Wagner IRA - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	103	-1	-0	-2	3	5	11	3
S	%wins				70	49	51	36	46	33	47

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/9/15 17:11	3/5/15	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	M.d	1,220	6.05	29	202		155	D	3	-6	-4	-1	2	1	0	-1	-1	0	1	-5	-8	-6
3/9/15 17:11	3/5/15	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S.d	-2,135	14.84	29	-144	-48	155	D	3	-6	-4	-1	2	1	0	-1	-1	0	1	-5	-8	-6
11/13/14 16:14	11/12/14	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-52	15.40	33	-3	-3	97	D	32	9	3	0	10	7	4	-3	-1	-2	-6	-4	-5	-6
11/12/14 16:21	11/12/14	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-107	15.42	33	-7	-6	100	D	36	9	2	2	11	9	5	0	0	-3	-5	-5	-5	-6
5/29/14 16:06	5/28/14	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-29	14.67	33	-2	-2	107	D	60	5	-4	-6	1	-9	-1	-1	-1	-1	1	5	1	-4
11/20/13 16:12	11/18/13	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	M.d	1,211	6.05	29	200		109	D	100	25	2	14	8	3	4	1	1	3	-1	7	0	1
11/20/13 16:12	11/18/13	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S.d	-2,493	14.65	29	-170	-61	109	D	100	25	2	14	8	3	4	1	1	3	-1	7	0	1
11/13/13 16:20	11/12/13	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-145	14.01	28	-10	-12	79	D	93	21	0	8	3	-1	0	3	1	2	4	5	5	8
5/13/13 19:37	5/9/13	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	M.d	1,230	6.50	33	189		90	D	36	46	21	6	-3	1	0	-3	2	2	-6	-3	-2	10
5/13/13 19:37	5/9/13	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S.d	-2,238	14.34	33	-156	-64	90	D	36	46	21	6	-3	1	0	-3	2	2	-6	-3	-2	10
5/13/13 16:07	5/9/13	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	M.d	278	6.77	33	41	263	57	D	36	46	21	6	-3	1	0	-3	2	2	-6	-3	-2	10
5/13/13 16:07	5/9/13	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S.d	-589	14.34	33	-41	-42	57	D	36	46	21	6	-3	1	0	-3	2	2	-6	-3	-2	10
2/14/13 16:06	2/13/13	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	M.d	783	5.35	33	146		43	D	60	58	25	18	11	6	5	3	0	0	8	2	-6	7
2/14/13 16:06	2/13/13	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S.d	-2,000	13.68	33	-146	-77	43	D	60	58	25	18	11	6	5	3	0	0	8	2	-6	7
2/13/13 17:46	6/25/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S.a	-144	9.34	33	-15	-7	213	D	60	60	26	20	14	4	3	5	1	2	10	4	-4	8
2/5/13 17:23	2/4/13	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-17	13.22	33	-1	-2	59	D	55	59	28	11	6	-1	1	1	0	1	9	10	0	16
2/4/13 15:48	2/4/13	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-18	13.22	33	-1	-2	61	D	63	62	34	13	8	0	2	2	-1	0	7	9	1	15
1/11/13 16:09	1/10/13	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-213	13.03	33	-16	-21	62	D	67	82	32	11	11	7	9	1	0	-1	0	9	1	21
1/4/13 16:18	1/3/13	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-1,161	12.32	33	-94	-55	78	D	66	87	24	9	8	4	2	6	1	3	3	11	-1	23
12/3/12 16:08	11/30/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	M.d	519	5.19	33	100		73	D	67	85	29	8	1	5	3	1	0	0	4	19	9	29
12/3/12 16:08	11/30/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S.d	-1,190	11.90	33	-100	-58	73	D	67	85	29	8	1	5	3	1	0	0	4	19	9	29
11/21/12 14:56	11/19/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	M.d	84	2.77	33	31	21	173	D	60	62	30	4	-1	-1	3	2	0	2	6	20	20	26
11/21/12 14:56	11/19/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S.d	-354	11.60	33	-31	-15	173	D	60	62	30	4	-1	-1	3	2	0	2	6	20	20	26
11/15/12 16:03	11/13/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-157	11.50	33	-14	-7	173	D	58	50	19	2	-3	-5	-5	-1	1	2	7	22	26	26
11/1/12 16:52	10/31/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-224	11.85	28	-19	-10	179	D	69	47	22	18	1	1	-2	0	0	-1	2	13	23	19
9/11/12 16:05	9/10/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	M.d	606	4.65	33	130	193	198	D	100	41	29	26	16	2	3	1	2	3	1	5	32	14
9/11/12 16:05	9/10/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S.d	-1,484	11.39	33	-130	-40	198	D	100	41	29	26	16	2	3	1	2	3	1	5	32	14
8/7/12 16:20	8/3/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	M.d	171	2.75	29	62	46	198	D	95	26	26	10	13	8	9	5	1	2	5	11	22	25
8/7/12 16:20	8/3/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S.d	-651	10.48	29	-62	-24	198	D	95	26	26	10	13	8	9	5	1	2	5	11	22	25
8/1/12 16:32	7/30/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-231	9.78	22	-24	-11	198	D	87	-1	21	3	4	1	1	2	2	5	9	16	31	33
6/27/12 16:14	6/25/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-65	9.34	29	-7	-3	221	D	79	5	35	10	3	7	3	4	0	4	0	17	22	29
5/16/12 15:21	5/15/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-51	9.50	33	-5	-2	228	D	75	-4	26	5	7	1	-2	-3	-1	-4	-2	17	19	52
5/14/12 16:54	5/10/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-43	9.64	33	-4	-2	234	D	65	-5	33	12	12	9	-1	1	-1	-8	-3	14	22	48
5/9/12 17:00	5/7/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	M.d	215	2.94	33	73	44	238	D	65	-7	27	13	10	12	0	-1	1	-3	-7	11	21	46
5/9/12 17:00	5/7/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S.d	-707	9.64	33	-73	-24	238	D	65	-7	27	13	10	12	0	-1	1	-3	-7	11	21	46
3/2/12 16:47	2/29/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	M.d	231	2.71	31	85	56	238	D	117	-2	4	39	14	6	4	1	-1	1	-2	4	25	59
3/2/12 16:47	2/29/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S.d	-757	8.89	31	-85	-26	238	D	117	-2	4	39	14	6	4	1	-1	1	-2	4	25	59
2/29/12 11:59	2/2/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-14	8.40	30	-2	-1	238	D	107	-4	10	37	21	5	1	1	-1	-5	-3	4	25	56
2/3/12 16:32	2/2/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-14	8.24	22	-2	-1	240	D	130	0	-11	13	23	14	4	3	0	0	3	15	23	55
2/2/12 15:11	2/2/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S.d	-8	8.28	27	-1	0	242	D	137	-2	-16	6	27	13	2	1	1	3	8	19	24	59
1/12/12 10:24	1/10/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-72	7.24	27	-10	-4	243	D	122	-10	-26	9	13	8	9	2	0	8	18	19	34	80
1/10/12 14:30	1/10/12	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-46	7.24	27	-6	-2	252	D	136	-8	-26	11	10	6	5	-2	1	2	18	13	38	82
11/15/11 15:28	11/14/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-100	7.28	29	-14	-5	259	D	158	2	-24	-14	17	4	-3	1	1	-6	-11	21	26	56
10/31/11 11:02	10/27/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-149	7.86	32	-19	-6	273	D	187	15	-22	-20	-6	19	19	14	-3	-6	-19	2	21	47
8/1/11 14:09	7/28/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-229	9.68	33	-24	-7	291	D	181	86	21	-6	8	-1	-3	-4	4	-12	-10	-17	-16	2
6/24/11 15:18	6/23/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-137	8.89	33	-15	-5	315	D	241	78	14	0	-10	0	1	4	-1	7	10	-15	-26	3
5/13/11 16:35	5/12/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-55	10.25	33	-5	-2	331	D	242	74	37	20	4	2	-1	-1	-2	0	-12	-16	-27	-4
5/12/11 10:42	5/11/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-46	10.48	33	-4	-1	336	D	200	72	39	21	6	6	0	0	0	-3	-15	-22	-28	-5
5/6/11 14:56	5/5/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	M.d	534	4.28	33	125	58	340	D	216	79	42	25	12	9	2	0	-1	-1	-12	-15	-30	-7
5/6/11 14:56	5/5/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S.d	-1,278	10.25	33	-125	-27	340	D	216	79	42	25	12	9	2	0	-1	-1	-12	-15	-30	-7
2/22/11 16:04	2/17/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	M.d	770	4.57	28	168	98	340	M	571	142	89	30	20	16	11	8	0	3	-1	8	-14	-4
2/22/11 16:04	2/17/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S.d	-1,651	9.46	28	-175	-34	340	M	571	142	89	30	20	16	11	8	0	3	-1	8	-14	-4
2/3/11 11:02	2/2/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S.d	-9	8.40	31	-1	0	340	D	238	129	52	18	5	-2	4	5	-1	2	10	26	12	0
1/13/11 14:12	1/11/11	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-131	8.03	25	-16	-4	348	D	62	126	65	34	14	5	7	8	-1	-5	3	12	16	-13
12/16/10 15:15	12/14/10	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-106	7.78	21	-14	-4	364	D	152	171	38	35	5	3	1	-2	2	5	9	12	16	-16
11/19/10 11:17	11/17/10	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	M.d	118	2.82	29	42	12	378	D	16	137	45	46	19	4	-2	1	2	1	8	30	35	-1
11/19/10 11:17	11/17/10	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S.d	-287	6.88	29	-42	-10	378	D	16	137	45	46	19	4	-2	1	2	1	8	30	35	-1
10/29/10 14:41	10/27/10	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-129	6.82	21	-19	-5	371	D	-46	158	13	33	18	12	10	5	1	9	5	15	49	16
8/10/10 15:09	8/6/10	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	M.d	223	2.58	20	87	26	414	D	-72	80	72	-5	2	9	4	1	-3	-12	-1	39	53	41
8/10/10 15:09	8/6/10	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S.d	-478	5.51	20	-87	-17	414	D	-72	80	72	-5	2	9	4	1	-3	-12	-1	39	53	41
7/29/10 16:49	7/28/10	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-124	5.27	19	-24	-6	397	D	-72	62	38	-11	-8	5	6	1	-3	3	-7	28	55	83
6/25/10 15:49	6/23/10	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-87	5.65	33	-15	-4	422	D	-80	92	118	9	-12	12	-7	-8	4	-9	2	9	55	78
5/13/10 16:09	5/11/10	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S.dm	-58	5.89	33	-10	-2	438	D	-80	74	101	77	18	0	-4	17	-6	-15	-9	-15	25	74
2/3/10 15:14	2/1/10	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-10	3.66	33	-3	-1	450	D	-89	31	-2	30	38	6	-11	-8	4	-7	23	74	52	143
1/13/10 16:24	1/11/10	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-50	3.08	15	-16	-3	452	D	-89	-36	15	3	12	38	35	14	6	19	-8	55	41	133
10/28/09 15:20	10/26/09	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-61	3.22	15	-19	-8	212	D	-92	-70	9	-4	-11	-3	-6	-3	-12	-11	-1	24	112	128
7/28/09 16:57	7/27/09	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-55	3.14	8	-18	-7	231	D	-90	-84	-19	22	-24	10	8	11	-3	9	-23	-7	15	62
6/24/09 11:29	6/22/09	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S.d	-35	3.06	25	-12	-4	249	D	-93	-90	-21	35	-24	-3	-30	-20	3	23	18	21	-9	111
5/12/09 11:59	5/11/09	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S.d	-65	3.31	23	-20	-7	260	D	-91	-88	-72	10	101	40	18	11	-5	-5	-24	-12	-19	60
2/12/09 10:40	2/10/09	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-37	3.05	15	-12	-4	280	B									-17	-43	-64	11	10	29
2/3/09 14:27	2/2/09	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-6	2.84	29	-2	-1	292	B									-8	25	-72	74	34	31
12/1/08 15:10	11/26/08	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-46	3.91	33	-12	-4	297	D	-88	-87	-86	-80	-72	-69	-33	-8	-10	-26	-31	-82	-31	-31
10/29/08 12:28	10/27/08	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	P,Europe	S	-23	10.25	33	-2	-1	309	D	-63	-65	-56	-35	-28	-14	-14	12	0	22	-70	-76	-76	-79
8/29/08 12:09	8/27/08	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S	-295	20.75	33	-14	-4	311	D	-30	-39	-36	-29	4	1	4	5	-1	-2	3	-81	-94	-88
8/8/08 15:57	8/7/08	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S	-4	21.30	33	0	0	322	D	-30	-46	-35	-31	-19	-1	2	5	4	9	9	-28	-86	-85
7/31/08 11:45	7/29/08	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S	-46	19.94	33	-2	-1	322	D	-29	-40	-36	-33	-27	-7	-4	-3	-1	10	7	-35	-84	-83
7/24/08 16:44	7/23/08	ACAS	American Capital, Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S	-237	22.82	33	-10	-3	325	D	-18	-36	-19	-20	-19	1	22	11	-2	-5	-4	-26	-76	-79
5/20/08 15:23	5/12/08	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S	-639	31.79	33	-20	-5	349	D	17	-22	-13	-4	-4	1	6	0	-1	-3	-12	-31	-79	-89
12/4/07 15:17	12/3/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S	-41	38.00	33	-1	0	262	D	16	-10	-18	-8	-10	-2	1	0	-2	5	-11	-2	-12	-88
11/28/07 16:17	11/27/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S	-30	35.39	33	-1	0	263	D	8	-15	-23	-8	-18	-15	-12	-5	-2	-2	-9	2	-10	-93
11/20/07 17:25	11/19/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	1,123	25.06	33	45	20	264	D	17	-8	-18	-6	-18	-10	-1	-7	-1	-6	-6	-1	-10	-81
11/20/07 17:25	11/19/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-1,703	38.02	33	-45	-15	264	D	17	-8	-18	-6	-18	-10	-1	-7	-1	-6	-6	-1	-10	-81
11/16/07 16:54	11/14/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	114	22.80	33	5	2	264	D	23	-1	-10	1	-11	-5	-4	4	-4	-3	-9	-6	-10	-79
11/16/07 16:54	11/14/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-205	40.90	33	-5	-2	264	D	23	-1	-10	1	-11	-5	-4	4	-4	-3	-9	-6	-10	-79
11/6/07 16:02	11/5/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	62	30.91	33	2	1	266	D	28	8	-6	2	1	-4	1	-4	-7	-8	-10	-17	-21	-57
11/6/07 16:02	11/5/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-82	40.87	33	-2	-1	266	D	28	8	-6	2	1	-4	1	-4	-7	-8	-10	-17	-21	-57
11/6/07 15:57	11/2/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	685	36.68	33	19	8	266	D	28	8	-6	2	1	-4	1	-4	0	-8	-9	-17	-20	-57
11/6/07 15:57	11/2/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-769	41.17	33	-19	-7	266	D	28	8	-6	2	1	-4	1	-4	0	-8	-9	-17	-20	-57
9/4/07 16:07	9/4/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S	-46	41.00	33	-1	-1	145	D	30	16	3	-13	-5	2	2	5	-2	-5	7	-8	-10	-42
8/30/07 17:04	8/27/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S	-37	40.73	33	-1	-1	146	D	25	15	-7	-15	-9	-6	2	-1	3	2	9	-4	-5	-39
8/9/07 14:33	8/8/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	1,094	34.85	33	31	27	148	D	29	28	-5	-6	1	-3	10	13	-1	-13	-8	-1	-16	-46
8/9/07 14:33	8/8/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-1,342	42.75	33	-31	-18	148	D	29	28	-5	-6	1	-3	10	13	-1	-13	-8	-1	-16	-46
6/19/07 12:13	6/18/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S	-1,015	45.68	33	-22	-13	148	D	53	48	4	3	0	-4	-1	1	0	-5	-1	-11	-17	-30
6/13/07 16:21	6/12/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S	-801	45.06	33	-18	-9	170	D	54	44	4	7	-6	-4	-6	-2	1	0	2	-11	-10	-28
5/15/07 12:03	5/11/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	366	34.11	33	11	6	188	D	61	47	12	4	3	-3	-1	-1	0	2	-1	-10	-13	-23
5/15/07 12:03	5/11/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-497	46.35	33	-11	-5	188	D	61	47	12	4	3	-3	-1	-1	0	2	-1	-10	-13	-23
5/4/07 16:18	5/3/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	572	23.44	33	24	15	189	D	73	51	13	-4	4	1	-2	-4	0	0	5	-15	-1	-23
5/4/07 16:18	5/3/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-1,135	46.50	33	-24	-11	189	D	73	51	13	-4	4	1	-2	-4	0	0	5	-15	-1	-23
2/22/07 16:24	2/20/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	781	32.17	33	24	15	190	D	59	38	27	8	0	-4	3	-2	0	-4	-3	3	-10	-16
2/22/07 16:24	2/20/07	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-1,163	47.90	33	-24	-11	190	D	59	38	27	8	0	-4	3	-2	0	-4	-3	3	-10	-16
11/14/06 15:37	11/13/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	230	22.96	33	10	7	162	D	61	22	35	18	9	3	4	1	1	1	6	12	11	1
11/14/06 15:37	11/13/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-433	43.25	33	-10	-6	162	D	61	22	35	18	9	3	4	1	1	1	6	12	11	1
11/7/06 15:52	11/3/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	395	19.26	33	21	15	162	D	59	21	31	19	8	1	-1	-1	0	2	8	14	13	-1
11/7/06 15:52	11/3/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-852	41.50	33	-21	-11	162	D	59	21	31	19	8	1	-1	-1	0	2	8	14	13	-1
11/6/06 15:45	11/2/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	1,370	36.05	33	38	31	162	D	58	20	29	17	7	-1	-2	-4	2	4	10	16	16	9
11/6/06 15:45	11/2/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-1,585	41.70	33	-38	-19	162	D	58	20	29	17	7	-1	-2	-4	2	4	10	16	16	9
9/22/06 15:24	8/4/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S	-177	36.12	32	-5	-3	167	D	45	14	15	20	6	1	1	0	0	2	8	19	21	15
8/8/06 10:48	8/4/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	127	27.55	33	5	3	172	D	46	1	6	10	10	8	5	3	0	2	5	17	35	28
8/8/06 10:48	8/4/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-166	36.06	33	-5	-3	172	D	46	1	6	10	10	8	5	3	0	2	5	17	35	28
5/16/06 15:52	5/15/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	337	18.73	33	18		15	E									0	1	-1	13	34	49
5/16/06 15:52	5/15/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-609	33.82	33	-18	-55	15	E									0	1	-1	13	34	49
5/8/06 11:24	5/5/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	589	23.55	33	25		15	E									0	1	2	10	29	48
5/8/06 11:24	5/5/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-835	33.40	33	-25	-63	15	E									0	1	2	10	29	48
5/5/06 15:28	5/4/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	223	27.89	33	8	115	15	E									3	4	6	12	36	52
5/5/06 15:28	5/4/06	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-263	32.88	33	-8	-35	15	E									3	4	6	12	36	52
11/29/05 16:09	11/25/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	327	24.75	33	13	999%	14	D	61	29	12	3	6	1	1	-1	0	2	-3	-3	-5	26
11/29/05 16:09	11/25/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-471	38.60	33	-12	-46	14	D	61	29	12	3	6	1	1	-1	0	2	-3	-3	-5	26
11/7/05 14:54	11/3/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.m	-759	37.96	24	-20	-60	13	D	71	31	16	2	4	5	4	2	0	2	1	-4	-7	21
8/16/05 17:49	8/15/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	446	19.72	25	23	215	33	D	99	33	16	15	5	3	-1	-1	-3	-1	-1	3	-1	7
8/16/05 17:49	8/15/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-872	38.57	25	-23	-41	33	D	99	33	16	15	5	3	-1	-1	-3	-1	-1	3	-1	7
8/10/05 16:02	8/9/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S	-304	38.02	26	-8	-19	33	D	92	37	18	15	7	2	2	-2	0	-1	-1	1	-3	3
8/9/05 14:05	8/5/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S	-78	38.75	25	-2	-5	41	D	92	38	17	14	7	2	1	-2	0	1	1	2	-3	4
5/25/05 15:07	5/23/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	1,245	29.87	29	42	999%	43	D	64	47	16	4	12	3	4	0	-1	2	3	12	13	5
5/25/05 15:07	5/23/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-1,438	34.52	29	-42	-49	43	D	64	47	16	4	12	3	4	0	-1	2	3	12	13	5
5/18/05 12:30	5/16/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	337	18.73	28	18	72	43	D	70	46	12	1	9	7	2	2	2	2	4	14	17	6
5/18/05 12:30	5/16/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-598	33.23	28	-18	-29	43	D	70	46	12	1	9	7	2	2	2	2	4	14	17	6
5/10/05 12:56	5/6/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	1,059	24.63	26	43		43	D	66	44	13	3	11	8	7	0	-1	0	2	14	16	8
5/10/05 12:56	5/6/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-1,437	33.89	26	-42	-50	43	D	66	44	13	3	11	8	7	0	-1	0	2	14	16	8
3/28/05 16:06	2/18/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.a	1,118	22.29	31	50		38	D	60	4	3	-3	-7	-9	-8	-1	-1	1	3	17	23	22
3/28/05 16:06	2/18/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.a	-1,757	35.04	31	-50	-57	38	D	60	4	3	-3	-7	-9	-8	-1	-1	1	3	17	23	22
3/1/05 16:16	2/25/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	0	19.46	25	0	0	42	D	77	15	14	12	9	4	0	2	-1	-1	-10	2	12	12
3/1/05 16:16	2/25/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	0	34.85	25	0	0	42	D	77	15	14	12	9	4	0	2	-1	-1	-10	2	12	12
2/24/05 16:54	2/22/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	82	19.46	26	4	13	36	D	77	11	14	11	6	5	0	-1	2	1	-9	3	16	16
2/24/05 16:54	2/22/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-100	34.45	26	-3	-7	36	D	77	11	14	11	6	5	0	-1	2	1	-9	3	16	16
2/23/05 12:15	2/18/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	1,118	22.29	26	50		35	D	76	12	15	10	5	1	0	-3	0	3	-7	5	15	19
2/23/05 12:15	2/18/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-1,757	35.04	26	-50	-59	35	D	76	12	15	10	5	1	0	-3	0	3	-7	5	15	19
2/22/05 16:16	2/17/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	1,195	29.87	25	40	999%	41	D	83	13	16	11	6	3	3	0	0	3	-7	5	14	16
2/22/05 16:16	2/17/05	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-1,400	35.01	25	-40	-49	41	D	83	13	16	11	6	3	3	0	0	3	-7	5	14	16
9/8/04 17:18	8/18/04	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.ad	952	25.97	25	37	999%	40	D	88	34	-5	18	12	0	-1	-1	2	2	1	4	16	32
9/8/04 17:18	8/18/04	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.ad	-1,107	31.47	25	-35	-47	40	D	88	34	-5	18	12	0	-1	-1	2	2	1	4	16	32
8/20/04 16:47	8/18/04	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	913	25.97	22	35	745	40	D	73	51	0	23	15	10	4	1	-1	2	2	4	16	27
8/20/04 16:47	8/18/04	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-1,107	31.47	22	-35	-47	40	D	73	51	0	23	15	10	4	1	-1	2	2	4	16	27
2/19/04 11:02	2/17/04	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	2,879	28.58	22	101		38	D	53	64	57	27	16	5	7	3	-1	-2	-1	-22	-1	14
2/19/04 11:02	2/17/04	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-3,269	34.32	22	-95	-71	38	D	53	64	57	27	16	5	7	3	-1	-2	-1	-22	-1	14
2/18/04 16:05	2/13/04	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	2,230	25.34	22	88		33	D	53	69	60	30	18	6	11	5	-1	0	0	-23	-2	12
2/18/04 16:05	2/13/04	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-2,537	33.82	22	-75	-70	33	D	53	69	60	30	18	6	11	5	-1	0	0	-23	-2	12
2/17/04 17:26	2/12/04	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	1,664	22.88	22	73		20	D	49	67	53	29	15	3	9	5	-1	-2	-2	-23	-4	10
2/17/04 17:26	2/12/04	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	S.d	-1,980	33.42	22	-59	-75	20	D	49	67	53	29	15	3	9	5	-1	-2	-2	-23	-4	10
8/15/03 15:37	8/15/03	ACAS	American Capital Strategies Ltd	Fund	CEF	Closed-End Funds	Wagner IRA	MD	O	EVP,COO	M.d	23	22.88	21	1	19	6	D	6	21	9	-2	-13	-15	-12	-4	-3	3	12	18	53	50

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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Ins

Fil

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+w

+m

+q

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avg

Filing Date

T Date

Ticker

Issuer

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Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

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f3m

f6m

f1y