Himelfarb Richard J - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	1	-1	4	1	8	-8	21	4
P	%wins				0	100	100	100	0	100	67
S	%ret	2	1	10	0	1	-2	-1	2	-5	-1
S	%wins				70	60	60	50	50	50	57

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/3/20 18:14	3/3/20	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	O	SVP	M.d	1,125	63.23	0	18	23	95	D
1/22/20 16:25	1/17/20	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	O	SVP	S	-651	65.07	0	-10	-10	95	D
1/6/20 16:36	1/2/20	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	O	SVP	M.d	0	0.00	0	2	2	105	D
11/8/19 16:19	11/7/19	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	O	SVP	S	-608	60.75	0	-10	-9	104	D
1/4/19 16:26	1/2/19	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	O	SVP	M.d	0	0.00	0	3	2	114	D
1/3/18 17:03	12/29/17	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	O	SVP	M.d	0	0.00	0	6	6	112	D
12/29/17 16:30	12/27/17	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	O	Dir	M.d	0	0.00	0	9	9	108	D
11/14/17 15:39	11/10/17	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	O	Dir	S	-1,572	52.41	0	-30	-22	104	D
2/10/17 16:20	2/9/17	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	S	-1,868	53.38	22	-35	-21	134	D	5	76	47	40	6	9	6	0	1	4	1	-11
1/4/17 17:15	12/30/16	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	M.d	0	0.00	20	7	4	169	D	-1	20	71	30	-1	-2	-4	-1	-2	-1	1	-4
11/23/16 14:05	11/22/16	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	S.d	-1,004	50.20	28	-20	-10	177	D	9	14	36	34	30	32	11	2	0	-2	1	6
1/26/16 15:21	1/22/16	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	M.d	0	0.00	27	5	3	197	D	-36	-34	-42	-24	-26	-23	-9	-6	3	4	-17	5	7	54
6/15/15 15:29	6/12/15	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	S.d	-1,772	59.05	26	-30	-13	194	D	69	30	19	6	11	10	4	2	0	-1	-3	-23	-26	-41
3/3/15 15:30	3/2/15	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	S.d	-1,375	55.00	22	-25	-10	224	D	59	15	16	14	17	10	8	0	-1	-1	1	0	-15	-45
1/23/15 15:05	1/22/15	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	M.d	0	0.00	33	3	1	249	D	38	-2	7	9	-3	-4	1	4	-1	-2	6	10	15	-31
12/5/14 12:10	12/4/14	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	S.d	-1,244	49.75	16	-25	-9	247	D	64	11	7	6	11	3	6	2	2	0	-4	10	16	-9
3/10/14 12:17	3/7/14	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	S.d	-1,200	48.00	19	-25	-8	272	D	33	38	18	8	2	2	-2	-1	0	-1	-5	-3	-2	14
1/27/14 14:29	1/24/14	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	M.d	0	0.00	16	6	2	296	D	27	33	25	16	6	0	-3	-5	-4	-4	1	-4	-3	4
9/4/13 16:06	9/3/13	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	S.d	-1,200	39.99	20	-30	-9	293	D	32	21	17	13	6	-1	0	0	0	6	-1	11	18	17
1/25/13 16:27	1/24/13	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	M.d	0	0.00	14	21	7	323	D	-16	-4	22	9	13	7	3	2	1	2	4	-11	5	31
1/19/12 15:19	1/17/12	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	M.d	0	0.00	11	21	7	308	D	-6	-20	-9	16	6	4	1	2	7	7	18	6	-8	4
1/20/11 15:26	1/19/11	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	M.d	0	0.00	21	10	5	196	D	90	16	40	34	7	-1	0	-4	1	6	19	8	-10	-13
1/21/10 14:16	1/20/10	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	M.d	0	0.00	19	6	3	190	D	100	63	6	-5	-2	-9	-3	-2	-1	0	4	2	-17	16
1/21/09 12:12	1/20/09	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	M.d	0	0.00	30	1	1	186										6	7	3	50	54	63
12/22/08 16:26	12/19/08	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	M.d	0	0.00	24	30	19	185	D	77	38	26	-6	3	20	10	2	-5	-7	-23	-10	-5	26
1/16/08 16:05	12/21/07	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	M.d	0	0.00	18	20	22	110	D	2	-16	-34	-33	-12	-26	-13	-7	-4	-2	11	8	38	34
1/15/08 16:57	1/11/08	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	M.d	0	0.00	17	1	1	91	D	8	-10	-28	-30	-8	-19	-13	2	7	0	18	9	28	44
12/21/06 15:47	12/21/06	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	M.d	0	0.00	2	20	29	90	D	89	9	18	22	10	3	2	-1	-2	0	14	12	47	30
1/19/06 17:36	1/17/06	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	P.d	2,000	25.00	3	80		70										-1	4	1	8	-8	21
8/18/05 13:17	8/16/05	LM	Legg Mason Inc	MD	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	O	EVP	M.d	515	20.49	33	25	8	325	D	128	103	31	30	-1	3	4	-2	-1	-1	-2	8	25	-14
8/4/05 18:26	8/2/05	LM	Legg Mason Inc	MD	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	O	EVP	S.d	-2,593	106.28	33	-24	-7	304	D	138	107	37	34	25	-3	-5	4	-2	4	1	3	28	-18
8/4/05 18:26	8/4/05	LM	Legg Mason Inc	MD	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	O	EVP	M.d	300	25.61	33	12	4	304	D	138	107	37	34	25	-3	-5	4	-2	4	1	3	28	-18
5/27/04 15:06	5/25/04	LM	Legg Mason Inc	MD	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Sr. EVP	M.d	265	21.78	33	12	6	215	D	64	44	13	-7	-6	-1	3	2	0	0	3	-6	15	42
2/20/04 16:29	2/18/04	LM	Legg Mason Inc	MD	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Sr. EVP	S	-1,881	94.07	33	-20	-9	205	D	87	94	34	21	17	7	6	2	-1	1	-3	-7	-15	30
2/4/04 17:26	2/2/04	LM	Legg Mason Inc	MD	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Sr. EVP	M.d	170	21.78	33	8	4	225	D	71	77	31	7	18	8	0	0	0	1	7	3	-11	34
11/4/03 17:01	10/31/03	LM	Legg Mason Inc	MD	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Sr. EVP	S	-1,660	83.02	33	-20	-8	219	D	102	78	48	27	11	8	8	1	1	-1	-6	4	8	13

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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