4/13/22 17:39 | 4/11/22 | RFMZ | Rivernorth Flexible Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | P | 159 | 15.85 | 0 | 10 | New | 10 | D | | | | | | | | | | | | | | |
4/12/22 09:37 | 4/11/22 | MMD | Mainstay Mackay Definedterm Municipal Opportunities Fund | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | P | 179 | 17.90 | 0 | 10 | New | 10 | D | | | | | | | | | | | | | | |
2/16/22 18:35 | 2/11/22 | RMMZ | Rivernorth Managed Duration Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | P | 190 | 18.99 | 0 | 10 | New | 10 | D | | | | | | | | | | | | | | |
5/20/20 19:52 | 5/20/20 | RFM | Rivernorth Flexible Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | P | 188 | 18.99 | 0 | 10 | 999% | 10 | D | | | | | | | | | | | | | | |
5/19/20 20:17 | 5/19/20 | RFM | Rivernorth Flexible Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | P | 2 | 18.74 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
3/19/20 20:25 | 3/18/20 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | P | 82 | 16.45 | 0 | 5 | 50 | 15 | D | | | | | | | | | | | | | | |
3/19/20 20:22 | 3/18/20 | RMM | Rivernorth Managed Duration Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | P | 71 | 14.20 | 0 | 5 | 50 | 15 | D | | | | | | | | | | | | | | |
12/31/19 19:06 | 12/30/19 | RMM | Rivernorth Managed Duration Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | P | 194 | 19.38 | 0 | 10 | New | 10 | D | | | | | | | | | | | | | | |
3/19/19 17:27 | 3/18/19 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Member o | P | 102 | 20.39 | 0 | 5 | 100 | 10 | D | | | | | | | | | | | | | | |
12/17/18 20:41 | 12/14/18 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Member o | P | 102 | 20.35 | 0 | 5 | New | 5 | D | | | | | | | | | | | | | | |
6/27/12 16:19 | 6/27/12 | MMD | Mainstay Definedterm Municipal Opportunities Fund | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | P | 50 | 20.00 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
4/28/04 10:03 | 4/27/04 | MUH | Muniholdings Fund II Inc /nj/ | | Fund | CEF | Closed-End Funds | Dimella Robert A | | O | Portfoli | P | 11 | 13.00 | 1 | 1 | 81 | 2 | D | 22 | 5 | -3 | -10 | -10 | -7 | -3 | -3 | 0 | 0 | 4 | 6 | 16 | 20 |
4/28/04 10:00 | 4/27/04 | MHD | Muniholdings Fund Inc | | Fund | CEF | Closed-End Funds | Dimella Robert A | | O | Portfoli | P | 14 | 14.33 | 1 | 1 | 143 | 2 | D | 25 | 8 | -1 | -8 | -10 | -4 | -2 | -1 | 1 | 0 | 3 | 6 | 16 | 20 |
4/28/04 09:57 | 4/27/04 | MUI | Muni Intermediate Duration Fund Inc | | Fund | CEF | Closed-End Funds | Dimella Robert A | | O | Portfoli | P | 5 | 13.04 | 2 | 0 | 22 | 2 | D | | | -9 | -7 | -10 | -8 | -6 | -3 | 0 | 3 | 1 | 1 | 13 | 14 |
4/15/04 11:02 | 4/14/04 | MUH | Muniholdings Fund II Inc /nj/ | | Fund | CEF | Closed-End Funds | Dimella Robert A | | O | VP,Portf | P | 9 | 13.32 | 0 | 1 | 200 | 1 | D | 25 | 8 | 0 | -6 | -8 | -9 | -8 | -5 | 0 | 0 | -5 | 4 | 13 | 16 |
4/15/04 10:58 | 4/14/04 | MUI | Muni Intermediate Duration Fund Inc | | Fund | CEF | Closed-End Funds | Dimella Robert A | | O | VP,Portf | P | 5 | 13.55 | 1 | 0 | 26 | 2 | D | | | -6 | -3 | -7 | -6 | -6 | -5 | -1 | -1 | -7 | -3 | 6 | 6 |
4/14/04 11:52 | 4/13/04 | MUH | Muniholdings Fund II Inc /nj/ | | Fund | CEF | Closed-End Funds | Dimella Robert A | | O | VP,Portf | P | 5 | 13.83 | 0 | 0 | New | 0 | D | 30 | 13 | 3 | -2 | -5 | -6 | -5 | -2 | -4 | -3 | -7 | 1 | 9 | 12 |
4/14/04 11:45 | 4/13/04 | MHD | Muniholdings Fund Inc | | Fund | CEF | Closed-End Funds | Dimella Robert A | | O | VP,Portf | P | 10 | 14.77 | 1 | 1 | New | 1 | D | 29 | 11 | 2 | -5 | -7 | -8 | -7 | -3 | -2 | -1 | -4 | 3 | 12 | 16 |
4/14/04 11:34 | 4/13/04 | MUI | Muni Intermediate Duration Fund Inc | | Fund | CEF | Closed-End Funds | Dimella Robert A | | O | VP,Portf | P | 5 | 14.00 | 1 | 0 | 35 | 1 | D | | | -4 | -1 | -5 | -3 | -5 | -3 | -2 | -3 | -7 | -5 | 4 | 5 |
12/16/03 13:38 | 12/15/03 | MUI | Muni Intermediate Duration Fund Inc | | Fund | CEF | Closed-End Funds | Dimella Robert A | | O | VP,Portf | P | 14 | 13.63 | 1 | 1 | New | 1 | D | | | | -7 | -5 | -1 | -2 | 0 | 0 | 1 | 6 | 8 | -4 | 5 |