McCaughan James P - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	1	0	0	-6	-2	11	18	5
P	%wins				100	100	0	0	100	100	67
S	%ret	1	1	43	-0	-0	-0	-1	6	19	4
S	%wins				72	57	48	48	45	22	48

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
9/5/18 11:36	9/4/18	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	307	30.70	0	10	7	149	D
9/5/18 11:36	9/4/18	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-1,108	55.42	0	-20	-12	149	D
8/3/18 15:29	8/2/18	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	307	30.70	0	10	7	159	D
8/3/18 15:29	8/2/18	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-1,109	55.44	0	-20	-11	159	D
7/6/18 11:19	7/2/18	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	307	30.70	0	10	6	169	D
7/6/18 11:19	7/2/18	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-1,054	52.72	0	-20	-11	169	D
6/5/18 16:35	6/4/18	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	307	30.70	0	10	6	179	D
6/5/18 16:35	6/4/18	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-1,126	56.31	0	-20	-10	179	D
9/12/17 16:49	9/11/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.dm	372	60.10	0	6	3	196	D
9/12/17 16:49	9/11/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.dm	-386	62.33	0	-6	-3	196	D
9/8/17 15:34	9/5/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.adm	538	60.10	0	9	5	196	D
9/8/17 15:34	9/5/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.adm	-556	62.12	0	-9	-4	196	D
9/6/17 11:20	9/5/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	2,135	35.10	0	61	45	196	D
9/6/17 11:20	9/5/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-3,777	62.10	0	-61	-24	196	D
8/8/17 11:07	8/4/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	2,135	35.10	0	61	45	196	D
8/8/17 11:07	8/4/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-4,074	66.98	0	-61	-24	196	D
7/7/17 15:26	7/5/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	2,135	35.10	0	61	45	196	D
7/7/17 15:26	7/5/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-3,918	64.43	0	-61	-24	196	D
6/7/17 14:13	6/5/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	2,135	35.10	0	61	45	196	D
6/7/17 14:13	6/5/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.dm	-4,182	63.53	0	-66	-25	196	D
5/10/17 16:04	5/8/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S	-320	64.01	33	-5	-2	201	D	29	56	21	7	1	2	-3	-2	-1
4/6/17 17:42	4/6/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S	-313	62.65	33	-5	-2	206	D	29	62	23	6	0	-3	0	-2	0	-1	3
3/7/17 12:46	3/6/17	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S	-316	63.18	33	-5	-2	205	D	33	66	32	9	11	3	2	0	-1	0	-1
5/24/16 17:05	5/23/16	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S	-431	43.13	33	-10	-5	196	D	-1	-15	-13	18	7	3	2	-1	1	1	0	8	34
4/22/16 12:48	4/21/16	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S	-434	43.40	33	-10	-5	206	D	1	-14	-11	19	13	9	7	4	2	-1	0	3	24
4/15/16 15:44	4/14/16	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	222	22.21	33	10	5	216	D	0	-17	-13	9	6	7	7	5	0	4	1	7	29
4/15/16 15:44	4/14/16	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-415	41.48	33	-10	-4	216	D	0	-17	-13	9	6	7	7	5	0	4	1	7	29
3/22/16 14:21	3/21/16	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S	-412	41.15	33	-10	-4	215	D	-5	-18	-13	-8	16	5	7	3	-1	-4	5	5	20	53
3/16/16 12:12	3/14/16	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-797	39.84	33	-20	-8	225	D	-8	-22	-16	-12	13	7	0	2	1	3	5	6	25	67
3/16/16 12:12	3/14/16	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	222	22.21	33	10	5	225	D	-8	-22	-16	-12	13	7	0	2	1	3	5	6	25	67
2/17/16 15:56	2/16/16	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-719	35.95	33	-20	-8	235	D	-13	-27	-36	-25	-17	-4	0	1	3	1	11	17	32	76
2/17/16 15:56	2/16/16	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	222	22.21	33	10	4	235	D	-13	-27	-36	-25	-17	-4	0	1	3	1	11	17	32	76
1/15/16 15:39	1/14/16	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-776	38.79	33	-20	-8	245	D	-15	-17	-25	-18	-23	-15	-12	-1	-3	-2	-6	7	16	57
1/15/16 15:39	1/14/16	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	222	22.21	33	10	4	245	D	-15	-17	-25	-18	-23	-15	-12	-1	-3	-2	-6	7	16	57
1/5/16 17:14	1/4/16	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	133	11.07	33	12	5	255	D	-4	-12	-12	-7	-13	-3	-2	-5	-4	-11	-20	-12	-9	37
1/5/16 17:14	1/4/16	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-524	43.70	33	-12	-4	255	D	-4	-12	-12	-7	-13	-3	-2	-5	-4	-11	-20	-12	-9	37
12/15/15 14:43	12/14/15	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S	-450	44.97	33	-10	-4	255	D	-2	-8	-13	-8	-12	-11	-7	-5	2	-2	-13	-10	-6	37
12/2/15 17:23	12/1/15	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	918	32.85	33	28	12	265	D	9	2	0	9	6	3	3	2	-5	-5	-11	-22	-12	16
12/2/15 17:23	12/1/15	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-1,448	51.82	33	-28	-10	265	D	9	2	0	9	6	3	3	2	-5	-5	-11	-22	-12	16
11/3/15 17:32	11/2/15	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	918	32.85	33	28	12	265	D	14	1	1	-7	7	6	3	1	-1	-2	0	-30	-17	9
11/3/15 17:32	11/2/15	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-1,415	50.63	33	-28	-10	265	D	14	1	1	-7	7	6	3	1	-1	-2	0	-30	-17	9
10/9/15 09:43	10/7/15	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	785	49.25	33	16	6	265	D	26	-1	0	-2	-3	3	6	1	-1	-2	4	-19	-19	9
10/9/15 09:43	10/7/15	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-793	49.75	33	-16	-6	265	D	26	-1	0	-2	-3	3	6	1	-1	-2	4	-19	-19	9
10/2/15 15:51	10/1/15	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	567	47.21	33	12	5	265	D	16	-4	-6	-7	-15	-2	-1	2	1	5	6	-4	-16	13
10/2/15 15:51	10/1/15	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-133	11.07	33	-12	-4	265	D	16	-4	-6	-7	-15	-2	-1	2	1	5	6	-4	-16	13
2/3/15 17:42	2/2/15	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	256	39.02	33	7	3	244	D	63	13	-1	-7	-8	-5	-3	0	-1	1	3	8	16	-27
2/3/15 17:42	2/2/15	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-309	47.11	33	-7	-3	244	D	63	13	-1	-7	-8	-5	-3	0	-1	1	3	8	16	-27
1/5/15 11:28	1/2/15	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	256	39.02	33	7	3	244	D	87	9	2	3	-2	-3	-2	-2	-3	-1	-6	0	0	-12
1/5/15 11:28	1/2/15	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-341	51.90	33	-7	-3	244	D	87	9	2	3	-2	-3	-2	-2	-3	-1	-6	0	0	-12
12/3/14 15:41	12/1/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	256	39.02	33	7	3	244	D	106	8	12	-2	5	-1	0	-2	0	1	-2	-3	0	-1
12/3/14 15:41	12/1/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-346	52.61	33	-7	-3	244	D	106	8	12	-2	5	-1	0	-2	0	1	-2	-3	0	-1
11/4/14 13:53	11/3/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	389	20.96	33	19	10	206	D	93	12	16	6	-3	7	3	1	0	2	3	-6	0	2
11/4/14 13:53	11/3/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-965	51.95	33	-19	-8	206	D	93	12	16	6	-3	7	3	1	0	2	3	-6	0	2
10/3/14 12:47	10/1/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	389	20.96	33	19	10	206	D	98	21	9	-1	-4	-6	-5	-4	1	-1	3	3	3	-4
10/3/14 12:47	10/1/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-963	51.89	33	-19	-8	206	D	98	21	9	-1	-4	-6	-5	-4	1	-1	3	3	3	-4
9/4/14 14:31	9/2/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	389	20.96	33	19	10	206	D	109	34	19	14	6	7	3	1	0	-1	-6	-2	-5	-8
9/4/14 14:31	9/2/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-1,012	54.50	33	-19	-8	206	D	109	34	19	14	6	7	3	1	0	-1	-6	-2	-5	-8
8/4/14 17:27	8/1/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	389	20.96	33	19	10	206	D	106	12	14	6	-2	-5	-5	-4	0	1	10	5	-2	16
8/4/14 17:27	8/1/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-917	49.40	33	-19	-8	206	D	106	12	14	6	-2	-5	-5	-4	0	1	10	5	-2	16
7/2/14 14:58	7/1/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	389	20.96	33	19	10	206	D	112	38	5	9	13	4	1	1	0	1	-3	4	5	4
7/2/14 14:58	7/1/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-943	50.79	33	-19	-8	206	D	112	38	5	9	13	4	1	1	0	1	-3	4	5	4
6/3/14 11:42	6/2/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	256	39.02	33	7	3	206	D	99	27	-6	6	5	-1	3	1	0	5	9	16	14	14
6/3/14 11:42	6/2/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-307	46.76	33	-7	-3	206	D	99	27	-6	6	5	-1	3	1	0	5	9	16	14	14
5/5/14 15:03	5/1/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	312	26.94	33	12	6	206	D	78	33	-1	8	0	8	3	0	-1	0	1	6	12	15
5/5/14 15:03	5/1/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-540	46.65	33	-12	-5	206	D	78	33	-1	8	0	8	3	0	-1	0	1	6	12	15
4/3/14 11:21	4/1/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	312	26.94	33	12	6	206	D	73	46	12	-3	8	4	1	4	0	-3	-2	8	8	11
4/3/14 11:21	4/1/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-538	46.54	33	-12	-5	206	D	73	46	12	-3	8	4	1	4	0	-3	-2	8	8	11
3/4/14 11:31	3/3/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	312	26.94	33	12	6	206	D	72	46	10	-11	-6	4	2	1	3	6	5	6	23	19
3/4/14 11:31	3/3/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-517	44.70	33	-12	-5	206	D	72	46	10	-11	-6	4	2	1	3	6	5	6	23	19
2/4/14 15:34	2/3/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	911	28.87	33	32	20	193	D	61	40	-5	-12	-13	-13	-9	-4	1	3	11	12	20	20
2/4/14 15:34	2/3/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-1,354	42.91	33	-32	-14	193	D	61	40	-5	-12	-13	-13	-9	-4	1	3	11	12	20	20
1/3/14 16:14	1/2/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	911	28.87	33	32	20	193	D	107	71	33	14	-1	0	0	-2	0	2	-15	-3	7	9
1/3/14 16:14	1/2/14	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-1,534	48.60	33	-32	-14	193	D	107	71	33	14	-1	0	0	-2	0	2	-15	-3	7	9
12/3/13 14:32	12/2/13	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	600	29.99	33	20	12	193	D	136	90	34	22	9	4	3	-1	-1	-1	-3	-7	-3	8
12/3/13 14:32	12/2/13	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-1,010	50.52	33	-20	-9	193	D	136	90	34	22	9	4	3	-1	-1	-1	-3	-7	-3	8
11/1/13 15:41	11/1/13	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	600	29.99	33	20	12	193	D	90	77	31	8	10	8	2	1	0	-1	6	-12	-1	13
11/1/13 15:41	11/1/13	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-947	47.36	33	-20	-9	193	D	90	77	31	8	10	8	2	1	0	-1	6	-12	-1	13
10/28/13 12:29	10/24/13	PGZ	Principal Real Estate Income Fund		Fund	CEF	Closed-End Funds	McCaughan James P	IA	H	Director	P	395	17.95	1	22	New	22	D				-8	5	4	4	3	0	0	-6	-2	11	18
10/3/13 10:57	10/1/13	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	600	29.99	33	20	12	193	D	94	64	29	17	3	-1	0	0	-1	-2	10	14	11	21
10/3/13 10:57	10/1/13	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-857	42.89	33	-20	-9	193	D	94	64	29	17	3	-1	0	0	-1	-2	10	14	11	21
1/4/13 16:51	1/2/13	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	1,116	27.57	33	40	36	152	D	-6	21	12	8	9	3	3	3	-1	1	3	15	31	72
1/4/13 16:51	1/2/13	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-1,172	28.95	33	-40	-21	152	D	-6	21	12	8	9	3	3	3	-1	1	3	15	31	72
12/6/12 15:58	12/5/12	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	1,116	27.57	33	40	13	345	D	-1	17	19	2	-2	7	1	3	0	1	5	22	41	82
12/6/12 15:58	12/5/12	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-1,122	27.72	33	-40	-10	345	D	-1	17	19	2	-2	7	1	3	0	1	5	22	41	82
4/10/12 17:05	4/9/12	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	181	27.48	33	7	5	151	D	2	-8	23	16	4	-3	-4	-3	0	2	-5	-4	3	33
4/10/12 17:05	4/9/12	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-188	28.56	33	-7	-4	151	D	2	-8	23	16	4	-3	-4	-3	0	2	-5	-4	3	33
3/14/12 13:52	3/13/12	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	181	27.48	33	7	5	151	D	15	-10	24	16	4	5	3	6	1	3	1	-10	1	25
3/14/12 13:52	3/13/12	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-181	27.49	33	-7	-4	151	D	15	-10	24	16	4	5	3	6	1	3	1	-10	1	25
2/21/12 09:47	2/17/12	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	181	27.48	33	7	5	151	D	26	-17	26	16	12	0	3	4	0	0	6	-14	-2	16
2/21/12 09:47	2/17/12	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-181	27.52	33	-7	-4	151	D	26	-17	26	16	12	0	3	4	0	0	6	-14	-2	16
1/24/12 16:01	1/23/12	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	181	27.48	33	7	5	151	D	23	-13	-3	12	14	11	5	2	0	0	-1	2	-6	15
1/24/12 16:01	1/23/12	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-181	27.49	33	-7	-4	151	D	23	-13	-3	12	14	11	5	2	0	0	-1	2	-6	15
10/31/11 16:39	10/27/11	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	181	27.48	33	7	5	151	D	5	3	-20	-2	10	12	10	7	-6	-3	-10	9	11	12
10/31/11 16:39	10/27/11	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-182	27.70	33	-7	-4	151	D	5	3	-20	-2	10	12	10	7	-6	-3	-10	9	11	12
7/7/11 15:15	7/6/11	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	181	27.48	33	7	5	150	D	76	27	-9	-5	-3	7	3	-2	3	-3	-13	-26	-14	-9
7/7/11 15:15	7/6/11	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-197	29.96	33	-7	-4	150	D	76	27	-9	-5	-3	7	3	-2	3	-3	-13	-26	-14	-9
6/7/11 15:12	6/6/11	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	181	27.48	33	7	5	150	D	37	19	-1	-10	-8	-5	-5	-3	0	-3	2	-21	-15	-16
6/7/11 15:12	6/6/11	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-197	29.87	33	-7	-4	150	D	37	19	-1	-10	-8	-5	-5	-3	0	-3	2	-21	-15	-16
5/10/11 12:45	5/6/11	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	M.d	181	27.48	33	7	5	150	D	39	7	8	-6	0	3	-5	1	1	-2	-9	-29	-21	-15
5/10/11 12:45	5/6/11	PFG	Principal Financial Group Inc	DE	Insur	Insur	Accident & Health Insurance	McCaughan James P	IA	O	P - Glob	S.d	-209	31.67	33	-7	-4	150	D	39	7	8	-6	0	3	-5	1	1	-2	-9	-29	-21	-15

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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