Obrien Gordon - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	2	1	1	2	2	1	22	5
P	%wins				100	100	50	100	50	100	83
S	%ret	2	1	69	-0	-0	0	5	9	15	5
S	%wins				70	58	41	26	29	30	42

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
9/14/17 17:55	9/11/17	MIDD	Middleby Corp	DE	Machn	Mchn	Refrigeration & Service Indus	Obrien Gordon	IL	D		S.m	-680	121.41	0	-6	-14	34	D
4/26/16 16:13	4/26/16	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-20	15.73	24	-1	-1	203	D	6	3	25	14	10	3	0	-1	1	1	2	5	8
4/15/16 17:45	3/17/16	MIDD	Middleby Corp	DE	Machn	Mchn	Refrigeration & Service Indus	Obrien Gordon	IL	D		S.am	-1,078	102.70	33	-11	-21	39	I	29	2	-6	16	9	4	3	4	0	1	9	9	10
3/21/16 17:26	3/17/16	MIDD	Middleby Corp	DE	Machn	Mchn	Refrigeration & Service Indus	Obrien Gordon	IL	D		S.m	-1,078	102.70	33	-11	-21	39	D	10	-4	-10	-8	22	11	2	2	2	1	4	16	19	34
3/18/16 16:07	3/16/16	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-80	14.44	26	-6	-3	204	D	-1	-2	12	5	5	8	3	3	1	1	6	7	13
3/15/16 16:15	3/11/16	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S.m	-843	14.26	27	-59	-22	210	D	-5	-4	7	1	1	7	3	-1	0	3	9	10	16
1/12/16 16:25	1/12/16	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-331	14.15	33	-23	-8	269	D	-12	-6	3	10	-10	1	2	-1	-4	-2	-8	11	14
1/5/16 16:30	1/5/16	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-58	14.12	33	-4	-1	292	D	-8	-2	8	14	-1	4	2	2	0	-1	-2	7	12	26
4/29/15 16:25	4/28/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-19	15.10	17	-1	0	296	D	6	4	6	5	3	1	0	0	-1	-3	-6	-14	-16	4
3/12/15 16:52	3/10/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	M.d	481	4.81	30	100	51	298	D	-2	-4	-4	-2	3	0	0	-1	1	2	3	-5	-6	-4
3/12/15 16:52	3/10/15	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S.d	-1,479	14.79	30	-100	-25	298	D	-2	-4	-4	-2	3	0	0	-1	1	2	3	-5	-6	-4
11/13/14 16:11	11/12/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	M.ad	93	4.81	33	19	7	289	D	32	9	3	0	10	7	4	-3	-1	-2	-6	-4	-5	-6
11/13/14 16:11	11/12/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S.ad	-297	15.40	33	-19	-6	289	D	32	9	3	0	10	7	4	-3	-1	-2	-6	-4	-5	-6
11/12/14 17:58	11/7/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	M.dm	854	4.40	33	194	187	298	D	36	9	2	2	11	9	5	0	0	-3	-5	-5	-5	-6
11/12/14 17:58	11/7/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S.dm	-3,147	15.65	33	-201	-40	298	D	36	9	2	2	11	9	5	0	0	-3	-5	-5	-5	-6
9/8/14 16:40	9/8/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	M.dm	106	3.48	27	30	11	305	D	40	20	-1	3	-2	0	-1	-1	-1	0	-8	-2	-3	-11
9/8/14 16:40	9/8/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S.dm	-471	15.43	27	-30	-9	305	D	40	20	-1	3	-2	0	-1	-1	-1	0	-8	-2	-3	-11
6/9/14 16:28	6/5/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	M.dm	173	3.10	33	56	22	305	D	69	13	0	-3	2	2	3	2	0	-2	2	2	0	-7
6/9/14 16:28	6/5/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S.dm	-935	14.91	33	-63	-17	305	D	69	13	0	-3	2	2	3	2	0	-2	2	2	0	-7
5/29/14 16:03	5/28/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-20	14.67	33	-1	0	312	D	60	5	-4	-6	1	-9	-1	-1	-1	-1	1	5	1	-4
2/24/14 17:45	2/21/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	M.d	233	2.85	33	82	35	313	D	77	14	24	9	-2	1	6	5	-2	0	-6	-5	-1	-4
2/24/14 17:45	2/21/14	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S.d	-1,317	16.07	33	-82	-21	313	D	77	14	24	9	-2	1	6	5	-2	0	-6	-5	-1	-4
11/26/13 16:59	11/22/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	M.dm	274	2.74	33	100	47	313	D	126	27	12	19	11	5	5	2	1	-1	2	1	-2	0
11/26/13 16:59	11/22/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S.dm	-1,511	15.11	33	-100	-24	313	D	126	27	12	19	11	5	5	2	1	-1	2	1	-2	0
11/13/13 16:14	11/12/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-98	14.01	28	-7	-2	313	D	93	21	0	8	3	-1	0	3	1	2	4	5	5	8
9/13/13 17:13	9/11/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	M.dm	159	2.15	29	74	30	320	D	61	14	-14	-2	-3	1	3	0	0	2	4	13	13	17
9/13/13 17:13	9/11/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S.dm	-981	13.29	29	-74	-19	320	D	61	14	-14	-2	-3	1	3	0	0	2	4	13	13	17
3/15/13 16:01	3/13/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	M.dm	185	2.51	33	74	32	307	D	69	70	32	25	13	8	6	1	-1	-2	-7	-11	-13	-1
3/15/13 16:01	3/13/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S.dm	-1,115	15.10	33	-74	-19	307	D	69	70	32	25	13	8	6	1	-1	-2	-7	-11	-13	-1
3/7/13 16:00	3/5/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-149	14.25	33	-10	-3	307	M	54	61	30	21	10	5	5	2	0	3	-2	-12	-12	8
1/11/13 16:08	1/10/13	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-57	13.02	33	-4	-1	318	D	67	82	32	11	11	7	9	1	0	-1	0	9	1	21
12/17/12 16:19	12/14/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-136	12.25	31	-11	-3	322	I	58	85	32	3	3	3	4	1	0	0	7	19	7	19
12/12/12 16:14	12/10/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-121	12.05	33	-10	-3	333	I	55	77	33	6	2	4	1	3	1	2	10	25	11	23
12/3/12 16:57	11/29/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S.m	-206	11.97	33	-17	-4	369	M	67	85	29	8	1	5	3	1	0	0	4	19	9	29
12/3/12 16:55	11/28/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S.a	-119	11.88	33	-10	-3	351	I	67	85	29	8	1	5	3	1	0	0	4	19	9	29
11/28/12 17:14	11/26/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S.m	-285	11.86	33	-24	-6	360	D	59	81	29	6	2	-1	4	2	1	0	1	18	14	28
11/14/12 16:25	11/13/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-71	11.49	33	-6	-2	384	D	58	57	21	6	0	-2	-2	1	2	4	8	23	25	26
11/1/12 16:50	10/31/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-65	11.80	28	-5	-1	391	D	69	47	22	18	1	1	-2	0	0	-1	2	13	23	19
9/14/12 17:47	9/13/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-119	11.85	33	-10	-2	397	D	102	38	29	28	14	6	6	4	-1	-1	-3	2	24	11
9/6/12 16:37	9/4/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S.m	-341	11.25	33	-30	-7	407	D	108	41	29	25	16	3	1	3	1	4	4	4	33	17
8/29/12 16:23	8/28/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-114	11.20	33	-10	-2	437	D	121	29	25	22	14	3	0	0	-1	2	5	7	27	12
8/28/12 16:50	8/27/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-110	11.20	33	-10	-2	447	D	116	37	25	20	13	4	0	0	-1	0	1	6	25	13
8/1/12 16:31	7/30/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-64	9.80	22	-6	-1	457	D	87	-1	21	3	4	1	1	2	2	5	9	16	31	33
6/27/12 16:13	6/25/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-44	9.34	29	-5	-1	463	D	79	5	35	10	3	7	3	4	0	4	0	17	22	29
5/14/12 16:52	5/10/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-588	9.80	33	-60	-12	459	D	65	-5	33	12	12	9	-1	1	-1	-8	-3	14	22	48
2/29/12 11:57	2/28/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-410	8.90	30	-46	-8	528	D	107	-4	10	37	21	5	1	1	-1	-5	-3	4	25	56
2/23/12 15:47	2/23/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-132	8.64	31	-15	-3	574	D	124	-5	13	20	19	5	-1	-3	3	3	3	4	29	58
1/10/12 14:27	1/10/12	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-31	7.24	27	-4	-1	589	D	136	-8	-26	11	10	6	5	-2	1	2	18	13	38	82
11/15/11 15:21	11/14/11	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-45	7.29	29	-6	-1	594	D	158	2	-24	-14	17	4	-3	1	1	-6	-11	21	26	56
1/12/11 15:34	1/11/11	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-35	8.04	22	-4	-1	600	D	59	147	59	32	13	2	8	4	4	0	5	17	22	-10
12/16/10 15:05	12/14/10	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	P,Specia	S	-49	7.79	21	-6	-1	604	D	152	171	38	35	5	3	1	-2	2	5	9	12	16	-16
2/12/09 10:38	2/10/09	ACAS	American Capital, Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S	-9	3.05	15	-3	-1	329	E									-17	-43	-64	11	10	29
6/5/07 14:51	6/1/07	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	69	34.33	33	2	1	174	D	60	50	11	18	1	5	2	0	-1	-3	-5	-13	-19	-29
6/5/07 14:51	6/1/07	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-97	48.60	33	-2	-1	174	D	60	50	11	18	1	5	2	0	-1	-3	-5	-13	-19	-29
6/1/07 15:26	5/31/07	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	273	34.11	33	8	5	174	D	62	52	15	10	3	5	3	4	0	-4	-10	-15	-19	-27
6/1/07 15:26	5/31/07	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-389	48.67	33	-8	-4	174	D	62	52	15	10	3	5	3	4	0	-4	-10	-15	-19	-27
11/27/06 11:03	11/22/06	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	117	23.44	33	5	4	144	D	66	26	35	21	7	8	3	2	-2	0	3	3	11	-15
11/27/06 11:03	11/22/06	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-223	44.67	33	-5	-3	144	D	66	26	35	21	7	8	3	2	-2	0	3	3	11	-15
11/22/06 15:26	11/21/06	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	117	23.44	33	5	4	144	D	65	26	36	20	8	4	3	1	1	2	3	6	9	-8
11/22/06 15:26	11/21/06	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-222	44.33	33	-5	-3	144	D	65	26	36	20	8	4	3	1	1	2	3	6	9	-8
11/16/06 10:15	11/14/06	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	351	23.39	33	15	12	144	D	64	25	35	17	7	3	4	2	0	2	4	11	11	-4
11/16/06 10:15	11/14/06	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-655	43.65	33	-15	-9	144	D	64	25	35	17	7	3	4	2	0	2	4	11	11	-4
11/14/06 15:35	11/13/06	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	115	22.96	33	5	4	144	D	61	22	35	18	9	3	4	1	1	1	6	12	11	1
11/14/06 15:35	11/13/06	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-217	43.30	33	-5	-3	144	D	61	22	35	18	9	3	4	1	1	1	6	12	11	1
11/14/06 15:34	11/10/06	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	227	22.66	33	10	7	144	D	61	22	35	18	9	3	4	1	1	1	6	12	11	1
11/14/06 15:34	11/10/06	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-431	43.07	33	-10	-7	144	D	61	22	35	18	9	3	4	1	1	1	6	12	11	1
11/9/06 15:03	11/8/06	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	429	19.49	33	22	18	144	D	60	21	31	18	9	3	0	3	-1	3	6	7	12	-3
11/9/06 15:03	11/8/06	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-943	42.85	33	-22	-13	144	D	60	21	31	18	9	3	0	3	-1	3	6	7	12	-3
11/9/06 15:02	11/7/06	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	387	18.44	33	21	17	144	D	60	21	31	18	9	3	0	3	-1	3	6	7	12	-3
11/9/06 15:02	11/7/06	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-890	42.37	33	-21	-13	144	D	60	21	31	18	9	3	0	3	-1	3	6	7	12	-3
11/7/06 15:55	11/6/06	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	71	17.72	33	4	3	144	D	59	21	31	19	8	1	-1	-1	0	2	8	14	13	-1
11/7/06 15:55	11/6/06	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-170	42.45	33	-4	-3	144	D	59	21	31	19	8	1	-1	-1	0	2	8	14	13	-1
5/5/06 15:20	5/3/06	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	178	29.90	33	6	31	25	E									3	4	6	12	36	52
3/6/06 15:48	3/3/06	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	486	17.98	33	27		18	E									-2	-1	-2	-1	11	31
3/6/06 15:48	3/3/06	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-969	35.88	33	-27	-60	18	E									-2	-1	-2	-1	11	31
12/15/05 10:57	12/14/05	MIDD	Middleby Corp	DE	Machn	Mchn	Refrigeration & Service Indus	Obrien Gordon	IL	D		P.m	175	85.37	33	2	205	3	D	127	70	58	29	16	9	6	2	0	1	-4	0	-2	20
12/14/05 15:25	12/12/05	MIDD	Middleby Corp	DE	Machn	Mchn	Refrigeration & Service Indus	Obrien Gordon	IL	D		P	84	84.02	33	1	New	1	D	125	67	53	24	17	7	5	3	2	0	8	4	3	24
12/5/05 14:51	12/2/05	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	802	29.61	33	27		18	D	61	30	15	3	6	0	1	2	0	-1	-4	-6	-8	28
12/5/05 14:51	12/2/05	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-913	38.87	33	-24	-56	18	D	61	30	15	3	6	0	1	2	0	-1	-4	-6	-8	28
12/2/05 11:57	12/1/05	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	597	29.87	33	20		15	D	61	30	14	2	7	0	1	1	0	-1	-4	-4	-7	27
12/2/05 11:57	12/1/05	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-780	38.99	33	-20	-58	15	D	61	30	14	2	7	0	1	1	0	-1	-4	-4	-7	27
12/2/05 10:22	11/30/05	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	597	29.87	33	20		15	D	61	30	14	2	7	0	1	1	0	-1	-4	-4	-7	27
12/2/05 10:22	11/30/05	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-777	38.84	33	-20	-58	15	D	61	30	14	2	7	0	1	1	0	-1	-4	-4	-7	27
11/29/05 16:01	11/25/05	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	90	29.87	33	3	26	15	D	61	29	12	3	6	1	1	-1	0	2	-3	-3	-5	26
11/29/05 16:01	11/25/05	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-116	38.60	33	-3	-17	15	D	61	29	12	3	6	1	1	-1	0	2	-3	-3	-5	26
8/18/05 10:46	8/16/05	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	27	22.90	27	1	9	15	D	96	27	10	9	0	-1	-2	-3	-1	3	2	5	1	12
8/18/05 10:46	8/16/05	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-46	38.40	27	-1	-7	15	D	96	27	10	9	0	-1	-2	-3	-1	3	2	5	1	12
8/16/05 17:47	8/15/05	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	687	22.90	25	30		15	D	99	33	16	15	5	3	-1	-1	-3	-1	-1	3	-1	7
8/16/05 17:47	8/15/05	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-1,157	38.56	25	-30	-67	15	D	99	33	16	15	5	3	-1	-1	-3	-1	-1	3	-1	7
8/9/05 13:47	8/5/05	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	1,244	28.28	25	44		15	D	92	38	17	14	7	2	1	-2	0	1	1	2	-3	4
6/1/05 12:09	5/27/05	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	29	28.87	30	1	7	15	D	58	44	15	3	12	5	2	2	0	-1	3	9	12	7
6/1/05 12:09	5/27/05	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-35	34.84	30	-1	-6	15	D	58	44	15	3	12	5	2	2	0	-1	3	9	12	7
6/1/05 12:07	3/16/05	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	54	27.91	30	2	15	15	D	58	44	15	3	12	5	2	2	0	-1	3	9	12	7
2/23/05 16:25	2/18/05	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	812	27.52	26	29		13	D	76	12	15	10	5	1	0	-3	1	3	-8	4	15	18
2/23/05 16:25	2/18/05	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-1,034	35.07	26	-29	-70	13	D	76	12	15	10	5	1	0	-3	1	3	-8	4	15	18
12/7/04 14:47	12/3/04	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-310	32.01	20	-10	-44	12	D	89	22	23	4	10	2	1	-1	0	0	2	11	14	31
12/2/04 16:51	11/30/04	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-128	31.90	23	-4	-33	8	D	95	23	28	4	8	4	3	1	0	0	5	9	15	28
12/1/04 10:53	11/23/04	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.a	-37	31.26	22	-1	-50	1	I	90	24	28	5	9	2	1	1	1	0	5	11	15	28
11/24/04 14:13	11/23/04	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S	-37	31.31	22	-1	-50	1	I	101	28	25	3	2	4	0	0	0	2	6	11	14	31
11/9/04 20:11	11/9/04	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	321	22.90	22	14		13	D	91	28	28	6	1	6	3	3	-1	0	2	9	11	31
11/9/04 20:11	11/9/04	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-446	31.89	22	-14	-51	13	D	91	28	28	6	1	6	3	3	-1	0	2	9	11	31
4/7/04 16:28	4/5/04	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	80	22.90	21	4	36	13	D	26	51	33	10	-4	-6	-4	-6	0	-8	-12	-8	5	11
2/19/04 11:01	2/17/04	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	545	25.93	22	21		10	D	53	64	57	27	16	5	7	3	-1	-2	-1	-22	-1	14
2/19/04 11:01	2/17/04	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-721	34.33	22	-21	-68	10	D	53	64	57	27	16	5	7	3	-1	-2	-1	-22	-1	14
2/18/04 16:04	2/13/04	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	382	22.90	22	17		10	D	53	69	60	30	18	6	11	5	-1	0	0	-23	-2	12
2/18/04 16:04	2/13/04	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-564	33.80	22	-17	-63	10	D	53	69	60	30	18	6	11	5	-1	0	0	-23	-2	12
2/17/04 17:28	2/12/04	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	126	22.90	22	6	126	10	D	49	67	53	29	15	3	9	5	-1	-2	-2	-23	-4	10
2/17/04 17:28	2/12/04	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	S.d	-183	33.30	22	-6	-36	10	D	49	67	53	29	15	3	9	5	-1	-2	-2	-23	-4	10
8/15/03 17:58	8/15/03	ACAS	American Capital Strategies Ltd		Fund	CEF	Closed-End Funds	Obrien Gordon	MD	O	SVP	M.d	46	22.90	21	2	25	10	D	6	21	9	-2	-13	-15	-12	-4	1	6	14	21	55	52

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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