Auken Wendell G Van III - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	6	2	1	1	3	-7	5	1
P	%wins				100	33	17	67	67	67	58
S	%ret	2	1	11	-0	1	-1	-2	-1	-4	-1
S	%wins				36	64	55	45	33	56	48

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/5/15 18:55	3/3/15	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	S.m	-1,454	44.13	0	-33	-59	23	I
2/18/15 16:29	2/17/15	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	S	-1,326	44.19	0	-30	-35	56	M
2/11/15 19:07	2/9/15	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	M.d	1,093	12.47	0	88		86	D
11/3/14 21:16	10/30/14	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	S	-306	33.99	0	-9	-28	23	I
8/22/14 21:57	8/20/14	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	S.m	-472	31.45	0	-15	-29	38	I
7/29/14 18:49	7/25/14	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	M.d	188	7.84	0	24	84	53	M
11/4/13 16:12	10/31/13	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	S.m	-1,451	33.75	0	-43	-61	27	I
7/31/13 15:22	7/30/13	MTS	Montgomery Street Income Securities, Inc	MD	Fund	CEF	Closed-End Funds	Auken Wendell G Van III	IL	D	P	14	15.95	0	1	2	44	I	9	2	-7	-9	-2	-1	-1	0	1	0	-2	2	2	8
5/23/13 19:21	5/22/13	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	M.d	396	9.89	0	40	93	83	I
5/7/12 15:12	5/4/12	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	S.m	-650	27.07	0	-24	-37	40	I
4/27/12 12:55	4/25/12	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	M.d	104	8.69	0	12	23	64	I
11/9/11 19:50	10/28/11	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	S.am	-275	28.03	5	-10	-16	52	M	42	3	6	42	34	25	0	2	2	8	-3	5
10/31/11 18:09	10/28/11	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	S.m	-275	28.03	5	-10	-16	52	M	45	5	7	20	23	27	26	8	-6	0	-6	-4
6/27/11 17:08	5/11/11	MTS	Montgomery Street Income Securities, Inc	MD	Fund	CEF	Closed-End Funds	Auken Wendell G Van III	IL	D	S	-17	15.40	0	-1	-3	41	I	22	7	4	3	1	1	1	0	0	0	1	-1	1	5
5/9/11 10:55	5/5/11	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	M.d	298	24.84	6	12	25	61	I	57	28	-5	-12	-5	-7	-8	0	1	2	1	-16	5
2/7/11 18:08	2/4/11	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	M.d	65	8.18	10	8	20	49	I	120	58	18	7	5	-1	0	-1	-2	-3	-9	-15	-28	-12
11/9/10 19:01	11/5/10	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	S.m	-385	55.86	9	-7	-25	20	I	175	41	26	10	3	6	3	3	1	-3	-2	10	-3	0
11/5/10 12:55	11/3/10	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	M.d	27	49.00	9	1	2	27	I	160	43	36	10	3	4	3	5	1	-2	-4	7	-5	-1
9/2/10 21:20	9/2/10	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	S	-236	51.21	11	-5	-15	27	I	14	33	19	17	2	6	5	2	1	0	2	2	10	-10
8/13/10 17:31	7/30/10	MTS	Montgomery Street Income Securities, Inc	MD	Fund	CEF	Closed-End Funds	Auken Wendell G Van III	IL	D	P	1	16.20	0	0	0	41	I	22	18	13	8	7	5	3	2	1	-1	-1	-2	-5	-3
3/4/10 15:28	3/2/10	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	S.a	-339	42.36	9	-8	-38	13	I	-6	58	10	12	6	14	7	5	1	3	6	1	17	32
3/4/10 13:23	3/2/10	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	S	-339	42.36	9	-8	-21	31	M	-6	58	10	12	6	14	7	5	1	3	6	1	17	32
10/30/09 16:14	10/28/09	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	M.d	170	28.31	7	6	18	39	I	-28	106	20	7	-2	-6	-7	-7	1	3	-1	1	19	40
8/3/09 17:47	7/31/09	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	S.m	-295	36.91	13	-8	-20	33	M	-6	-16	67	12	8	16	4	3	3	2	4	5	4	40
5/5/08 19:15	5/2/08	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	P.m	800	38.08	29	21	129	37	M	10	11	-31	-17	-16	-6	-7	-12	9	11	12	21	-50	-10
1/18/08 13:33	1/17/08	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	M.d	78	12.92	27	6	58	16	D	57	34	30	-11	-13	-16	-9	-2	-4	-3	9	-10	-15	-52
11/1/07 15:50	10/31/07	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	S	-111	55.27	33	-2	-16	10	I	83	49	60	40	22	11	11	2	-3	-2	-8	-16	-31	-67
10/31/07 16:35	10/30/07	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	S	-164	54.74	33	-3	-20	12	I	80	45	58	40	20	6	12	-2	-3	-1	-8	-19	-28	-67
7/3/07 13:12	7/2/07	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	M.d	50	8.29	16	6	43	20	M	60	-10	-7	-7	-6	-5	-4	-3	3	0	19	46	66	9
7/24/06 16:35	7/24/06	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	M.d	66	10.92	17	6	30	26	I	71	28	-3	-10	-20	-25	-17	-14	1	8	16	31	17	14
5/3/06 19:17	5/2/06	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	S	-251	35.85	11	-7	-26	20	I	88	90	16	33	27	24	17	11	1	-2	-2	-11	6	-1
5/1/06 10:56	5/1/06	MTS	Montgomery Street Income Securities Inc	CA	Fund	CEF	Closed-End Funds	Auken Wendell G Van III	CA	D	P	34	16.77	0	2	7	31	S									0	-1	-2	0	4	11
5/1/06 09:01	4/28/06	MTS	Montgomery Street Income Securities Inc	CA	Fund	CEF	Closed-End Funds	Auken Wendell G Van III	CA	D	P	27	16.74	0	2	6	29	S									0	-1	-2	0	4	11
4/28/06 16:47	4/27/06	MTS	Montgomery Street Income Securities Inc	CA	Fund	CEF	Closed-End Funds	Auken Wendell G Van III	CA	D	P	77	16.72	0	5	20	27	S									0	-1	-2	-1	4	11
9/21/05 18:42	9/21/05	ADVS	Advent Software Inc /de/	DE	Tech	SwSv	Computer Programming Services	Auken Wendell G Van III	CA	D	M.d	6	6.00	13	1	3	32	I	42	54	40	25	10	-7	-10	-7	2	5	12	13	12	42

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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