Call Richard W - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	1	1	3	2	-6	-2	-8	-2
P	%wins				100	100	100	0	0	0	50
S	%ret	1	1	20	-0	-1	0	1	0	-2	-0
S	%wins				85	75	50	45	45	65	61

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
8/5/09 11:33	8/4/09	TSI	Tcw Strategic Income Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-25	3.93	0	-6	-21	24	I	13	29	17	19	12	8	8	2	-1	-1	-1	18	22	43
6/17/09 15:33	6/16/09	TSI	Tcw Strategic Income Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-25	3.54	0	-7	-19	30	I	-12	5	40	15	4	-1	-4	-1	0	2	6	19	35	56
8/28/07 15:02	8/21/07	TSI	Tcw Strategic Income Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	P	137	4.05	1	34	999%	37	I	-6	-8	-18	-16	-7	-1	3	0	1	3	2	-6	-2	-8
8/9/07 14:15	8/7/07	TSI	Tcw Strategic Income Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.17	1	-1	-21	3	I	-5	-5	-16	-17	-14	-3	-3	-3	1	-5	-1	-5	0	-8
7/3/07 14:37	7/2/07	TSI	Tcw Strategic Income Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.84	0	-1	-16	4	I	11	11	-2	-6	-3	1	-2	-1	-1	-4	-11	-13	-19	-17
6/4/07 15:23	6/1/07	TSI	Tcw Strategic Income Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	5.02	0	-1	-13	5	I	18	11	3	-1	-1	-1	-1	0	1	-2	-2	-15	-21	-17
5/14/07 15:47	5/11/07	TSI	Tcw Strategic Income Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	5.08	0	-1	-11	6	I	20	11	6	0	-4	-1	-1	-2	0	0	-4	-18	-20	-17
4/3/07 15:12	4/2/07	TSI	Tcw Strategic Income Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	5.20	0	-1	-10	6	I	21	12	10	4	1	1	1	1	-1	-1	-2	-6	-18	-22
3/6/07 12:14	3/2/07	TSI	Tcw Strategic Income Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	5.22	0	-1	-9	7	I	15	15	10	3	0	0	-1	-1	0	1	2	-1	-16	-20
2/21/07 11:21	2/16/07	TSI	Tcw Strategic Income Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	5.21	0	-1	-8	8	I	15	15	13	8	2	1	2	1	-1	0	0	-2	-21	-19
1/8/07 12:43	1/5/07	TSI	Tcw Strategic Income Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	5.09	0	-1	-8	8	I	14	15	15	7	4	0	2	1	0	0	1	2	-5	-21
12/6/06 13:20	12/5/06	TSI	Tcw Strategic Income Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	5.14	0	-1	-7	9	I	15	14	10	7	4	3	2	0	0	1	2	4	0	-19
11/15/06 11:05	11/13/06	TSI	Tcw Strategic Income Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.96	0	-1	-7	10	I	13	11	6	6	2	-1	1	0	-1	1	4	7	6	-18
10/3/06 13:06	10/2/06	TSI	Tcw Strategic Income Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.90	0	-1	-6	10	I	18	6	3	8	4	2	1	1	0	1	1	6	10	-10
9/6/06 13:34	9/5/06	TSI	Tcw Strategic Income Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.92	0	-1	-6	11	I	18	4	6	4	7	3	2	0	0	0	2	6	10	-8
8/9/06 14:52	8/8/06	TSI	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.75	0	-1	-6	12	I	18	1	2	-3	3	2	2	1	1	0	2	6	12	-5
7/6/06 13:34	7/5/06	TSI	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.60	0	-1	-6	13	I	10	0	3	-5	-3	1	1	-1	0	0	2	9	15	10
6/2/06 13:54	6/1/06	TSI	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.87	0	-1	-5	13	T									-1	-1	-3	2	9	12
5/9/06 13:01	5/5/06	TSI	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.92	0	-1	-5	14	T									-1	-2	-2	-3	3	11
4/4/06 17:28	4/3/06	TSI	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.97	1	-1	-5	15	T									0	0	-1	-5	3	13
3/3/06 13:56	3/2/06	TSI	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.90	0	-1	-5	16	T									0	-3	5	2	4	15
2/8/06 14:47	2/7/06	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.86	0	-1	-4	16	T
1/5/06 18:25	1/4/06	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.73	0	-1	-4	17	T
12/2/05 17:55	12/1/05	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.83	0	-1	-4	18	I
11/8/05 17:45	11/7/05	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.94	0	-1	-4	19	I
10/5/05 14:10	10/4/05	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	5.02	0	-1	-4	19	I
9/2/05 13:35	9/1/05	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	5.08	0	-1	-3	20	I
8/10/05 19:04	8/9/05	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	5.13	0	-1	-3	21	I
7/15/05 16:07	7/14/05	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	5.10	0	-1	-3	22	I
6/3/05 15:29	6/2/05	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	5.00	0	-1	-3	22	I
5/4/05 19:04	5/3/05	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.88	0	-1	-3	23	I
4/5/05 15:08	4/4/05	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	5.04	0	-1	-3	24	I
3/4/05 18:31	3/3/05	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	5.27	0	-1	-3	24	I
2/3/05 13:55	2/1/05	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	5.17	0	-1	-3	25	I
1/5/05 18:28	1/4/05	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	5.28	0	-1	-3	26	I
12/3/04 14:51	12/1/04	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	5.25	0	-1	-3	27	I
11/9/04 17:32	11/8/04	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.94	0	-1	-3	27	I
10/4/04 17:44	10/1/04	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.82	0	-1	-3	28	I
9/2/04 14:44	9/1/04	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.84	0	-1	-3	29	I
8/4/04 18:04	8/3/04	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.72	0	-1	-2	30	I
7/6/04 17:23	7/2/04	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.82	0	-1	-2	30	I
6/3/04 15:13	6/2/04	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.70	0	-1	-2	31	I
5/5/04 12:40	5/4/04	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.84	0	-1	-2	32	I
4/2/04 17:19	4/1/04	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	4.97	0	-1	-2	33	I
3/2/04 17:20	3/1/04	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	5.12	0	-1	-2	33	I
2/3/04 15:26	2/2/04	CVT	Tcw Convertible Securities Fund Inc	Fund	CEF	Closed-End Funds	Call Richard W	CA	D	S	-4	5.19	0	-1	-2	34	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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