CIK: 1180718 - Address: C/o Duff & Phelps Investment Management, 200 S Wacker Dr, Ste 500, Chicago, IL 60606
14 results

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P%ret51723568106
P%wins861001001001007193
S%ret116-0-2-12-44-3-3
S%wins5010010010008372

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6/12/12 15:33
6/12/12
DPGDuff & Phelps Global Utility Income Fund Inc.FundCEFClosed-End FundsPollard Carl FILDP8817.572510010D-3-10-721035911519
7/27/11 12:00
7/26/11
DPGDuff & Phelps Global Utility Income Fund Inc.FundCEFClosed-End FundsPollard Carl FILDP10020.0005New5D
7/29/09 16:51
3/9/09
CHDNChurchill Downs IncKYPerSvEntertRacing, Including Track OperaPollard Carl FKYDP.a21821.851108134D-194-292135081113381
5/13/09 16:59
5/13/09
DTFDtf Tax-Free Income IncMDFundCEFClosed-End FundsPollard Carl FILDP11612.90098220D-6-3132721312491223
5/11/09 17:11
5/8/09
DTFDtf Tax-Free Income IncMDFundCEFClosed-End FundsPollard Carl FILDP1312.75011011D-6-3142412-1135101423
11/14/06 13:17
11/13/06
DUCDuff & Phelps Utility & Corporate Bond Trust IncFundCEFClosed-End FundsPollard Carl FKYDP3411.30134310D-11-1050010111355-2
11/14/06 13:02
11/13/06
DTFDtf Tax-Free Income IncMDFundCEFClosed-End FundsPollard Carl FKYDP15215.15010New10D89831111-10130-7
9/2/05 13:56
9/1/05
CHDNChurchill Downs IncKYPerSvEntertRacing, Including Track OperaPollard Carl FKYDS-5139.501-1-1124D912-12-8-140-12-3-5-10-621
8/31/05 17:00
8/30/05
CHDNChurchill Downs IncKYPerSvEntertRacing, Including Track OperaPollard Carl FKYDS-4739.281-1-1125D1213-12-10-14-1-1-21-2-10-48-1
8/29/05 17:09
8/26/05
CHDNChurchill Downs IncKYPerSvEntertRacing, Including Track OperaPollard Carl FKYDS-8040.002-2-2127D1314-11-9-1210-11-2-11-24-2
8/26/05 13:56
8/24/05
CHDNChurchill Downs IncKYPerSvEntertRacing, Including Track OperaPollard Carl FKYDS-18240.432-5-3129D1416-10-6-11210-1-1-12-33-5
8/24/05 16:46
8/23/05
CHDNChurchill Downs IncKYPerSvEntertRacing, Including Track OperaPollard Carl FKYDS040.20200133D1216-7-6-13-9121-1-14-54-4
8/24/05 13:48
8/23/05
CHDNChurchill Downs IncKYPerSvEntertRacing, Including Track OperaPollard Carl FKYDS-4040.172-1-1133D1216-7-6-13-912-1-2-15-63-5
9/3/03 18:00
9/3/03
DNPDnp Select Income Fund IncFundCEFClosed-End FundsPollard Carl FKYDP21010.4922010040D1010100-2-1001212915

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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