	D		S	-93	4.52	0	-21	-43	27	D
5/29/12 17:00	5/24/12	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Buchholz Robert A	TX	D		P.m	146	5.69	0	26	5	538	D
2/23/12 18:49	2/22/12	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Leventhal Laura	TX	O	Controll	P	15	5.93	1	3	25	13	D	-53	4	36	2	-22	-25	-5	-8	3	-4
2/23/12 18:02	2/21/12	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Holdges Stacy M	TX	O	CFO	P	25	6.08	1	4	6	75	I	-53	4	36	2	-22	-25	-5	-8	3	-4
2/14/12 11:38	2/10/12	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Meyer Frederick	TX	D		P	60	5.96	1	10	3	299	D	-48	0	57	17	-9	-16	-16	-5	-4	-7
11/28/11 17:08	11/23/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Ford Gerald J	TX	D		P.m	819	5.33	1	153	12	1,482	I	-55	-4	-16	29	1	-5	-2	-2	7	16	27	4
11/28/11 16:58	11/23/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Hilltop Holdings Inc.	TX	T		P.m	819	5.33	1	153	12	1,475	D	-55	-4	-16	29	1	-5	-2	-2	7	16	27	4
11/23/11 16:11	11/21/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Ford Gerald J	TX	D		P.m	801	5.47	1	146	12	1,329	I	-55	-11	-10	26	7	-3	2	6	2	21	37	14
11/23/11 16:05	11/21/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Hilltop Holdings Inc.	TX	T		P.m	801	5.47	1	146	12	1,322	D	-55	-11	-10	26	7	-3	2	6	2	21	37	14
11/22/11 17:51	11/22/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Leventhal Laura	TX	O	Controll	P	22	5.47	1	4	67	10	D	-55	-12	-11	26	5	6	2	2	-4	9	32	6
11/21/11 17:00	11/17/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Ford Gerald J	TX	D		P.m	400	5.42	1	74	7	1,182	M	-54	-10	-7	34	12	0	3	1	1	3	34	3
11/21/11 16:24	11/17/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Hilltop Holdings Inc.	TX	T		P.m	400	5.42	1	74	7	1,176	D	-54	-10	-7	34	12	0	3	1	1	3	34	3
11/18/11 17:48	11/16/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Holdges Stacy M	TX	O	CFO	P	25	5.59	1	4	20	27	I	-59	-16	-17	26	14	-9	-6	-1	-1	-3	30	6
11/17/11 17:35	11/15/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Ford Gerald J	TX	D		P.m	3,931	5.28	1	744	208	1,102	I	-59	-11	-16	34	10	-8	-4	-1	6	1	37	17
11/17/11 17:29	11/15/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Hilltop Holdings Inc.	TX	T		P.m	3,931	5.28	1	744	208	1,102	D	-59	-11	-16	34	10	-8	-4	-1	6	1	37	17
9/16/11 17:14	9/15/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Meyer Frederick	TX	D		P	20	5.63	1	4	1	283	D	-60	-21	-6	0	15	41	20	9	-3	-18	-11	18
9/16/11 17:14	9/16/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Litton Richard H	TX	O	EVP	P	35	5.83	1	6	8	83	D	-60	-21	-6	0	15	41	20	9	-3	-18	-11	18
9/15/11 17:44	9/13/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Meyer Frederick	TX	D		P.m	171	5.41	1	32	13	279	D	-60	-25	13	-4	2	28	48	6	3	-15	-10	23
9/15/11 17:44	9/15/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Leland Daniel	TX	O	EVP	P	22	5.60	1	4	4	101	D	-60	-25	13	-4	2	28	48	6	3	-15	-10	23
9/15/11 17:44	9/15/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Jobe Larry A	TX	D		P	56	5.60	1	10	33	41	D	-60	-25	13	-4	2	28	48	6	3	-15	-10	23
9/14/11 19:05	9/12/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Ford Gerald J	TX	D		P.m	219	5.20	1	42	13	357	I	-60	-25	11	-7	-3	26	36	8	4	-1	-8	27
9/14/11 19:00	9/12/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Hilltop Holdings Inc.	TX	T		P.m	219	5.20	1	42	13	357	D	-60	-25	11	-7	-3	26	36	8	4	-1	-8	27
9/14/11 17:34	9/14/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Holdges Stacy M	TX	O	CFO	P	25	5.47	1	5	25	23	I	-60	-25	11	-7	-3	26	36	8	4	-1	-8	27
9/14/11 17:26	9/12/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Leland Daniel	TX	O	EVP	P.m	106	5.31	1	20	26	97	D	-60	-25	11	-7	-3	26	36	8	4	-1	-8	27
9/12/11 19:03	9/8/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Ford Gerald J	TX	D		P.m	460	5.15	1	89	40	315	I	-62	-27	1	-12	-4	27	19	10	4	12	-7	27
9/12/11 19:00	9/8/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Hilltop Holdings Inc.	TX	T		P.m	460	5.15	1	89	40	315	D	-62	-27	1	-12	-4	27	19	10	4	12	-7	27
9/8/11 19:04	9/6/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Ford Gerald J	TX	D		P.m	1,033	4.57	1	226	New	226	I	-64	-29	-5	-19	-12	15	20	23	4	10	-4	33	-1
9/8/11 19:00	9/6/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Hilltop Holdings Inc.	TX	T		P.m	1,033	4.57	1	226	New	226	D	-64	-29	-5	-19	-12	15	20	23	4	10	-4	33	-1
9/8/11 17:28	9/6/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Leland Daniel	TX	O	EVP	P.m	96	4.58	1	21	37	77	D	-64	-29	-5	-19	-12	15	20	23	4	10	-4	33	-1
9/8/11 17:28	9/6/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Meyer Frederick	TX	D		P	72	4.02	1	18	8	248	D	-64	-29	-5	-19	-12	15	20	23	4	10	-4	33	-1
9/8/11 17:28	9/6/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Ross James H	TX	DO	P,CEO	P	56	3.76	1	15	27	70	I	-64	-29	-5	-19	-12	15	20	23	4	10	-4	33	-1
5/31/11 17:09	5/26/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Litton Richard H	TX	O	EVP	P.m	147	6.46	2	23	42	77	D	-47	-35	15	19	3	-3	-1	4	0	-6	-13	-37	-18
5/26/11 17:40	5/24/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Leland Daniel	TX	O	EVP	P.m	57	6.16	1	9	19	57	D	-47	-37	0	13	1	-7	-5	-1	3	3	-9	-30	-11
5/23/11 18:40	5/20/11	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Litton Richard H	TX	O	EVP	P.dm	106	6.14	1	17	46	55	D	-47	-35	1	6	-2	1	-5	-2	3	7	-1	-29	-12
9/16/10 17:30	9/10/10	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Flores Id III	TX	D		P	22	7.40	3	3	30	13	D	-54	-47	-37	-26	-18	1	4	2	1	0	-7	-41	-32	-23
9/10/10 17:46	9/10/10	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Moses Michael A	TX	D		P	22	7.41	3	3	30	13	D	-61	-49	-41	-27	-18	4	-1	-1	3	0	3	-48	-29	-31
9/9/10 18:33	9/9/10	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Jobe Larry A	TX	D		P	36	7.14	3	5	25	25	D	-62	-49	-42	-26	-17	-11	-3	-2	4	6	5	-41	-25	-29
5/28/10 18:00	5/6/10	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Flores Id III	TX	D		P	21	10.50	4	2	25	10	D	-41	-13	-15	-13	-11	0	-3	6	-3	-4	1	-27	-40	-36
5/25/10 15:00	5/21/10	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Ross James H	TX	O	EVP	P.m	58	9.60	5	6	12	55	I	-42	-17	-21	-21	-19	-10	-10	-7	1	0	2	-26	-35	-37
5/13/10 11:14	5/12/10	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Leland Daniel	TX	O	EVP	P	420	10.51	5	40	545	47	I	-38	-13	-21	-13	-7	-10	-3	3	1	-2	-7	-23	-36	-37
5/11/10 11:15	5/10/10	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Jobe Larry A	TX	D		P	47	10.43	4	5	29	20	D	-38	-19	-21	-12	-10	-10	-6	-1	-1	5	-7	-15	-37	-36
5/10/10 09:57	5/10/10	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Hanks Kenneth R	TX	O	CFO	P	4	10.56	4	0	1	61	D	-32	-17	-18	-16	-13	-11	-4	-4	1	4	-9	-16	-37	-35
5/6/10 11:16	5/4/10	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Meyer Frederick	TX	D		P	432	10.81	4	40	22	224	M	-21	-18	-20	-12	-12	-12	-11	-5	-1	1	-9	-12	-33	-36
4/30/10 15:51	4/30/10	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Holt John L Jr	TX	O	EVP	P	55	11.10	3	5	8	67	I	-11	-13	-20	-7	-8	-8	-4	-6	-1	-6	-10	-22	-39	-44
4/30/10 12:34	4/30/10	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Hanks Kenneth R	TX	O	CFO	P	6	11.08	3	1	1	61	D	-11	-13	-20	-7	-8	-8	-4	-6	-1	-6	-10	-22	-39	-44
4/30/10 11:58	4/30/10	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Hultgren Donald W	TX	DO	CEO	P	11	11.00	3	1	1	132	D	-11	-13	-20	-7	-8	-8	-4	-6	-1	-6	-10	-22	-39	-44
2/19/10 17:15	2/19/10	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Moses Michael A	TX	D		P	17	12.78	3	1	15	10	D	-6	-19	-11	-9	3	2	4	0	1	-1	-2	-16	-36	-53
2/25/09 18:22	2/24/09	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Buchholz Robert A	TX	D		S.m	-1,373	14.46	5	-95	-17	476	A									-2	-8	16	-13	3	-11
11/20/08 18:29	11/18/08	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Ross James H	TX	O	EVP	P	133	11.11	3	12	84	26	I	-49	-13	-41	-40	-24	-41	-22	-20	21	50	66	35	21	27
11/18/08 18:21	11/18/08	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Holt John L Jr	TX	O	EVP	P	230	11.50	3	20	99	40	M	-41	-7	-33	-31	-26	-26	-15	-9	-8	23	55	32	9	23
5/23/08 16:16	5/22/08	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Hanks Kenneth R	TX	O	CFO	S.d	-119	17.43	5	-7	-11	55	D	26	-17	47	31	53	24	-8	-1	5	6	-2	-1	-40	-30
12/3/07 17:30	11/30/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Jobe Larry A	TX	D		P	63	13.73	5	5	67	12	D	10	-34	-42	-23	-16	-7	12	3	-6	3	-13	-15	35	-5
11/29/07 18:28	11/29/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Flores Id III	TX	D		P	27	13.25	6	2	100	4	D	8	-31	-39	-24	-20	-6	7	6	2	-2	-2	-13	39	16
11/26/07 17:52	11/23/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Moses Michael A	TX	D		P.m	20	13.03	6	2	45	5	D	4	-38	-39	-30	-29	-26	-11	9	8	11	15	13	49	2
11/21/07 12:07	11/19/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Meyer Frederick	TX	D		P.m	533	11.84	6	45	33	180	M	-1	-42	-43	-37	-33	-36	-17	-11	4	14	5	12	47	-13
5/3/07 17:02	5/1/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-444	25.53	7	-17	-2	980	I	198	58	41	7	9	10	-1	-1	0	-13	-8	-30	-28	-44
5/3/07 17:02	5/1/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-194	25.58	7	-8	-1	980	I	198	58	41	7	9	10	-1	-1	0	-13	-8	-30	-28	-44
4/4/07 17:11	4/3/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-626	25.04	7	-25	-2	1,005	I	161	51	51	5	-13	3	-1	-1	-1	-3	7	-7	-24	-43
3/7/07 17:12	3/6/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-628	25.12	14	-25	-2	1,030	I	128	66	56	18	1	-12	-10	-3	1	-3	0	-3	-23	-50
2/27/07 18:02	2/26/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Felder William D	TX	O	P	S	-73	29.00	12	-3	-2	124	D	157	93	71	28	11	10	-1	-2	2	-7	-3	-11	-21	-39
2/23/07 16:49	2/22/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Felder William D	TX	O	P	S	-38	29.08	12	-1	-1	127	D	147	103	69	31	17	13	-1	2	0	-8	-11	-20	-28	-49
2/22/07 16:41	2/20/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-405	29.36	12	-14	-1	1,055	I	144	96	65	28	19	14	0	1	-1	-9	-13	-22	-29	-50
2/22/07 16:41	2/20/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Felder William D	TX	O	P	S	-293	29.28	12	-10	-7	128	D	144	96	65	28	19	14	0	1	-1	-9	-13	-22	-29	-50
2/16/07 17:25	2/16/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Moses Michael A	TX	D		P	10	28.60	11	0	23	2	D	138	98	69	36	16	17	14	-2	4	1	-16	-24	-29	-46
2/16/07 17:25	2/14/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-50	29.23	11	-2	0	1,069	I	138	98	69	36	16	17	14	-2	4	1	-16	-24	-29	-46
2/14/07 18:10	2/13/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Thompson W Norman	TX	O	CIO	S.d	-290	29.00	11	-10	-39	16	D	138	102	75	50	21	10	12	-3	-1	0	-16	-24	-33	-47
2/13/07 16:37	2/9/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Lecroy R Jan	TX	D		S.d	-88	29.50	11	-3	-36	5	D	137	100	74	45	20	15	14	-6	0	2	-16	-23	-30	-48
2/13/07 16:37	2/9/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Felder William D	TX	O	P	S	-208	29.45	11	-7	-5	138	D	137	100	74	45	20	15	14	-6	0	2	-16	-23	-30	-48
2/13/07 16:37	2/9/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Driscoll Richard J	TX	O	EVP	S.d	-874	29.32	11	-30	-33	60	D	137	100	74	45	20	15	14	-6	0	2	-16	-23	-30	-48
2/13/07 16:37	2/12/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Vinton Paul D	TX	O	EVP	S.d	-1,247	29.02	11	-43	-82	9	D	137	100	74	45	20	15	14	-6	0	2	-16	-23	-30	-48
11/22/06 16:34	11/21/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Leventhal Laura	TX	O	Controll	S.dm	-155	33.07	9	-5	-58	3	D	78	66	50	33	26	24	11	-1	0	-1	6	28	3	-37
11/20/06 18:00	11/20/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Holdges Stacy M	TX	O	EVP	S.d	0	0.00	9	-7	-46	8	D	76	70	46	29	27	10	10	2	0	-4	6	30	2	-43
11/17/06 17:11	11/17/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Thompson W Norman	TX	O	CIO	S.d	-212	33.00	9	-6	-38	10	D	81	84	47	29	30	18	14	7	1	1	6	31	2	-41
11/15/06 18:20	11/14/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Vinton Paul D	TX	O	EVP	S.d	-139	32.35	8	-4	-41	6	D	73	75	45	28	27	13	20	11	3	2	6	30	-1	-34
11/14/06 17:18	11/14/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Felder William D	TX	O	P	S	-324	32.36	7	-10	-9	97	D	71	68	33	25	28	9	19	5	1	3	5	33	-1	-30
11/13/06 17:44	11/13/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Tubb Allen R	TX	O	Secretar	S.d	-124	31.05	6	-4	-77	1	D	63	60	25	21	22	4	12	1	3	5	8	39	3	-27
11/13/06 17:44	11/13/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Litton Richard H	TX	O	EVP	S	-913	30.43	6	-30	-69	14	D	63	60	25	21	22	4	12	1	3	5	8	39	3	-27
11/13/06 06:25	11/9/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Litton Richard H	TX	O	EVP	S.m	-297	29.70	6	-10	-19	44	D	63	60	25	21	22	4	12	1	5	10	13	44	8	-22
11/1/06 18:03	10/31/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		M.d	39	15.78	5	2	0	714	D	54	67	7	8	16	5	-2	-4	-1	10	20	43	48	7
10/31/06 18:09	10/31/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-1,241	28.11	4	-44	-6	711	I	69	96	16	16	27	13	6	5	-3	-3	17	35	42	8
9/27/06 18:03	9/26/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-199	24.27	4	-8	-1	762	I	69	55	6	12	-3	6	4	2	0	-2	14	45	53	13
9/27/06 18:03	9/26/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-166	24.48	4	-7	-1	755	I	69	55	6	12	-3	6	4	2	0	-2	14	45	53	13
9/6/06 17:25	9/5/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Felder William D	TX	O	P	S.d	-205	24.17	3	-9	-7	109	D	76	54	6	1	-2	-6	-3	-6	-3	-4	9	47	62	18
9/6/06 17:24	9/5/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Mosle Jon L Jr	TX	D		S.d	-60	24.61	3	-2	-10	23	D	76	54	6	1	-2	-6	-3	-6	-3	-4	9	47	62	18
8/31/06 17:15	8/29/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-107	24.41	3	-4	-1	781	I	89	67	10	8	12	1	-1	3	0	-8	2	33	45	14
8/31/06 17:15	8/29/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-261	24.61	3	-11	-1	770	I	89	67	10	8	12	1	-1	3	0	-8	2	33	45	14
7/31/06 06:04	7/27/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-290	24.82	3	-12	-1	793	I	106	48	16	-1	12	8	12	6	0	1	-4	13	43	8
7/31/06 06:02	7/27/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-208	25.03	3	-8	-1	784	I	106	48	16	-1	12	8	12	6	0	1	-4	13	43	8
7/26/06 18:15	7/25/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-363	24.23	3	-15	-2	804	I	101	52	19	-6	8	1	9	8	0	4	1	17	52	19
7/17/06 18:08	7/17/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Meyer Frederick	TX	D		M.d	26	12.98	3	2	2	91	D	83	40	8	-11	-8	-2	-8	-7	-1	5	12	23	72	52
6/30/06 16:48	6/29/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-228	22.80	5	-10	-1	819	B									1	-2	8	5	53	46
5/31/06 17:49	5/30/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-356	23.74	5	-15	-2	829	B									7	7	1	12	45	66
5/26/06 18:25	5/25/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-236	23.60	5	-10	-1	844	B									-5	6	3	8	46	56
5/18/06 11:42	5/17/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Lecroy R Jan	TX	D		S.d	-60	24.43	4	-2	-49	3										4	0	3	13	45	45
5/16/06 10:36	5/16/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Hultgren Donald W	TX	DO	CEO	P	0	0.00	5	1	1	78	4									-7	-6	-7	3	25	36
5/1/06 18:32	4/27/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-511	27.47	4	-19	-2	854	B									0	6	-15	1	13	51
5/1/06 18:30	4/27/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-312	27.39	4	-11	-1	873	B									0	6	-15	1	13	51
4/26/06 16:58	4/25/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-1,204	27.23	4	-44	-5	884	B									-1	-2	-15	-7	9	55
4/5/06 19:28	3/28/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-203	25.01	4	-8	-1	955	B									0	-1	3	-6	-4	44
4/5/06 19:28	12/14/04	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S.m	-1,142	22.61	4	-51	-5	964	B									0	-1	3	-6	-4	44
4/5/06 19:28	3/28/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-172	24.88	4	-7	-1	949	B									0	-1	3	-6	-4	44
4/5/06 19:28	3/30/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-239	25.65	4	-9	-1	939	B									0	-1	3	-6	-4	44
4/5/06 19:28	3/30/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-273	25.53	4	-11	-1	929	B									0	-1	3	-6	-4	44
2/27/06 10:05	2/24/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Hultgren Donald W		DO	CEO	P	23	23.48	3	1	1	77	4									1	1	6	-1	8	70
2/24/06 17:56	2/24/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Holdges Stacy M		O	EVP	M.d	28	13.75	3	2	47	6	4									4	0	7	-3	10	90
2/24/06 17:56	2/24/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Holdges Stacy M		O	EVP	S.d	-47	23.70	3	-2	-24	6	4									4	0	7	-3	10	90
2/23/06 17:05	2/23/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Litton Richard H		O	EVP	M.d	94	13.75	3	7	15	52										4	5	8	0	17	95
2/23/06 17:03	2/23/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Meyer Frederick		D		M.d	39	15.78	3	2	3	89	F									4	5	8	0	17	95
2/23/06 16:59	2/22/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Lecroy R Jan		D		S	0	0.00	3	-1	-35	3										4	5	8	0	17	95
2/23/06 16:56	2/21/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Leventhal Laura		O	Controll	M.d	51	13.75	3	4		3										4	5	8	0	17	95
2/23/06 16:56	2/21/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Leventhal Laura		O	Controll	S.d	-83	22.46	3	-4	-53	3										4	5	8	0	17	95
11/18/05 11:48	11/18/05	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Hultgren Donald W		DO	CEO	P	21	20.90	3	1	4	26	D	14	4	30	26	28	28	8	5	2	5	3	10	16	70
11/17/05 11:12	11/17/05	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Hanks Kenneth R		O	CFO	P	20	19.73	3	1	4	24	D	5	-2	23	16	21	23	0	-2	6	11	9	21	26	84
5/5/05 15:09	5/5/05	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Hanks Kenneth R		O	CFO	P.d	17	17.00	1	1	5	20	D	3	9	-11	-19	3	8	10	14	2	-3	1	10	7	70
5/5/05 12:44	5/5/05	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Hultgren Donald W		DO	CEO	P.d	17	16.71	1	1	5	21	D	3	9	-11	-19	3	8	10	14	2	-3	1	10	7	70
2/17/05 15:42	2/17/05	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Hultgren Donald W		DO	CEO	P	19	19.35	1	1	6	17	D	51	10	41	-3	-8	-4	-5	-2	-1	-6	-13	-17	-12	19
11/5/04 17:09	11/2/04	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L		D		S.d	-56	18.84	1	-3	-71	1	D	54	-9	22	42	19	14	0	-3	1	5	17	8	-9	5
11/5/04 10:54	11/5/04	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Hultgren Donald W		DO	CEO	P	19	19.00	1	1	7	16	D	54	-9	22	42	19	14	0	-3	0	5	17	8	-9	5
11/4/04 19:43	11/3/04	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Mosle Jon L Jr		D		S.d	-56	18.82	1	-3	-15	17	D	52	-10	22	40	22	15	3	-1	0	3	16	8	-9	1
11/4/04 19:43	11/2/04	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Lecroy R Jan		D		S.d	-56	18.96	1	-3	-48	3	D	52	-10	22	40	22	15	3	-1	0	3	16	8	-9	1
9/13/04 15:43	9/10/04	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Haddock Ronald W		D		P	25	15.85	1	2	66	4	D	23	-18	-3	4	16	9	8	5	1	2	6	42	8	8
9/10/04 11:32	9/10/04	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Hultgren Donald W		DO	CEO	P	16	15.84	1	1	7	15	D	25	-21	-5	2	15	14	7	6	0	1	7	42	8	7
5/11/04 18:10	5/6/04	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Leland Daniel		O	EVP	M.d	0	0.00	2	7	11	67	D	-6	-10	-29	-12	-14	-13	-12	-5	2	-5	2	-10	27	9
2/10/04 17:38	2/9/04	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Hultgren Donald W		DO	CEO	P	17	17.42	2	1	9	12	D	17	24	-14	-19	-4	-8	0	1	3	3	-5	-15	-22	19
10/28/03 13:33	10/28/03	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Thompson W Norman		O	CIO	S.d	-150	21.45	2	-7	-59	5	D	49	70	33	6	5	2	-2	3	1	0	-12	-20	-19	-5
10/2/03 18:54	10/2/03	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Haddock Ronald W		D		P	25	20.36	2	1	New	1	D	51	63	38	-2	1	2	-3	7	2	3	8	-12	-10	-15
8/19/03 15:03	8/18/03	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Lecroy R Jan		D		S.d	-66	20.20	1	-3	-62	2	D	33	57	49	19	-9	-2	0	-1	1	-5	2	0	-8	-28
8/7/03 13:30	8/7/03	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Hultgren Donald W		DO	CEO	P	20	19.55	2	1	12	9	D	39	99	35	15	2	-3	-4	-1	1	3	2	9	-14	-30
8/6/03 16:56	8/4/03	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Holdges Stacy M		O	EVP	S.d	-78	19.18	2	-4	-100	0	D	39	102	35	14	1	-7	-5	-3	1	4	4	10	-13	-29

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y