City of London Investment Group Plc - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	5	1	16	-1	1	3	3	14	36	9
P	%wins				75	86	92	77	100	100	88

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
7/24/18 16:31	7/23/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	105	21.00	0	5	0	9,913	I
7/19/18 16:10	7/18/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	368	21.07	0	17	0	9,908	I
7/17/18 16:09	7/16/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	119	21.05	0	6	0	9,891	I
7/11/18 16:03	7/10/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	683	21.23	0	32	0	9,885	I
7/10/18 16:09	7/9/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	389	21.17	0	18	0	9,853	I
7/9/18 16:15	7/6/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	1,793	20.72	0	87	1	8,954	I
7/3/18 14:06	7/2/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	264	20.84	0	13	0	9,748	I
7/2/18 16:15	6/29/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	2,402	21.19	0	113	1	9,063	I
6/29/18 16:07	6/28/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	1,812	20.78	0	87	1	9,622	I
6/28/18 16:05	6/27/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	653	21.05	0	31	0	8,590	I
6/27/18 16:04	6/26/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	435	21.36	0	20	0	8,473	I
6/26/18 16:02	6/25/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	342	21.39	0	16	0	9,483	I
6/22/18 09:36	6/20/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	248	22.00	0	11	0	9,467	I
6/14/18 16:34	6/13/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	352	22.84	0	15	0	9,456	I
6/13/18 16:12	6/12/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	187	22.87	0	8	0	9,441	I
6/4/18 18:18	6/1/18	AEF	Aberdeen Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	402	8.65	0	46	0	25,359	I
6/1/18 16:26	5/31/18	AEF	Aberdeen Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	1,503	8.58	0	175	1	23,379	I
5/30/18 16:14	5/29/18	AEF	Aberdeen Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	2,208	8.49	0	260	1	21,327	I
5/24/18 16:18	5/23/18	AEF	Aberdeen Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	222	8.66	0	26	0	24,878	I
5/18/18 16:15	5/17/18	AEF	Aberdeen Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	828	8.76	0	94	0	23,135	I
5/17/18 16:25	5/16/18	AEF	Aberdeen Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	1,983	8.87	0	224	1	19,462	I
5/16/18 16:10	5/15/18	AEF	Aberdeen Emerging Markets Equity Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	546	8.80	0	62	0	24,534	I
5/8/18 16:11	5/7/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	90	21.59	0	4	0	9,475	I
5/2/18 16:33	5/1/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	505	21.84	0	23	0	8,738	I
5/2/18 16:32	5/1/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	1,511	17.67	0	86	3	3,324	I
5/1/18 16:17	4/30/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	25	17.64	0	1	0	3,572	I
4/20/18 16:03	4/19/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	103	21.91	0	5	0	9,580	I
4/20/18 16:03	4/19/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	179	17.98	0	10	0	3,627	I
4/19/18 16:08	4/18/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	1,757	21.88	0	80	1	8,125	I
4/19/18 16:07	4/18/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	436	18.02	0	24	1	3,617	I
4/18/18 16:02	4/17/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	31	22.05	0	1	0	9,495	I
4/17/18 16:18	4/16/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	27	22.04	0	1	0	9,494	I
4/12/18 16:16	4/11/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	335	22.40	0	15	0	9,492	I
4/9/18 16:19	4/6/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	382	21.76	0	18	0	9,477	I
4/3/18 16:16	4/2/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	233	21.80	0	11	0	8,885	I
4/2/18 17:10	3/29/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	393	22.20	0	18	0	9,449	I
4/2/18 17:10	3/29/18	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	219	10.91	0	20	1	2,975	I
3/29/18 16:16	3/28/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	221	40.08	0	6	0	2,062	I
3/27/18 16:16	3/26/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	217	40.44	0	5	0	2,057	I
3/26/18 16:15	3/23/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	200	40.09	0	5	0	2,051	I
3/23/18 16:12	3/22/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	829	22.45	0	37	0	9,431	I
3/23/18 16:11	3/22/18	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	308	41.10	0	7	0	2,046	I
3/23/18 16:11	3/22/18	LAQ	Aberdeen Latin America Equity Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	413	27.54	0	15	1	2,980	I
3/14/18 16:14	3/12/18	TWN	Taiwan Fund Inc	DE	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	424	21.21	0	20	1	3,508	I
3/14/18 16:12	3/12/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	148	22.78	0	7	0	4,336	I
3/9/18 16:10	3/8/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	713	22.34	0	32	0	9,510	I
3/9/18 16:08	3/8/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	447	22.35	0	20	0	4,329	I
3/7/18 16:13	3/6/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	666	22.22	0	30	1	4,309	I
3/2/18 16:18	3/1/18	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	116	10.81	0	11	0	2,762	I
3/2/18 16:18	3/1/18	GCH	Aberdeen Greater China Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	2,387	13.13	0	182	6	3,336	I
3/2/18 16:17	3/1/18	ABE	Aberdeen Emerging Markets Smaller Co Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	1,483	15.10	0	98	3	3,789	I
2/22/18 16:11	2/21/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	227	22.67	0	10	0	9,478	I
2/22/18 16:09	2/21/18	LDF	Latin American Discovery Fund, Inc.	NY	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	63	12.55	0	5	0	2,247	I
2/21/18 16:20	2/20/18	LDF	Latin American Discovery Fund, Inc.	NY	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	25	12.43	0	2	0	2,242	I
2/14/18 16:35	2/13/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	257	21.40	0	12	0	4,279	I
2/13/18 16:09	2/12/18	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	34	10.87	0	3	0	2,955	I
2/12/18 16:24	2/9/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	240	21.02	0	11	0	4,267	I
2/9/18 16:23	2/8/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	315	21.49	0	15	0	4,256	I
2/8/18 16:11	2/7/18	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	32	10.95	0	3	0	2,952	I
2/7/18 16:14	2/6/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	90	22.00	0	4	0	9,468	I
2/2/18 16:34	2/1/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	1,405	23.87	0	59	1	8,662	I
2/2/18 16:33	2/1/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	277	23.83	0	12	0	4,241	I
1/31/18 16:09	1/30/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	121	19.51	0	6	0	3,812	I
1/23/18 16:12	1/22/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	127	23.65	0	5	0	4,230	I
1/22/18 16:12	1/19/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	119	23.53	0	5	0	4,224	I
1/19/18 16:56	1/18/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	25	23.30	0	1	0	4,219	I
1/18/18 21:08	1/17/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	80	22.98	0	4	0	4,218	I
1/18/18 20:53	1/16/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P.a	300	23.06	0	13	0	4,215	I
1/18/18 20:47	1/12/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P.a	97	22.85	0	4	0	4,202	I
1/18/18 20:41	1/10/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P.a	107	22.46	0	5	0	4,197	I
1/18/18 20:36	1/9/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P.a	43	22.46	0	2	0	4,193	I
1/17/18 17:07	1/16/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	300	23.06	0	13	0	4,215	I
1/17/18 16:14	1/16/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	196	18.88	0	10	0	3,806	I
1/16/18 17:49	1/12/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	97	22.85	0	4	0	4,202	I
1/11/18 16:53	1/10/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	107	22.46	0	5	0	4,197	I
1/10/18 17:11	1/9/18	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	43	22.46	0	2	0	4,193	I
1/8/18 16:13	1/5/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	124	18.55	0	7	0	3,796	I
1/5/18 16:07	1/4/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	251	18.46	0	14	0	3,789	I
1/4/18 16:23	1/3/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	790	21.85	0	36	0	8,603	I
1/4/18 16:23	1/3/18	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	977	18.27	0	54	2	2,907	I
1/3/18 16:16	1/2/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	652	21.74	0	30	0	9,428	I
1/2/18 16:18	12/29/17	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	527	21.42	0	25	0	8,568	I
1/2/18 16:17	12/29/17	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	95	10.21	0	9	0	2,949	I
1/2/18 16:14	12/29/17	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	304	17.86	0	17	0	3,722	I
1/2/18 16:13	12/29/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	274	21.53	0	13	0	4,191	I
12/29/17 16:40	12/28/17	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	533	17.76	0	30	1	3,385	I
12/29/17 16:39	12/28/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	148	21.36	0	7	0	4,178	I
12/28/17 16:28	12/27/17	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	171	17.57	0	10	0	3,675	I
12/28/17 16:28	12/27/17	LDF	Latin American Discovery Fund, Inc.	NY	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	71	11.29	0	6	0	2,240	I
12/28/17 16:27	12/27/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	180	21.12	0	9	0	4,171	I
12/26/17 16:33	12/22/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	248	21.21	0	12	0	4,162	I
12/22/17 16:04	12/21/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	139	21.01	0	7	0	4,151	I
12/20/17 16:06	12/19/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	353	20.89	0	17	0	4,144	I
12/19/17 16:17	12/18/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	267	20.86	0	13	0	4,127	I
12/13/17 16:02	12/12/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	51	21.33	0	2	0	4,114	I
12/12/17 16:12	12/11/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	46	21.46	0	2	0	4,112	I
12/11/17 16:54	12/8/17	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	820	20.50	0	40	0	9,373	I
12/11/17 16:52	12/8/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	21	21.18	0	1	0	4,110	I
12/8/17 16:10	12/7/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	98	20.82	0	5	0	4,109	I
12/7/17 16:04	12/6/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	161	20.75	0	8	0	4,104	I
12/5/17 16:03	12/4/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	76	21.41	0	4	0	4,096	I
12/4/17 16:10	12/1/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	150	21.38	0	7	0	4,093	I
12/4/17 16:08	12/1/17	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	90	17.32	0	5	0	3,665	I
12/1/17 16:04	11/30/17	LDF	Latin American Discovery Fund, Inc.	NY	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	127	11.06	0	12	1	2,136	I
11/30/17 16:10	11/29/17	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	350	17.47	0	20	1	3,363	I
11/30/17 16:10	11/29/17	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	52	10.65	0	5	0	2,939	I
11/30/17 16:09	11/29/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	117	21.65	0	5	0	4,086	I
11/29/17 16:46	11/28/17	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	176	17.56	0	10	0	3,640	I
11/27/17 16:08	11/24/17	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	51	10.65	0	5	0	2,934	I
11/27/17 16:07	11/24/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	885	22.08	0	40	1	4,080	I
11/22/17 16:19	11/21/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	103	22.04	0	5	0	4,040	I
11/20/17 16:08	11/17/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	105	21.56	0	5	0	4,036	I
11/17/17 16:03	11/16/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	210	21.59	0	10	0	4,031	I
11/16/17 16:37	11/15/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	167	21.29	0	8	0	4,021	I
11/15/17 16:36	11/14/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	187	21.52	0	9	0	4,013	I
11/14/17 16:15	11/13/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	121	21.58	0	6	0	4,005	I
11/13/17 16:09	11/10/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	49	21.46	0	2	0	3,999	I
11/9/17 16:07	11/8/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	24	21.48	0	1	0	3,997	I
11/8/17 16:49	11/7/17	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	583	17.52	0	33	1	3,630	I
11/3/17 16:12	11/2/17	LDF	Latin American Discovery Fund, Inc.	NY	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	218	11.47	0	19	1	2,131	I
11/2/17 16:18	11/1/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	66	21.29	0	3	0	3,996	I
11/2/17 16:18	11/1/17	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P.m	2,107	21.45	0	98	1	9,039	I
11/2/17 16:18	11/1/17	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	525	17.51	0	30	1	3,596	I
10/31/17 16:17	10/27/17	CHN	China Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P.m	1,042	20.96	0	50	1	3,992	I
10/5/17 16:11	10/3/17	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	2,116	21.16	0	100	1	9,262	I
10/5/17 16:11	10/4/17	MSF	Morgan Stanley Emerging Markets Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	620	17.63	0	35	1	3,566	I
10/5/17 16:11	10/3/17	LDF	Latin American Discovery Fund, Inc.	NY	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	37	12.34	0	3	0	2,222	I
9/6/17 16:09	9/1/17	LDF	Latin American Discovery Fund, Inc.	NY	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	68	11.79	0	6	0	2,219	I
8/31/17 16:30	8/29/17	LDF	Latin American Discovery Fund, Inc.	NY	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	89	11.58	0	8	0	2,213	I
8/15/17 16:13	8/11/17	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	62	38.03	0	2	0	2,071	I
7/26/17 16:21	7/24/17	MXE	Mexico Equity & Income Fund Inc		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	79	11.98	0	7	0	2,937	I
7/20/17 16:10	7/18/17	TWN	Taiwan Fund Inc	DE	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	548	20.20	0	27	1	3,388	I
7/7/17 16:05	7/5/17	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	981	32.70	0	30	1	4,373	I
6/19/17 16:16	6/15/17	APB	Asia Pacific Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	611	12.47	0	49	1	4,649	I
6/9/17 16:11	6/7/17	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	107	33.55	0	3	0	4,343	I
6/8/17 16:11	6/6/17	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P.m	497	39.99	0	12	1	2,085	I
5/30/17 16:08	5/25/17	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P.m	788	32.46	0	24	1	4,339	I
5/12/17 16:12	5/11/17	TWN	Taiwan Fund Inc	DE	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	385	19.23	0	20	1	3,481	I	7	34	16	11	5	5	0	0
5/11/17 16:27	5/9/17	TTF	Thai Fund, Inc.	MA	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	471	8.57	0	55	1	3,786	I	16	23	16	9	2	0	1	0	-1
5/11/17 16:26	5/9/17	LDF	Latin American Discovery Fund, Inc.	NY	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	348	10.92	0	32	1	2,308	I	2	25	4	8	4	4	3	2	1
4/26/17 16:19	4/24/17	ABE	Aberdeen Emerging Markets Smaller Co Opportunities Fund, Inc.	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	908	13.50	0	67	2	3,981	I	1	12	9	15	11	1	1	0	0	2
12/4/06 16:09	11/30/06	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P.m	1,134	40.48	0	28	4	728	D	79	15	10	11	9	3	2	2	0	-2	-1	-6	17	31
11/29/06 13:40	11/27/06	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	155	39.82	0	4	0	2,793	D	80	14	8	11	6	1	0	-1	1	2	4	-2	21	35
11/27/06 16:21	11/22/06	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	TH	Joint Fi	P.am	458	39.79	0	12		1	D	88	17	6	14	9	4	0	2	0	2	6	1	15	27
11/22/06 13:07	11/20/06	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	TH	Joint Fi	P.am	544	39.50	0	14	8	181	D	90	17	7	11	8	4	0	0	1	1	4	6	13	26
11/20/06 16:05	11/17/06	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	TH	Joint Fi	P.a	1,032	39.67	0	26	4	710	D	84	17	9	11	8	6	2	-1	0	0	1	8	13	31
11/16/06 15:59	11/14/06	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	TH	Joint Fi	P.m	679	39.72	1	17	3	684	D	90	20	4	11	5	4	3	1	0	0	2	5	11	37
11/13/06 11:33	11/8/06	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	TH	Joint Fi	P.am	331	38.90	0	9	1	686	D	92	20	-2	13	5	5	4	1	0	1	0	7	13	43
11/8/06 15:25	11/7/06	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	TH	Joint Fi	P.a	388	38.85	0	10	1	677	D	94	22	-9	11	5	5	3	1	0	3	4	3	14	45
11/8/06 11:47	10/26/06	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	TH	Joint Fi	P.am	5,358	37.70	0	142		1	D	94	22	-9	11	5	5	3	1	0	3	4	3	14	45
11/8/06 11:41	6/1/06	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	TH	Joint Fi	P.am	11,546	35.97	0	321		0	D	94	22	-9	11	5	5	3	1	0	3	4	3	14	45
6/12/06 11:27	5/15/06	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P.m	3,250	38.15	0	85	3	2,830										-5	4	7	7	19	36
6/12/06 11:27	4/27/06	KF	Korea Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P.m	25,425	38.77	0	656		396										-5	4	7	7	19	36
5/7/04 17:21	4/5/04	ISL	First Israel Fund Inc	MD	Fund	CEF	Closed-End Funds	City of London Investment Group Plc		T		P.m	537	12.52	0	43	8	604	D	41	30	13	2	1	0	-2	3	-6	-4	0	-4	5	26
5/7/04 17:20	4/28/04	TFC	Taiwan Greater China Fund		Fund	CEF	Closed-End Funds	City of London Investment Group Plc		T		P.m	8,116	4.85	0	1,675	88	3,571	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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