Pollard Carl F - Insider Stock Trading - OpenInsider

CIK: 1180718 - Address: C/o Duff & Phelps Investment Management, 200 S Wacker Dr, Ste 500, Chicago, IL 60606

14 results

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	5	1	7	2	3	5	6	8	10	6
P	%wins				86	100	100	100	100	71	93
S	%ret	1	1	6	-0	-2	-12	-4	4	-3	-3
S	%wins				50	100	100	100	0	83	72

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/12/12 15:33	6/12/12	DPG	Duff & Phelps Global Utility Income Fund Inc.		Fund	CEF	Closed-End Funds	Pollard Carl F	IL	D		P	88	17.57	2	5	100	10	D			-3	-10	-7	2	1	0	3	5	9	11	5	19
7/27/11 12:00	7/26/11	DPG	Duff & Phelps Global Utility Income Fund Inc.		Fund	CEF	Closed-End Funds	Pollard Carl F	IL	D		P	100	20.00	0	5	New	5	D
7/29/09 16:51	3/9/09	CHDN	Churchill Downs Inc	KY	PerSv	Entert	Racing, Including Track Opera	Pollard Carl F	KY	D		P.a	218	21.85	1	10	8	134	D	-19	4	-2	9	2	13	5	0	8	11	13	3	8	1
5/13/09 16:59	5/13/09	DTF	Dtf Tax-Free Income Inc	MD	Fund	CEF	Closed-End Funds	Pollard Carl F	IL	D		P	116	12.90	0	9	82	20	D	-6	-3	13	2	7	2	1	3	1	2	4	9	12	23
5/11/09 17:11	5/8/09	DTF	Dtf Tax-Free Income Inc	MD	Fund	CEF	Closed-End Funds	Pollard Carl F	IL	D		P	13	12.75	0	1	10	11	D	-6	-3	14	2	4	1	2	-1	1	3	5	10	14	23
11/14/06 13:17	11/13/06	DUC	Duff & Phelps Utility & Corporate Bond Trust Inc		Fund	CEF	Closed-End Funds	Pollard Carl F	KY	D		P	34	11.30	1	3	43	10	D	-11	-10	5	0	0	1	0	1	1	1	3	5	5	-2
11/14/06 13:02	11/13/06	DTF	Dtf Tax-Free Income Inc	MD	Fund	CEF	Closed-End Funds	Pollard Carl F	KY	D		P	152	15.15	0	10	New	10	D	8	9	8	3	1	1	1	1	-1	0	1	3	0	-7
9/2/05 13:56	9/1/05	CHDN	Churchill Downs Inc	KY	PerSv	Entert	Racing, Including Track Opera	Pollard Carl F	KY	D		S	-51	39.50	1	-1	-1	124	D	9	12	-12	-8	-14	0	-1	2	-3	-5	-10	-6	2	1
8/31/05 17:00	8/30/05	CHDN	Churchill Downs Inc	KY	PerSv	Entert	Racing, Including Track Opera	Pollard Carl F	KY	D		S	-47	39.28	1	-1	-1	125	D	12	13	-12	-10	-14	-1	-1	-2	1	-2	-10	-4	8	-1
8/29/05 17:09	8/26/05	CHDN	Churchill Downs Inc	KY	PerSv	Entert	Racing, Including Track Opera	Pollard Carl F	KY	D		S	-80	40.00	2	-2	-2	127	D	13	14	-11	-9	-12	1	0	-1	1	-2	-11	-2	4	-2
8/26/05 13:56	8/24/05	CHDN	Churchill Downs Inc	KY	PerSv	Entert	Racing, Including Track Opera	Pollard Carl F	KY	D		S	-182	40.43	2	-5	-3	129	D	14	16	-10	-6	-11	2	1	0	-1	-1	-12	-3	3	-5
8/24/05 16:46	8/23/05	CHDN	Churchill Downs Inc	KY	PerSv	Entert	Racing, Including Track Opera	Pollard Carl F	KY	D		S	0	40.20	2	0	0	133	D	12	16	-7	-6	-13	-9	1	2	1	-1	-14	-5	4	-4
8/24/05 13:48	8/23/05	CHDN	Churchill Downs Inc	KY	PerSv	Entert	Racing, Including Track Opera	Pollard Carl F	KY	D		S	-40	40.17	2	-1	-1	133	D	12	16	-7	-6	-13	-9	1	2	-1	-2	-15	-6	3	-5
9/3/03 18:00	9/3/03	DNP	Dnp Select Income Fund Inc		Fund	CEF	Closed-End Funds	Pollard Carl F	KY	D		P	210	10.49	2	20	100	40	D	10	10	10	0	-2	-1	0	0	1	2	1	2	9	15

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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