Griswell J Barry - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	1	6	11	25	25	-1	28	16
P	%wins				100	100	100	100	0	100	83
S	%ret	2	1	17	1	1	2	-3	-3	-16	-3
S	%wins				41	29	24	53	41	41	38

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
7/18/18 16:37	7/16/18	MLHR	Miller Herman Inc	MI	BizSv	Paper	Office Furniture	Griswell J Barry	MI	D		P	4	38.75	0	0	0	21	D
1/20/15 16:11	1/16/15	MLHR	Miller Herman Inc	MI	BizSv	Paper	Office Furniture	Griswell J Barry	MI	D		M.d	0	0.00	13	3	16	21	D	29	-1	-7	-4	-6	-5	-1	-1	-2	3	13	3	5	-10
1/20/15 16:11	1/16/15	MLHR	Miller Herman Inc	MI	BizSv	Paper	Office Furniture	Griswell J Barry	MI	D		S.d	-81	28.08	13	-3	-12	21	D	29	-1	-7	-4	-6	-5	-1	-1	-2	3	13	3	5	-10
7/2/14 16:28	7/1/14	OZM	Och-Ziff Capital Management Group LLC	DE	Financ	InvAdv	Investment Advice	Griswell J Barry	NY	D		M.d	0	0.00	10	9	26	44	D	134	44	4	0	8	2	0	2	-1	-4	0	-20	-14	-2
1/21/14 16:31	1/17/14	MLHR	Miller Herman Inc	MI	BizSv	Paper	Office Furniture	Griswell J Barry	MI	D		M.d	0	0.00	12	4	22	21	D	54	26	1	-3	-4	-3	-2	-1	1	-4	-4	8	5	-1
1/21/14 16:31	1/17/14	MLHR	Miller Herman Inc	MI	BizSv	Paper	Office Furniture	Griswell J Barry	MI	D		S.d	-107	28.70	12	-4	-15	21	D	54	26	1	-3	-4	-3	-2	-1	1	-4	-4	8	5	-1
7/3/13 13:22	7/1/13	OZM	Och-Ziff Capital Management Group LLC	DE	Financ	InvAdv	Investment Advice	Griswell J Barry	NY	D		M.d	0	0.00	9	8	30	35	D	-8	62	24	16	-9	1	5	1	-1	2	8	6	44	46
5/20/13 17:47	5/17/13	NFP	National Financial Partners Corp		Insur	InsBrk	Insurance Agents, Brokers & S	Griswell J Barry	NY	D		M.d	0	0.00	0	6	63	16	D
7/2/12 16:19	7/2/12	OZM	Och-Ziff Capital Management Group LLC	DE	Financ	InvAdv	Investment Advice	Griswell J Barry	NY	D		M.d	0	0.00	6	7	35	27	D	-30	-43	-7	-17	8	5	-2	2	0	-2	-4	30	34	59
1/24/12 14:59	1/20/12	MLHR	Miller Herman Inc	MI	BizSv	Paper	Office Furniture	Griswell J Barry	MI	D		M.ad	0	0.00	8	5	18	30	D	25	-15	-21	3	4	13	12	5	1	2	3	-3	-14	17
1/23/12 15:47	1/20/12	MLHR	Miller Herman Inc	MI	BizSv	Paper	Office Furniture	Griswell J Barry	MI	D		M.d	0	0.00	8	5	18	30	D	23	-16	-22	1	-2	12	12	7	1	1	3	0	-12	16
1/23/12 15:47	1/20/12	MLHR	Miller Herman Inc	MI	BizSv	Paper	Office Furniture	Griswell J Barry	MI	D		S.d	0	20.60	8	0	0	30	D	23	-16	-22	1	-2	12	12	7	1	1	3	0	-12	16
12/19/11 19:19	12/15/11	OZM	Och-Ziff Capital Management Group LLC	DE	Financ	InvAdv	Investment Advice	Griswell J Barry	NY	D		P	157	7.83	28	20	New	20	D	-36	-39	-41	-19	-22	4	-8	-1	6	11	25	25	-1	28
11/16/11 10:24	11/14/11	MLHR	Miller Herman Inc	MI	BizSv	Paper	Office Furniture	Griswell J Barry	MI	D		M.d	124	21.20	8	6	30	26	D	35	9	-10	17	11	1	1	6	-4	-13	-5	3	-15	-12
4/9/10 07:47	4/5/10	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Griswell J Barry	IA	D		S	-519	30.00	33	-17	-10	156	D	-46	195	10	16	27	6	0	-2	0	2	-6	-17	-9	11
7/7/09 12:54	7/2/09	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Griswell J Barry	IA	D		M.d	0	0.00	33	12	7	190	D	-68	-54	-22	75	-11	-6	-3	-2	-4	3	38	37	38	27
7/2/09 15:25	6/30/09	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Griswell J Barry	IA	D		M.d	0	0.00	33	56	42	190	D	-67	-53	-12	133	-6	-11	8	-1	-7	-7	25	44	31	24
12/5/07 16:42	12/3/07	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Griswell J Barry	IA	DO	CB,CEO	S	-1,575	65.08	33	-24	-13	164	D	29	12	7	15	2	-5	-4	-2	2	1	3	-21	-20	-80
12/5/07 16:41	12/3/07	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Griswell J Barry	IA	DO	CB,CEO	S	-2,650	64.78	33	-41	-18	188	D	29	12	7	15	2	-5	-4	-2	2	1	3	-21	-20	-80
12/5/07 16:40	12/3/07	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Griswell J Barry	IA	DO	CB,CEO	S	-1,127	64.42	33	-18	-7	229	D	29	12	7	15	2	-5	-4	-2	2	1	3	-21	-20	-80
12/5/07 16:38	12/3/07	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Griswell J Barry	IA	DO	CB,CEO	S	-2,306	63.99	33	-36	-13	246	D	29	12	7	15	2	-5	-4	-2	2	1	3	-21	-20	-80
12/5/07 16:37	12/3/07	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Griswell J Barry	IA	DO	CB,CEO	M.d	5,061	36.30	33	139	98	282	D	29	12	7	15	2	-5	-4	-2	2	1	3	-21	-20	-80
12/5/07 16:37	12/3/07	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Griswell J Barry	IA	DO	CB,CEO	S.d	-1,324	63.66	33	-21	-7	282	D	29	12	7	15	2	-5	-4	-2	2	1	3	-21	-20	-80
11/7/06 14:16	11/3/06	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Griswell J Barry	IA	DO	CB,CEO	S	-57	56.51	33	-1	-1	176	D	53	15	8	7	5	4	1	2	2	2	4	13	7	14
11/7/06 14:16	11/3/06	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Griswell J Barry	IA	DO	CB,CEO	S	-2,640	56.19	33	-47	-21	176	D	53	15	8	7	5	4	1	2	2	2	4	13	7	14
11/7/06 14:15	11/3/06	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Griswell J Barry	IA	DO	CB,CEO	M.d	3,324	27.57	33	121	117	223	D	53	15	8	7	5	4	1	2	2	2	4	13	7	14
11/7/06 14:15	11/3/06	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Griswell J Barry	IA	DO	CB,CEO	S.d	-2,131	55.93	33	-38	-15	223	D	53	15	8	7	5	4	1	2	2	2	4	13	7	14
9/6/06 15:27	9/1/06	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Griswell J Barry	IA	DO	CB,CEO	M.d	2,757	27.57	33	100	242	141	D	55	15	10	-1	-2	-1	0	0	0	2	3	12	14	7
9/6/06 15:27	9/1/06	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Griswell J Barry	IA	DO	CB,CEO	S.dm	-5,311	53.11	33	-100	-41	141	D	55	15	10	-1	-2	-1	0	0	0	2	3	12	14	7
6/5/06 17:30	6/1/06	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Griswell J Barry	IA	DO	CB,CEO	S	-1,079	54.48	33	-20	-12	141	B									0	0	4	-1	8	14
6/5/06 17:29	6/1/06	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Griswell J Barry	IA	DO	CB,CEO	M.d	2,757	27.57	33	100	165	161										0	0	4	-1	8	14
6/5/06 17:29	6/1/06	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Griswell J Barry	IA	DO	CB,CEO	S.d	-4,316	53.82	33	-80	-33	161										0	0	4	-1	8	14
12/19/05 16:54	12/15/05	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Griswell J Barry	IA	DO	CB,P,CEO	S.m	-2,126	49.89	33	-43	-23	140	D	55	26	22	8	0	-1	1	-1	0	-1	-5	2	8	21
12/19/05 16:54	12/16/05	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Griswell J Barry	IA	DO	CB,P,CEO	M	1,491	27.48	33	54	64	140	D	55	26	22	8	0	-1	1	-1	0	-1	-5	2	8	21
12/19/05 16:53	12/15/05	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Griswell J Barry	IA	DO	CB,P,CEO	M.d	2,852	27.48	33	104	438	127	D	55	26	22	8	0	-1	1	-1	0	-1	-5	2	8	21
12/19/05 16:53	12/15/05	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Griswell J Barry	IA	DO	CB,P,CEO	S.d	-3,992	49.77	33	-80	-39	127	D	55	26	22	8	0	-1	1	-1	0	-1	-5	2	8	21
3/2/05 17:19	2/28/05	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	Griswell J Barry	IA	DO	CB,P,CEO	M.d	0	0.00	33	36	44	119	D	45	8	15	3	-6	-2	-1	0	0	0	-1	3	19	28

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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