6/12/12 15:33 | 6/12/12 | DPG | Duff & Phelps Global Utility Income Fund Inc. | | Fund | CEF | Closed-End Funds | Pollard Carl F | IL | D | | P | 88 | 17.57 | 2 | 5 | 100 | 10 | D | | | -3 | -10 | -7 | 2 | 1 | 0 | 3 | 5 | 9 | 11 | 5 | 19 |
7/27/11 12:00 | 7/26/11 | DPG | Duff & Phelps Global Utility Income Fund Inc. | | Fund | CEF | Closed-End Funds | Pollard Carl F | IL | D | | P | 100 | 20.00 | 0 | 5 | New | 5 | D | | | | | | | | | | | | | | |
7/29/09 16:51 | 3/9/09 | CHDN | Churchill Downs Inc | KY | PerSv | Entert | Racing, Including Track Opera | Pollard Carl F | KY | D | | P.a | 218 | 21.85 | 1 | 10 | 8 | 134 | D | -19 | 4 | -2 | 9 | 2 | 13 | 5 | 0 | 8 | 11 | 13 | 3 | 8 | 1 |
5/13/09 16:59 | 5/13/09 | DTF | Dtf Tax-Free Income Inc | MD | Fund | CEF | Closed-End Funds | Pollard Carl F | IL | D | | P | 116 | 12.90 | 0 | 9 | 82 | 20 | D | -6 | -3 | 13 | 2 | 7 | 2 | 1 | 3 | 1 | 2 | 4 | 9 | 12 | 23 |
5/11/09 17:11 | 5/8/09 | DTF | Dtf Tax-Free Income Inc | MD | Fund | CEF | Closed-End Funds | Pollard Carl F | IL | D | | P | 13 | 12.75 | 0 | 1 | 10 | 11 | D | -6 | -3 | 14 | 2 | 4 | 1 | 2 | -1 | 1 | 3 | 5 | 10 | 14 | 23 |
11/14/06 13:17 | 11/13/06 | DUC | Duff & Phelps Utility & Corporate Bond Trust Inc | | Fund | CEF | Closed-End Funds | Pollard Carl F | KY | D | | P | 34 | 11.30 | 1 | 3 | 43 | 10 | D | -11 | -10 | 5 | 0 | 0 | 1 | 0 | 1 | 1 | 1 | 3 | 5 | 5 | -2 |
11/14/06 13:02 | 11/13/06 | DTF | Dtf Tax-Free Income Inc | MD | Fund | CEF | Closed-End Funds | Pollard Carl F | KY | D | | P | 152 | 15.15 | 0 | 10 | New | 10 | D | 8 | 9 | 8 | 3 | 1 | 1 | 1 | 1 | -1 | 0 | 1 | 3 | 0 | -7 |
9/2/05 13:56 | 9/1/05 | CHDN | Churchill Downs Inc | KY | PerSv | Entert | Racing, Including Track Opera | Pollard Carl F | KY | D | | S | -51 | 39.50 | 1 | -1 | -1 | 124 | D | 9 | 12 | -12 | -8 | -14 | 0 | -1 | 2 | -3 | -5 | -10 | -6 | 2 | 1 |
8/31/05 17:00 | 8/30/05 | CHDN | Churchill Downs Inc | KY | PerSv | Entert | Racing, Including Track Opera | Pollard Carl F | KY | D | | S | -47 | 39.28 | 1 | -1 | -1 | 125 | D | 12 | 13 | -12 | -10 | -14 | -1 | -1 | -2 | 1 | -2 | -10 | -4 | 8 | -1 |
8/29/05 17:09 | 8/26/05 | CHDN | Churchill Downs Inc | KY | PerSv | Entert | Racing, Including Track Opera | Pollard Carl F | KY | D | | S | -80 | 40.00 | 2 | -2 | -2 | 127 | D | 13 | 14 | -11 | -9 | -12 | 1 | 0 | -1 | 1 | -2 | -11 | -2 | 4 | -2 |
8/26/05 13:56 | 8/24/05 | CHDN | Churchill Downs Inc | KY | PerSv | Entert | Racing, Including Track Opera | Pollard Carl F | KY | D | | S | -182 | 40.43 | 2 | -5 | -3 | 129 | D | 14 | 16 | -10 | -6 | -11 | 2 | 1 | 0 | -1 | -1 | -12 | -3 | 3 | -5 |
8/24/05 16:46 | 8/23/05 | CHDN | Churchill Downs Inc | KY | PerSv | Entert | Racing, Including Track Opera | Pollard Carl F | KY | D | | S | 0 | 40.20 | 2 | 0 | 0 | 133 | D | 12 | 16 | -7 | -6 | -13 | -9 | 1 | 2 | 1 | -1 | -14 | -5 | 4 | -4 |
8/24/05 13:48 | 8/23/05 | CHDN | Churchill Downs Inc | KY | PerSv | Entert | Racing, Including Track Opera | Pollard Carl F | KY | D | | S | -40 | 40.17 | 2 | -1 | -1 | 133 | D | 12 | 16 | -7 | -6 | -13 | -9 | 1 | 2 | -1 | -2 | -15 | -6 | 3 | -5 |
9/3/03 18:00 | 9/3/03 | DNP | Dnp Select Income Fund Inc | | Fund | CEF | Closed-End Funds | Pollard Carl F | KY | D | | P | 210 | 10.49 | 2 | 20 | 100 | 40 | D | 10 | 10 | 10 | 0 | -2 | -1 | 0 | 0 | 1 | 2 | 1 | 2 | 9 | 15 |