Frank Richard M - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	5	0	-1	-2	-3	1	21	3
P	%wins				60	40	60	20	40	80	50
S	%ret	2	1	12	-1	-1	-2	-12	-15	3	-5
S	%wins				83	58	75	75	67	50	68

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/1/21 18:16	11/29/21	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Frank Richard M	TX	DH	Chairman	P.m	16	16.65	0	1	2	61	D
12/1/21 18:14	11/18/21	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Frank Richard M	TX	DH	Chairman	P.am	113	17.30	0	7	12	60	D
11/23/21 17:11	11/18/21	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Frank Richard M	TX	DH	Chairman	P.am	113	17.30	0	7	12	60	D
11/5/21 17:48	11/3/21	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Frank Richard M	TX	DH	Chairman	P	89	17.75	0	5	10	53	D
11/16/20 20:34	11/16/20	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Frank Richard M	TX	DH	Chairman	P	63	11.20	0	6	15	43	D
8/2/17 18:23	8/2/17	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Frank Richard M	TX	DH	Chairman	S	-1	58.54	0	0	0	29	I
10/25/13 18:31	10/24/13	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Frank Richard M	TX	D		S	-403	53.78	1	-8	-25	23	D	57	44	29	6	9	12	8	1	-1	-1	5	8	10	16
8/5/13 17:47	8/1/13	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Frank Richard M	TX	D		S.m	-75	49.78	1	-2	-5	31	D	49	40	22	20	15	6	0	-2	0	0	-3	7	10	13
5/14/10 17:33	5/12/10	CEC	Cec Entertainment Inc	KS	Retail	Dining	Eating Places	Frank Richard M	TX	DO	Exec CB	S.m	-2,066	40.59	7	-51	-15	278	I	6	42	35	21	6	-1	3	2	1	-5	-4	-22	-6	0
5/18/09 18:54	5/14/09	CEC	Cec Entertainment Inc	KS	Retail	Dining	Eating Places	Frank Richard M	TX	DO	Exec CB	M.dm	3,289	19.99	18	165	114	309	D	-18	-18	66	21	9	-4	-3	4	0	-9	-13	-16	-9	28
5/18/09 18:54	5/14/09	CEC	Cec Entertainment Inc	KS	Retail	Dining	Eating Places	Frank Richard M	TX	DO	Exec CB	S.dm	-5,247	31.89	18	-165	-35	309	D	-18	-18	66	21	9	-4	-3	4	0	-9	-13	-16	-9	28
5/12/09 17:02	5/8/09	CEC	Cec Entertainment Inc	KS	Retail	Dining	Eating Places	Frank Richard M	TX	DO	Exec CB	M.dm	2,207	19.99	16	110	56	309	D	-19	-19	43	18	27	3	2	-2	-5	7	0	-6	1	35
5/12/09 17:02	5/8/09	CEC	Cec Entertainment Inc	KS	Retail	Dining	Eating Places	Frank Richard M	TX	DO	Exec CB	S.dm	-3,427	31.04	16	-110	-26	309	D	-19	-19	43	18	27	3	2	-2	-5	7	0	-6	1	35
5/7/09 17:13	5/5/09	CEC	Cec Entertainment Inc	KS	Retail	Dining	Eating Places	Frank Richard M	TX	DO	Exec CB	M.dm	2,001	19.99	15	100	48	309	D	-17	-16	28	23	32	3	-2	3	-1	-9	5	-10	-8	19
5/7/09 17:13	5/5/09	CEC	Cec Entertainment Inc	KS	Retail	Dining	Eating Places	Frank Richard M	TX	DO	Exec CB	S.dm	-3,230	32.27	15	-100	-24	309	D	-17	-16	28	23	32	3	-2	3	-1	-9	5	-10	-8	19
8/6/08 16:52	8/4/08	CEC	Cec Entertainment Inc	KS	Retail	Dining	Eating Places	Frank Richard M	TX	DO	CB,CEO	S.m	-621	35.83	25	-17	-6	262	I	23	26	63	-3	18	32	2	5	-4	3	-2	-32	-29	-22
8/1/08 17:59	7/30/08	CEC	Cec Entertainment Inc	KS	Retail	Dining	Eating Places	Frank Richard M	TX	DO	CB,CEO	S.m	-2,020	35.59	25	-57	-17	279	I	18	20	49	-8	8	33	18	-1	-1	0	-3	-37	-34	-17
7/29/08 19:12	7/25/08	CEC	Cec Entertainment Inc	KS	Retail	Dining	Eating Places	Frank Richard M	TX	DO	CB,CEO	S.m	-4,524	35.93	25	-126	-27	336	I	17	15	55	-5	3	26	22	-4	-1	-3	-9	-41	-31	-7
5/1/08 17:49	4/29/08	CEC	Cec Entertainment Inc	KS	Retail	Dining	Eating Places	Frank Richard M	TX	DO	CB,CEO	S.m	-2,818	37.57	19	-75	-14	468	I	6	-11	26	70	34	20	17	2	0	1	-4	-5	-43	-19
4/28/08 18:54	4/24/08	CEC	Cec Entertainment Inc	KS	Retail	Dining	Eating Places	Frank Richard M	TX	DO	CB,CEO	M.dm	5,438	29.00	15	188	53	543	M	10	-14	25	63	29	16	19	17	1	2	-7	-2	-42	-13
4/28/08 18:54	4/24/08	CEC	Cec Entertainment Inc	KS	Retail	Dining	Eating Places	Frank Richard M	TX	DO	CB,CEO	S.dm	-10,368	36.06	15	-288	-35	543	M	10	-14	25	63	29	16	19	17	1	2	-7	-2	-42	-13
11/20/07 14:11	11/19/07	WHG	Westwood Holdings Group Inc	DE	Financ	InvAdv	Investment Advice	Frank Richard M	TX	D		P	1	36.60	1	0	0	26	I	127	92	59	42	4	-2	0	-2	-2	-5	-13	-3	9	-14
5/16/07 16:45	3/5/07	CEC	Cec Entertainment Inc	KS	Retail	Dining	Eating Places	Frank Richard M	TX	DO	CB,CEO	M.ad	5,813	15.50	15	375	200	562	I	-1	10	-4	-13	-11	-11	-3	-1	-1	3	1	-28	-24	0
3/7/07 14:59	3/5/07	CEC	Cec Entertainment Inc	KS	Retail	Dining	Eating Places	Frank Richard M	TX	DO	CB,CEO	M.d	5,813	15.50	13	375	200	562	D	13	32	32	6	4	-3	-3	-1	-1	-2	1	-9	-27	-35
2/22/06 17:09	2/22/06	WHG	Westwood Holdings Group Inc		Financ	Loan	Finance Services	Frank Richard M	TX	D		P	398	19.90	0	20	800	23										0	-2	0	-5	-2	28
2/15/06 16:51	2/15/06	WHG	Westwood Holdings Group Inc		Financ	Loan	Finance Services	Frank Richard M	TX	D		P	16	20.12	0	1	47	3										-1	-1	-1	-4	-3	28
2/14/06 18:29	2/13/06	WHG	Westwood Holdings Group Inc		Financ	Loan	Finance Services	Frank Richard M	TX	D		P	2	19.30	0	0	6	2										2	1	1	-3	-1	30
2/13/06 11:26	2/10/06	WHG	Westwood Holdings Group Inc		Financ	Loan	Finance Services	Frank Richard M	TX	D		P	31	19.20	0	2	New	2										2	3	3	0	1	35
11/1/05 15:10	10/28/05	CEC	Cec Entertainment Inc	KS	Retail	Dining	Eating Places	Frank Richard M	TX	DO	CB,CEO	S.d	-362	32.64	12	-11	-7	145	D	5	-12	-10	-11	4	9	7	-2	0	4	6	11	4	2

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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