City of London Investment Group Plc - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	Qty	oc	Own	H
2/15/19 16:23	2/14/19	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-36,379	20.61	-1,765	-41	2,571	I
10/16/18 16:08	10/15/18	APB	Asia Pacific Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-250	12.50	-20	0	4,564	I
9/20/18 16:03	9/19/18	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-214	12.21	-18	-1	2,904	I
9/20/18 16:02	9/19/18	LDF	Latin American Discovery Fund, Inc.	NY	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-273	10.93	-25	-1	2,101	I
9/20/18 16:02	9/19/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-32	35.93	-1	0	1,955	I
9/19/18 16:05	9/17/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S.m	-5,229	19.29	-271	-3	8,448	I
9/13/18 16:10	9/12/18	TWN	Taiwan Fund Inc	DE	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-105	19.11	-6	0	3,305	I
9/12/18 16:07	9/11/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-720	35.49	-20	-1	1,956	I
8/29/18 16:05	8/28/18	LDF	Latin American Discovery Fund, Inc.	NY	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-768	10.90	-70	-3	2,126	I
8/20/18 16:15	8/17/18	LDF	Latin American Discovery Fund, Inc.	NY	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-67	10.99	-6	0	2,197	I
8/17/18 16:03	8/16/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-184	35.48	-5	0	1,976	I
8/16/18 16:02	8/15/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-21	35.14	-1	0	1,981	I
8/15/18 16:10	8/14/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-108	35.85	-3	0	1,982	I
8/1/18 16:07	7/31/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-160	37.16	-4	0	1,985	I
7/24/18 16:31	7/23/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	105	21.00	5	0	9,913	I
7/20/18 16:15	7/19/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-250	36.56	-7	0	1,989	I
7/19/18 16:10	7/18/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	368	21.07	17	0	9,908	I
7/17/18 16:09	7/16/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	119	21.05	6	0	9,891	I
7/11/18 16:03	7/10/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	683	21.23	32	0	9,885	I
7/10/18 16:09	7/9/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	389	21.17	18	0	9,853	I
7/9/18 16:15	7/6/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	1,793	20.72	87	1	8,954	I
7/3/18 14:06	7/2/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	264	20.84	13	0	9,748	I
7/2/18 16:15	6/29/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	2,402	21.19	113	1	9,063	I
6/29/18 16:07	6/28/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	1,812	20.78	87	1	9,622	I
6/29/18 16:06	6/27/18	AEF	Aberdeen Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-88,461	7.90	-11,197	-60	7,453	I
6/28/18 16:05	6/27/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	653	21.05	31	0	8,590	I
6/27/18 16:04	6/26/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	435	21.36	20	0	8,473	I
6/26/18 16:02	6/25/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	342	21.39	16	0	9,483	I
6/25/18 16:08	6/22/18	TWN	Taiwan Fund Inc	DE	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-35	20.50	-2	0	3,310	I
6/22/18 09:36	6/20/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	248	22.00	11	0	9,467	I
6/22/18 09:36	6/20/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-47	38.80	-1	0	1,996	I
6/19/18 16:28	6/18/18	TWN	Taiwan Fund Inc	DE	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-207	20.70	-10	0	3,312	I
6/19/18 16:27	6/18/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-122	39.01	-3	0	1,997	I
6/15/18 16:03	6/14/18	TWN	Taiwan Fund Inc	DE	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-529	21.15	-25	-1	3,322	I
6/14/18 16:34	6/13/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	352	22.84	15	0	9,456	I
6/13/18 16:12	6/12/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	187	22.87	8	0	9,441	I
6/13/18 16:12	6/12/18	TWN	Taiwan Fund Inc	DE	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-1,075	21.50	-50	-1	3,347	I
6/13/18 16:11	6/12/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-119	41.24	-3	0	2,000	I
6/11/18 16:19	6/8/18	TWN	Taiwan Fund Inc	DE	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-781	21.58	-36	-1	3,397	I
6/5/18 16:16	6/4/18	APB	Asia Pacific Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-943	14.52	-65	-1	4,584	I
6/4/18 18:18	6/1/18	AEF	Aberdeen Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	402	8.65	46	0	25,359	I
6/1/18 16:29	5/30/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-2,085	16.68	-125	-4	3,422	I
6/1/18 16:26	5/31/18	AEF	Aberdeen Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	1,503	8.58	175	1	23,379	I
5/30/18 16:14	5/29/18	AEF	Aberdeen Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	2,208	8.49	260	1	21,327	I
5/29/18 16:10	5/25/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-23	41.47	-1	0	2,003	I
5/24/18 16:18	5/23/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-283	17.03	-17	0	3,547	I
5/24/18 16:18	5/23/18	AEF	Aberdeen Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	222	8.66	26	0	24,878	I
5/23/18 16:15	5/22/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-21	17.22	-1	0	3,564	I
5/22/18 16:44	5/21/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-127	17.22	-7	0	3,565	I
5/18/18 16:15	5/17/18	AEF	Aberdeen Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	828	8.76	94	0	23,135	I
5/17/18 16:25	5/16/18	AEF	Aberdeen Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	1,983	8.87	224	1	19,462	I
5/16/18 16:10	5/15/18	AEF	Aberdeen Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	546	8.80	62	0	24,534	I
5/15/18 16:07	5/14/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-961	22.71	-42	0	9,433	I
5/14/18 16:32	5/11/18	LDF	Latin American Discovery Fund, Inc.	NY	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-38	11.37	-3	0	2,203	I
5/14/18 16:31	5/11/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-121	41.99	-3	0	2,004	I
5/11/18 16:33	5/10/18	LDF	Latin American Discovery Fund, Inc.	NY	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-277	11.34	-24	-1	2,206	I
5/11/18 16:32	5/10/18	AEF	Aberdeen Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-2,882	8.87	-325	-1	24,472	I
5/10/18 16:14	5/9/18	TWN	Taiwan Fund Inc	DE	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-1,106	19.97	-55	-2	3,433	I
5/10/18 16:13	5/9/18	AEF	Aberdeen Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-326	8.80	-37	0	24,600	I
5/9/18 16:14	5/8/18	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-545	10.17	-54	-2	2,921	I
5/9/18 16:13	5/8/18	LDF	Latin American Discovery Fund, Inc.	NY	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-21	10.97	-2	0	2,231	I
5/9/18 16:12	5/8/18	AEF	Aberdeen Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-536	8.77	-61	0	24,615	I
5/8/18 16:11	5/7/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	90	21.59	4	0	9,475	I
5/8/18 16:10	5/7/18	AEF	Aberdeen Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-3	8.84	0	0	24,895	I
5/7/18 16:16	5/4/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-415	21.64	-19	0	9,471	I
5/7/18 16:16	5/4/18	LDF	Latin American Discovery Fund, Inc.	NY	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-78	11.18	-7	0	2,233	I
5/7/18 16:16	5/4/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-415	41.47	-10	0	2,007	I
5/4/18 16:10	5/3/18	AEF	Aberdeen Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-474	8.88	-53	0	24,665	I
5/4/18 16:09	5/3/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-533	21.51	-25	0	9,490	I
5/4/18 16:09	5/3/18	TWN	Taiwan Fund Inc	DE	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-394	19.71	-20	-1	3,488	I
5/3/18 16:11	5/2/18	LDF	Latin American Discovery Fund, Inc.	NY	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-84	11.41	-7	0	2,239	I
5/3/18 16:11	5/2/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-423	21.72	-19	0	9,515	I
5/3/18 16:10	5/2/18	AEF	Aberdeen Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-585	8.98	-65	0	24,948	I
5/2/18 16:33	5/1/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-1,499	21.75	-69	-1	8,738	I
5/2/18 16:33	5/1/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	505	21.84	23	0	8,738	I
5/2/18 16:32	5/1/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-1,511	17.67	-86	-3	3,324	I
5/2/18 16:32	5/1/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	1,511	17.67	86	3	3,324	I
5/1/18 16:17	4/30/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	25	17.64	1	0	3,572	I
4/26/18 16:01	4/25/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-971	17.44	-56	-2	3,571	I
4/24/18 16:16	4/23/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-130	40.79	-3	0	2,017	I
4/20/18 16:03	4/19/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	103	21.91	5	0	9,580	I
4/20/18 16:03	4/19/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	179	17.98	10	0	3,627	I
4/20/18 16:02	4/19/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-134	41.31	-3	0	2,020	I
4/19/18 16:08	4/18/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	1,757	21.88	80	1	8,125	I
4/19/18 16:07	4/18/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	436	18.02	24	1	3,617	I
4/19/18 16:07	4/18/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-469	41.43	-11	-1	2,023	I
4/18/18 16:02	4/17/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-256	41.05	-6	0	2,035	I
4/18/18 16:02	4/17/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	31	22.05	1	0	9,495	I
4/17/18 16:18	4/16/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	27	22.04	1	0	9,494	I
4/17/18 16:18	4/16/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-395	40.95	-10	0	2,041	I
4/17/18 16:17	4/16/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-260	17.86	-15	0	3,593	I
4/16/18 16:09	4/13/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-185	41.20	-4	0	2,050	I
4/13/18 16:05	4/12/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-305	41.24	-7	0	2,055	I
4/12/18 16:16	4/11/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	335	22.40	15	0	9,492	I
4/10/18 16:07	4/9/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-370	18.07	-20	-1	3,263	I
4/9/18 16:19	4/6/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	382	21.76	18	0	9,477	I
4/5/18 16:08	4/4/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-453	18.13	-25	-1	3,628	I
4/4/18 16:53	4/3/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-177	18.34	-10	0	3,653	I
4/3/18 16:16	4/2/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	233	21.80	11	0	8,885	I
4/2/18 17:10	3/29/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	393	22.20	18	0	9,449	I
4/2/18 17:10	3/29/18	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	219	10.91	20	1	2,975	I
3/29/18 16:16	3/28/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	221	40.08	6	0	2,062	I
3/27/18 16:17	3/26/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-31	18.31	-2	0	3,662	I
3/27/18 16:16	3/26/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	217	40.44	5	0	2,057	I
3/26/18 16:16	3/23/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-607	18.18	-33	-1	3,664	I
3/26/18 16:15	3/23/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	200	40.09	5	0	2,051	I
3/23/18 16:12	3/22/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	829	22.45	37	0	9,431	I
3/23/18 16:11	3/22/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	308	41.10	7	0	2,046	I
3/23/18 16:11	3/22/18	LAQ	Aberdeen Latin America Equity Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	413	27.54	15	1	2,980	I
3/23/18 16:11	3/22/18	LAQ	Aberdeen Latin America Equity Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-413	27.54	-15	-1	2,980	I
3/21/18 16:23	3/20/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-373	22.90	-16	0	9,395	I
3/21/18 16:22	3/20/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-495	18.48	-27	-1	3,697	I
3/20/18 16:11	3/19/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-319	22.76	-14	0	9,411	I
3/19/18 16:02	3/16/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-475	22.99	-21	0	9,425	I
3/19/18 16:01	3/16/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-127	41.82	-3	0	2,039	I
3/16/18 16:13	3/15/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-644	23.00	-28	0	9,445	I
3/16/18 16:13	3/15/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-754	18.71	-40	-1	3,724	I
3/16/18 16:12	3/15/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-360	41.82	-9	0	2,042	I
3/15/18 16:13	3/14/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-838	23.02	-36	0	9,474	I
3/15/18 16:13	3/14/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-648	18.89	-34	-1	3,764	I
3/15/18 16:12	3/14/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-230	41.89	-5	0	2,051	I
3/14/18 16:14	3/12/18	TWN	Taiwan Fund Inc	DE	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	424	21.21	20	1	3,508	I
3/14/18 16:14	3/12/18	TWN	Taiwan Fund Inc	DE	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-424	21.21	-20	-1	3,508	I
3/14/18 16:13	3/13/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-230	42.04	-5	0	2,056	I
3/14/18 16:12	3/12/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	148	22.78	7	0	4,336	I
3/14/18 16:12	3/12/18	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S.m	-1,319	31.36	-42	-1	3,530	I
3/12/18 16:18	3/9/18	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-464	30.93	-15	0	3,572	I
3/9/18 16:10	3/8/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	713	22.34	32	0	9,510	I
3/9/18 16:09	3/8/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-93	18.50	-5	0	3,799	I
3/9/18 16:08	3/8/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	447	22.35	20	0	4,329	I
3/7/18 16:14	3/6/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-157	18.65	-8	0	3,804	I
3/7/18 16:13	3/6/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	666	22.22	30	1	4,309	I
3/6/18 16:08	3/5/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-402	40.18	-10	0	2,061	I
3/5/18 16:23	3/2/18	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-310	30.99	-10	0	3,587	I
3/5/18 16:22	3/2/18	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-310	30.99	-10	0	3,587	I
3/2/18 16:18	3/1/18	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-116	10.81	-11	0	2,762	I
3/2/18 16:18	3/1/18	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	116	10.81	11	0	2,762	I
3/2/18 16:18	3/1/18	GCH	Aberdeen Greater China Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-2,387	13.13	-182	-5	3,336	I
3/2/18 16:18	3/1/18	GCH	Aberdeen Greater China Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	2,387	13.13	182	6	3,336	I
3/2/18 16:17	3/1/18	ABE	Aberdeen Emerging Markets Smaller Co Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-1,483	15.10	-98	-3	3,789	I
3/2/18 16:17	3/1/18	ABE	Aberdeen Emerging Markets Smaller Co Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	1,483	15.10	98	3	3,789	I
2/26/18 16:50	2/23/18	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-397	31.81	-12	0	3,597	I
2/23/18 16:02	2/22/18	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-431	31.60	-14	0	3,610	I
2/22/18 16:11	2/21/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	227	22.67	10	0	9,478	I
2/22/18 16:10	2/21/18	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-1,762	31.87	-55	-2	3,159	I
2/22/18 16:09	2/21/18	LDF	Latin American Discovery Fund, Inc.	NY	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	63	12.55	5	0	2,247	I
2/21/18 16:21	2/20/18	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-48	31.80	-2	0	3,679	I
2/21/18 16:20	2/20/18	LDF	Latin American Discovery Fund, Inc.	NY	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	25	12.43	2	0	2,242	I
2/16/18 16:10	2/15/18	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-634	32.69	-19	-1	3,680	I
2/14/18 16:35	2/13/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	257	21.40	12	0	4,279	I
2/13/18 16:09	2/12/18	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	34	10.87	3	0	2,955	I
2/12/18 16:24	2/9/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	240	21.02	11	0	4,267	I
2/9/18 16:23	2/8/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	315	21.49	15	0	4,256	I
2/8/18 16:11	2/7/18	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	32	10.95	3	0	2,952	I
2/7/18 16:14	2/6/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	90	22.00	4	0	9,468	I
2/2/18 16:34	2/1/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-1,405	23.87	-59	-1	8,662	I
2/2/18 16:34	2/1/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	1,405	23.87	59	1	8,662	I
2/2/18 16:33	2/1/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	277	23.83	12	0	4,241	I
1/31/18 16:09	1/30/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	121	19.51	6	0	3,812	I
1/29/18 16:08	1/26/18	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-1,320	34.86	-38	-1	3,700	I
1/26/18 16:14	1/25/18	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-1,288	34.91	-37	-1	3,738	I
1/25/18 16:20	1/24/18	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-1,342	35.03	-38	-1	3,774	I
1/24/18 16:15	1/23/18	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-98	34.93	-3	0	3,813	I
1/23/18 16:12	1/22/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	127	23.65	5	0	4,230	I
1/23/18 16:11	1/22/18	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-521	34.62	-15	0	3,816	I
1/22/18 16:12	1/19/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	119	23.53	5	0	4,224	I
1/22/18 16:12	1/19/18	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-1,933	34.53	-56	-2	3,471	I
1/19/18 16:56	1/18/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	25	23.30	1	0	4,219	I
1/18/18 21:08	1/17/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	80	22.98	4	0	4,218	I
1/18/18 20:53	1/16/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P.a	300	23.06	13	0	4,215	I
1/18/18 20:47	1/12/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P.a	97	22.85	4	0	4,202	I
1/18/18 20:41	1/10/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P.a	107	22.46	5	0	4,197	I
1/18/18 20:36	1/9/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P.a	43	22.46	2	0	4,193	I
1/18/18 16:14	1/17/18	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-1,080	34.26	-32	-1	3,887	I
1/17/18 17:07	1/16/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	300	23.06	13	0	4,215	I
1/17/18 16:15	1/16/18	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-76	34.40	-2	0	3,918	I
1/17/18 16:14	1/16/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	196	18.88	10	0	3,806	I
1/16/18 17:49	1/12/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	97	22.85	4	0	4,202	I
1/16/18 16:09	1/12/18	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-186	34.45	-5	0	3,920	I
1/12/18 16:25	1/11/18	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-1,398	34.30	-41	-1	3,522	I
1/11/18 16:53	1/10/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	107	22.46	5	0	4,197	I
1/11/18 16:12	1/10/18	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-213	34.13	-6	0	3,966	I
1/10/18 17:11	1/9/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	43	22.46	2	0	4,193	I
1/10/18 16:14	1/9/18	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-124	34.35	-4	0	3,973	I
1/8/18 16:13	1/5/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	124	18.55	7	0	3,796	I
1/5/18 16:07	1/4/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	251	18.46	14	0	3,789	I
1/5/18 16:06	1/4/18	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-338	33.80	-10	0	3,976	I
1/4/18 16:23	1/3/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	790	21.85	36	0	8,603	I
1/4/18 16:23	1/3/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	977	18.27	54	2	2,907	I
1/4/18 16:23	1/3/18	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	S	-74	33.65	-2	0	3,986	I
1/3/18 16:16	1/2/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	652	21.74	30	0	9,428	I
1/2/18 16:18	12/29/17	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	527	21.42	25	0	8,568	I
1/2/18 16:17	12/29/17	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	95	10.21	9	0	2,949	I
1/2/18 16:14	12/29/17	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	304	17.86	17	0	3,722	I
1/2/18 16:13	12/29/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	274	21.53	13	0	4,191	I
12/29/17 16:40	12/28/17	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	533	17.76	30	1	3,385	I
12/29/17 16:39	12/28/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	148	21.36	7	0	4,178	I
12/28/17 16:28	12/27/17	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	171	17.57	10	0	3,675	I
12/28/17 16:28	12/27/17	LDF	Latin American Discovery Fund, Inc.	NY	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	71	11.29	6	0	2,240	I
12/28/17 16:27	12/27/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T	P	180	21.12	9	0	4,171	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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