SWS - Hilltop Securities Holdings LLC - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	13	55	1	-0	1	6	5	-0	2
S	%wins				64	55	36	49	51	49	51

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
1/2/15 06:26	1/1/15	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Oak Hill Capital Management, LLC	NY	T		S	0	0.00	0	-20	-100	0	D
1/2/15 06:24	1/1/15	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Ohcp Mgp Iii, Ltd.	NY	T		S.d	0	0.00	0	-6,522	-100	0	I
11/21/12 16:14	11/20/12	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Jobe Larry A	TX	D		S	-93	4.52	0	-21	-43	27	D
2/25/09 18:22	2/24/09	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Buchholz Robert A	TX	D		S.m	-1,373	14.46	5	-95	-17	476	A									-2	-8	16	-13	3	-11
5/23/08 16:16	5/22/08	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Hanks Kenneth R	TX	O	CFO	S.d	-119	17.43	5	-7	-11	55	D	26	-17	47	31	53	24	-8	-1	5	6	-2	-1	-40	-30
5/3/07 17:02	5/1/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-444	25.53	7	-17	-2	980	I	198	58	41	7	9	10	-1	-1	0	-13	-8	-30	-28	-44
5/3/07 17:02	5/1/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-194	25.58	7	-8	-1	980	I	198	58	41	7	9	10	-1	-1	0	-13	-8	-30	-28	-44
4/4/07 17:11	4/3/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-626	25.04	7	-25	-2	1,005	I	161	51	51	5	-13	3	-1	-1	-1	-3	7	-7	-24	-43
3/7/07 17:12	3/6/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-628	25.12	14	-25	-2	1,030	I	128	66	56	18	1	-12	-10	-3	1	-3	0	-3	-23	-50
2/27/07 18:02	2/26/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Felder William D	TX	O	P	S	-73	29.00	12	-3	-2	124	D	157	93	71	28	11	10	-1	-2	2	-7	-3	-11	-21	-39
2/23/07 16:49	2/22/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Felder William D	TX	O	P	S	-38	29.08	12	-1	-1	127	D	147	103	69	31	17	13	-1	2	0	-8	-11	-20	-28	-49
2/22/07 16:41	2/20/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-405	29.36	12	-14	-1	1,055	I	144	96	65	28	19	14	0	1	-1	-9	-13	-22	-29	-50
2/22/07 16:41	2/20/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Felder William D	TX	O	P	S	-293	29.28	12	-10	-7	128	D	144	96	65	28	19	14	0	1	-1	-9	-13	-22	-29	-50
2/16/07 17:25	2/14/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-50	29.23	11	-2	0	1,069	I	138	98	69	36	16	17	14	-2	4	1	-16	-24	-29	-46
2/14/07 18:10	2/13/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Thompson W Norman	TX	O	CIO	S.d	-290	29.00	11	-10	-39	16	D	138	102	75	50	21	10	12	-3	-1	0	-16	-24	-33	-47
2/13/07 16:37	2/9/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Lecroy R Jan	TX	D		S.d	-88	29.50	11	-3	-36	5	D	137	100	74	45	20	15	14	-6	0	2	-16	-23	-30	-48
2/13/07 16:37	2/9/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Felder William D	TX	O	P	S	-208	29.45	11	-7	-5	138	D	137	100	74	45	20	15	14	-6	0	2	-16	-23	-30	-48
2/13/07 16:37	2/9/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Driscoll Richard J	TX	O	EVP	S.d	-874	29.32	11	-30	-33	60	D	137	100	74	45	20	15	14	-6	0	2	-16	-23	-30	-48
2/13/07 16:37	2/12/07	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Vinton Paul D	TX	O	EVP	S.d	-1,247	29.02	11	-43	-82	9	D	137	100	74	45	20	15	14	-6	0	2	-16	-23	-30	-48
11/22/06 16:34	11/21/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Leventhal Laura	TX	O	Controll	S.dm	-155	33.07	9	-5	-58	3	D	78	66	50	33	26	24	11	-1	0	-1	6	28	3	-37
11/20/06 18:00	11/20/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Holdges Stacy M	TX	O	EVP	S.d	0	0.00	9	-7	-46	8	D	76	70	46	29	27	10	10	2	0	-4	6	30	2	-43
11/17/06 17:11	11/17/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Thompson W Norman	TX	O	CIO	S.d	-212	33.00	9	-6	-38	10	D	81	84	47	29	30	18	14	7	1	1	6	31	2	-41
11/15/06 18:20	11/14/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Vinton Paul D	TX	O	EVP	S.d	-139	32.35	8	-4	-41	6	D	73	75	45	28	27	13	20	11	3	2	6	30	-1	-34
11/14/06 17:18	11/14/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Felder William D	TX	O	P	S	-324	32.36	7	-10	-9	97	D	71	68	33	25	28	9	19	5	1	3	5	33	-1	-30
11/13/06 17:44	11/13/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Tubb Allen R	TX	O	Secretar	S.d	-124	31.05	6	-4	-77	1	D	63	60	25	21	22	4	12	1	3	5	8	39	3	-27
11/13/06 17:44	11/13/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Litton Richard H	TX	O	EVP	S	-913	30.43	6	-30	-69	14	D	63	60	25	21	22	4	12	1	3	5	8	39	3	-27
11/13/06 06:25	11/9/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Litton Richard H	TX	O	EVP	S.m	-297	29.70	6	-10	-19	44	D	63	60	25	21	22	4	12	1	5	10	13	44	8	-22
10/31/06 18:09	10/31/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-1,241	28.11	4	-44	-6	711	I	69	96	16	16	27	13	6	5	-3	-3	17	35	42	8
9/27/06 18:03	9/26/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-199	24.27	4	-8	-1	762	I	69	55	6	12	-3	6	4	2	0	-2	14	45	53	13
9/27/06 18:03	9/26/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-166	24.48	4	-7	-1	755	I	69	55	6	12	-3	6	4	2	0	-2	14	45	53	13
9/6/06 17:25	9/5/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Felder William D	TX	O	P	S.d	-205	24.17	3	-9	-7	109	D	76	54	6	1	-2	-6	-3	-6	-3	-4	9	47	62	18
9/6/06 17:24	9/5/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Mosle Jon L Jr	TX	D		S.d	-60	24.61	3	-2	-10	23	D	76	54	6	1	-2	-6	-3	-6	-3	-4	9	47	62	18
8/31/06 17:15	8/29/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-107	24.41	3	-4	-1	781	I	89	67	10	8	12	1	-1	3	0	-8	2	33	45	14
8/31/06 17:15	8/29/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-261	24.61	3	-11	-1	770	I	89	67	10	8	12	1	-1	3	0	-8	2	33	45	14
7/31/06 06:04	7/27/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-290	24.82	3	-12	-1	793	I	106	48	16	-1	12	8	12	6	0	1	-4	13	43	8
7/31/06 06:02	7/27/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-208	25.03	3	-8	-1	784	I	106	48	16	-1	12	8	12	6	0	1	-4	13	43	8
7/26/06 18:15	7/25/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-363	24.23	3	-15	-2	804	I	101	52	19	-6	8	1	9	8	0	4	1	17	52	19
6/30/06 16:48	6/29/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-228	22.80	5	-10	-1	819	B									1	-2	8	5	53	46
5/31/06 17:49	5/30/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-356	23.74	5	-15	-2	829	B									7	7	1	12	45	66
5/26/06 18:25	5/25/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-236	23.60	5	-10	-1	844	B									-5	6	3	8	46	56
5/18/06 11:42	5/17/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Lecroy R Jan	TX	D		S.d	-60	24.43	4	-2	-49	3										4	0	3	13	45	45
5/1/06 18:32	4/27/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-511	27.47	4	-19	-2	854	B									0	6	-15	1	13	51
5/1/06 18:30	4/27/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-312	27.39	4	-11	-1	873	B									0	6	-15	1	13	51
4/26/06 16:58	4/25/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-1,204	27.23	4	-44	-5	884	B									-1	-2	-15	-7	9	55
4/5/06 19:28	3/28/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-203	25.01	4	-8	-1	955	B									0	-1	3	-6	-4	44
4/5/06 19:28	12/14/04	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S.m	-1,142	22.61	4	-51	-5	964	B									0	-1	3	-6	-4	44
4/5/06 19:28	3/28/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-172	24.88	4	-7	-1	949	B									0	-1	3	-6	-4	44
4/5/06 19:28	3/30/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-239	25.65	4	-9	-1	939	B									0	-1	3	-6	-4	44
4/5/06 19:28	3/30/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L	TX	D		S	-273	25.53	4	-11	-1	929	B									0	-1	3	-6	-4	44
2/24/06 17:56	2/24/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Holdges Stacy M		O	EVP	S.d	-47	23.70	3	-2	-24	6	4									4	0	7	-3	10	90
2/23/06 16:59	2/22/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Lecroy R Jan		D		S	0	0.00	3	-1	-35	3										4	5	8	0	17	95
2/23/06 16:56	2/21/06	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Leventhal Laura		O	Controll	S.d	-83	22.46	3	-4	-53	3										4	5	8	0	17	95
11/5/04 17:09	11/2/04	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Cobb Brodie L		D		S.d	-56	18.84	1	-3	-71	1	D	54	-9	22	42	19	14	0	-3	1	5	17	8	-9	5
11/4/04 19:43	11/3/04	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Mosle Jon L Jr		D		S.d	-56	18.82	1	-3	-15	17	D	52	-10	22	40	22	15	3	-1	0	3	16	8	-9	1
11/4/04 19:43	11/2/04	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Lecroy R Jan		D		S.d	-56	18.96	1	-3	-48	3	D	52	-10	22	40	22	15	3	-1	0	3	16	8	-9	1
10/28/03 13:33	10/28/03	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Thompson W Norman		O	CIO	S.d	-150	21.45	2	-7	-59	5	D	49	70	33	6	5	2	-2	3	1	0	-12	-20	-19	-5
8/19/03 15:03	8/18/03	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Lecroy R Jan		D		S.d	-66	20.20	1	-3	-62	2	D	33	57	49	19	-9	-2	0	-1	1	-5	2	0	-8	-28
8/6/03 16:56	8/4/03	SWS	Financ	FinTrd	Security Brokers, Dealers & F	Holdges Stacy M		O	EVP	S.d	-78	19.18	2	-4	-100	0	D	39	102	35	14	1	-7	-5	-3	1	4	4	10	-13	-29

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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