LM - Legg Mason, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	17	31	1	1	-2	2	4	11	3
P	%wins				84	77	42	68	73	83	71
S	%ret	1	27	65	0	0	1	-1	-8	-22	-5
S	%wins				54	60	56	52	64	80	61

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/12/20 12:36	6/10/20	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	DO	CB,P,CEO	M.d	27,300	36.02	0	758		709	D
6/12/20 12:36	6/10/20	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	DO	CB,P,CEO	S.d	-32,396	49.98	0	-648	-48	709	D
6/11/20 17:09	6/9/20	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	DO	CB,P,CEO	M.d	648	31.46	0	21	4	600	D
6/11/20 17:09	6/9/20	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	DO	CB,P,CEO	S.d	-832	50.04	0	-17	-3	600	D
6/10/20 16:54	6/8/20	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	DO	CB,P,CEO	M.d	8,700	31.46	0	277	87	596	D
6/10/20 16:54	6/8/20	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	DO	CB,P,CEO	S.d	-11,172	50.04	0	-223	-27	596	D
5/22/20 16:53	5/20/20	LM	Financ	InvAdv	Investment Advice	Garden Edward P	NY	D		S	-122,399	49.80	0	-2,458	-100	0	I
5/22/20 16:52	5/20/20	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		S	-122,399	49.80	0	-2,458	-100	0	I
5/19/20 18:43	5/15/20	LM	Financ	InvAdv	Investment Advice	Garden Edward P	NY	D		S.m	-70,983	49.85	0	-1,424	-37	2,458	I
5/19/20 18:42	5/15/20	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		S.m	-70,983	49.85	0	-1,424	-37	2,458	I
4/1/20 18:06	3/31/20	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	M.d	7,498	36.44	0	206		153	D
4/1/20 18:06	3/31/20	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	S.d	-8,700	48.79	0	-178	-54	153	D
4/1/20 18:04	3/31/20	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	O	CB,P,CEO	M.d	827	23.72	0	35	7	558	D
4/1/20 18:04	3/31/20	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	O	CB,P,CEO	S.d	-1,115	48.74	0	-23	-4	558	D
3/12/20 15:05	3/12/20	LM	Financ	InvAdv	Investment Advice	Nachtwey Peter	MD	O	Sr. EVP,	S	-548	48.32	0	-11	-6	175	D
3/6/20 15:59	3/4/20	LM	Financ	InvAdv	Investment Advice	Merchant Thomas C	MD	O	EVP,GC	M.d	1,492	35.69	0	42	86	91	D
3/6/20 15:59	3/4/20	LM	Financ	InvAdv	Investment Advice	Merchant Thomas C	MD	O	EVP,GC	S.d	-1,691	49.82	0	-34	-27	91	D
3/6/20 15:58	3/4/20	LM	Financ	InvAdv	Investment Advice	Nachtwey Peter	MD	O	Sr. EVP,	M.d	4,450	38.56	0	115	162	187	D
3/6/20 15:58	3/4/20	LM	Financ	InvAdv	Investment Advice	Nachtwey Peter	MD	O	Sr. EVP,	S.d	-5,068	49.82	0	-102	-35	187	D
3/6/20 15:57	3/5/20	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	M.d	47	23.72	0	2	2	125	D
3/6/20 15:57	3/5/20	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	S.d	-72	49.92	0	-1	-1	125	D
3/5/20 15:58	3/3/20	LM	Financ	InvAdv	Investment Advice	Lattin Patricia	MD	O	EVP	M.d	1,023	38.50	0	27	127	48	D
3/5/20 15:58	3/3/20	LM	Financ	InvAdv	Investment Advice	Lattin Patricia	MD	O	EVP	S.d	-1,127	49.81	0	-23	-32	48	D
3/5/20 15:57	3/3/20	LM	Financ	InvAdv	Investment Advice	Merchant Thomas C	MD	O	EVP,GC	M.d	942	37.69	0	25	43	83	D
3/5/20 15:57	3/3/20	LM	Financ	InvAdv	Investment Advice	Merchant Thomas C	MD	O	EVP,GC	S.d	-1,047	49.83	0	-21	-20	83	D
3/5/20 15:56	3/3/20	LM	Financ	InvAdv	Investment Advice	Nachtwey Peter	MD	O	Sr. EVP,	M.d	1,366	29.22	0	47	37	173	D
3/5/20 15:56	3/3/20	LM	Financ	InvAdv	Investment Advice	Nachtwey Peter	MD	O	Sr. EVP,	S.d	-1,126	49.83	0	-23	-12	173	D
5/17/19 13:54	5/16/19	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	M.d	647	33.99	0	19	18	125	D
5/17/19 13:54	5/16/19	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	S.d	-671	36.21	0	-19	-13	125	D
5/17/19 13:47	5/16/19	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	O	Sr. EVP	M.d	932	33.99	0	27	5	546	D
5/17/19 13:47	5/16/19	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	O	Sr. EVP	S.d	-958	36.18	0	-26	-5	546	D
5/17/19 13:45	5/16/19	LM	Financ	InvAdv	Investment Advice	Merchant Thomas C	MD	O	EVP,GC	M.d	194	33.99	0	6	8	79	D
5/17/19 13:45	5/16/19	LM	Financ	InvAdv	Investment Advice	Merchant Thomas C	MD	O	EVP,GC	S.d	-202	36.11	0	-6	-7	79	D
5/17/19 13:43	5/16/19	LM	Financ	InvAdv	Investment Advice	Nachtwey Peter	MD	O	CFO	M.d	324	33.99	0	10	7	149	D
5/17/19 13:43	5/16/19	LM	Financ	InvAdv	Investment Advice	Nachtwey Peter	MD	O	CFO	S.d	-332	36.13	0	-9	-6	149	D
5/17/19 13:41	5/16/19	LM	Financ	InvAdv	Investment Advice	Schliessler Ursula	MD	O	EVP,CAO	M.d	126	33.99	0	4	18	24	D
5/17/19 13:41	5/16/19	LM	Financ	InvAdv	Investment Advice	Schliessler Ursula	MD	O	EVP,CAO	S.d	-130	36.03	0	-4	-13	24	D
5/17/19 13:39	5/15/19	LM	Financ	InvAdv	Investment Advice	Lattin Patricia	MD	O	EVP	M.d	81	33.99	0	2	6	44	D
5/17/19 13:39	5/15/19	LM	Financ	InvAdv	Investment Advice	Lattin Patricia	MD	O	EVP	S.d	-82	34.99	0	-2	-5	44	D
9/26/18 15:58	9/24/18	LM	Financ	InvAdv	Investment Advice	Cashman Frances	MD	O	EVP	M.d	317	31.47	0	10	19	63	D
9/26/18 15:58	9/24/18	LM	Financ	InvAdv	Investment Advice	Cashman Frances	MD	O	EVP	S.d	-318	31.61	0	-10	-14	63	D
5/18/18 14:17	5/17/18	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	M.d	192	33.25	0	6	6	109	D
5/18/18 14:14	5/16/18	LM	Financ	InvAdv	Investment Advice	Lattin Patricia	MD	O	EVP	M.ad	32	33.25	0	1	2	42	D
5/18/18 14:14	5/16/18	LM	Financ	InvAdv	Investment Advice	Lattin Patricia	MD	O	EVP	S.ad	-35	38.95	0	-1	-2	42	D
5/18/18 14:12	5/16/18	LM	Financ	InvAdv	Investment Advice	Merchant Thomas C	MD	O	EVP,GC	M.ad	93	33.25	0	3	4	66	D
5/18/18 14:12	5/16/18	LM	Financ	InvAdv	Investment Advice	Merchant Thomas C	MD	O	EVP,GC	S.ad	-98	38.80	0	-3	-4	66	D
5/17/18 17:24	5/15/18	LM	Financ	InvAdv	Investment Advice	Lattin Patricia	MD	O	EVP	M.d	32	33.25	0	1	2	42	D
5/17/18 17:24	5/16/18	LM	Financ	InvAdv	Investment Advice	Lattin Patricia	MD	O	EVP	S.d	-35	38.95	0	-1	-2	42	D
5/17/18 17:16	5/16/18	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	O	Sr. EVP	M.d	1,151	33.25	0	35	8	471	D
5/17/18 17:16	5/16/18	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	O	Sr. EVP	S.d	-1,216	38.81	0	-31	-6	471	D
5/17/18 17:12	5/15/18	LM	Financ	InvAdv	Investment Advice	Merchant Thomas C	MD	O	EVP,GC	M.d	93	33.25	0	3	4	66	D
5/17/18 17:12	5/16/18	LM	Financ	InvAdv	Investment Advice	Merchant Thomas C	MD	O	EVP,GC	S.d	-98	38.80	0	-3	-4	66	D
6/30/17 17:02	6/28/17	LM	Financ	InvAdv	Investment Advice	Chen Tian Qiao	U0	DT		S	-162,655	38.43	0	-4,233	-43	5,571	I
5/2/17 15:30	5/1/17	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	S	-327	37.24	33	-9	-8	100	D	-26	20	23	18	5	2	-1	-2	0	-3
5/2/17 15:28	5/1/17	LM	Financ	InvAdv	Investment Advice	Schliessler Ursula	MD	O	EVP,CAO	S	-65	37.39	33	-2	-11	14	D	-26	20	23	18	5	2	-1	-2	0	-3
3/27/17 14:14	3/24/17	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	M.d	412	27.45	33	15	16	109	D	-34	5	2	11	-1	-5	-5	0	1	4	10
3/27/17 14:14	3/24/17	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	S.d	-465	34.88	33	-13	-11	109	D	-34	5	2	11	-1	-5	-5	0	1	4	10
2/17/17 12:37	2/16/17	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	DO	CB,P,CEO	M.d	961	27.45	33	35	11	363	D	-36	33	8	13	16	15	4	1	2	3	-1
2/17/17 12:37	2/16/17	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	DO	CB,P,CEO	S.d	-1,073	36.06	33	-30	-8	363	D	-36	33	8	13	16	15	4	1	2	3	-1
2/17/17 12:36	2/16/17	LM	Financ	InvAdv	Investment Advice	Merchant Thomas C	MD	O	EVP,GC	M.d	206	27.45	33	8	18	50	D	-36	33	8	13	16	15	4	1	2	3	-1
2/17/17 12:36	2/16/17	LM	Financ	InvAdv	Investment Advice	Merchant Thomas C	MD	O	EVP,GC	S.d	-238	36.06	33	-7	-12	50	D	-36	33	8	13	16	15	4	1	2	3	-1
1/20/17 20:17	1/18/17	LM	Financ	InvAdv	Investment Advice	Chen Tian Qiao	U0	T		P	960	31.58	33	30	0	9,800	I	-38	2	-3	0	0	5	3	-2	2	1	14	19
1/11/17 06:22	1/9/17	LM	Financ	InvAdv	Investment Advice	Chen Tian Qiao	U0	T		S.m	-23,504	30.93	33	-760	-7	9,750	I	-40	-9	1	-5	0	1	5	0	2	2	12	18
6/24/16 06:56	6/22/16	LM	Financ	InvAdv	Investment Advice	Chen Tian Qiao	U0	T		S	-514	32.11	33	-16	0	10,510	I	-34	-36	-15	-3	5	-3	6	4	-10	-10	1	6	-3
6/7/16 10:00	6/6/16	LM	Financ	InvAdv	Investment Advice	Davidson Carol Anthony	MD	D		P	102	33.92	33	3	New	3	D	-29	-35	-20	6	0	12	2	2	0	-9	-17	1	-9
5/3/16 13:49	5/2/16	LM	Financ	InvAdv	Investment Advice	Schliessler Ursula	MD	O	EVP,CAO	S	-53	31.69	33	-2	-13	11	D	-29	-41	-29	8	-8	-1	-9	-9	-4	-3	7	7	-7
5/3/16 13:47	5/2/16	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	S	-301	31.65	33	-10	-10	88	D	-29	-41	-29	8	-8	-1	-9	-9	-4	-3	7	7	-7
4/12/16 09:32	4/11/16	LM	Financ	InvAdv	Investment Advice	Trian Fund Management, L.P.	NY	H	Former 1	S	-336,837	32.00	33	-10,526	-95	514	I	-29	-41	-28	-10	11	-9	-9	-3	2	8	0	-4	7
4/12/16 09:31	4/11/16	LM	Financ	InvAdv	Investment Advice	Trian Fund Management, L.P.	NY	H	Former 1	S	-336,837	32.00	33	-10,526	-95	514	I	-29	-41	-28	-10	11	-9	-9	-3	2	8	0	-4	7
2/2/16 14:55	2/1/16	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	DO	CB,P,CEO	M.d	1,049	14.81	33	71	30	307	D	-29	-45	-39	-34	-24	-15	-6	1	-6	-11	3	8	15	9
2/2/16 14:55	2/1/16	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	DO	CB,P,CEO	S.d	-1,587	29.70	33	-53	-15	307	D	-29	-45	-39	-34	-24	-15	-6	1	-6	-11	3	8	15	9
1/27/16 15:14	1/26/16	LM	Financ	InvAdv	Investment Advice	Reed W Allen	MD	D		P	297	29.68	33	10	30	44	D	-28	-46	-37	-34	-25	-23	-9	-6	0	-5	-6	17	13	15
1/27/16 15:13	1/26/16	LM	Financ	InvAdv	Investment Advice	Kass Dennis M.	MD	D		P	104	29.80	33	4	17	24	D	-28	-46	-37	-34	-25	-23	-9	-6	0	-5	-6	17	13	15
1/26/16 16:43	1/26/16	LM	Financ	InvAdv	Investment Advice	Nachtwey Peter	MD	O	EVP,CFO	P	598	29.92	33	20	22	109	D	-31	-45	-37	-34	-29	-26	-12	-7	0	0	-6	17	12	15
1/26/16 16:41	1/26/16	LM	Financ	InvAdv	Investment Advice	Murphy John V	MD	D		P	149	29.74	33	5	39	18	D	-31	-45	-37	-34	-29	-26	-12	-7	0	0	-6	17	12	15
1/26/16 16:40	1/26/16	LM	Financ	InvAdv	Investment Advice	Myers John H	MD	D		P	60	29.77	33	2	15	15	D	-31	-45	-37	-34	-29	-26	-12	-7	0	0	-6	17	12	15
1/26/16 16:39	1/26/16	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	DO	CB,P,CEO	P	745	29.81	33	25	9	295	D	-31	-45	-37	-34	-29	-26	-12	-7	0	0	-6	17	12	15
5/28/15 09:10	5/26/15	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	H	Former 1	S.m	-16,918	53.84	33	-314	-3	11,040	I	58	12	-3	-8	-1	-1	-1	0	-1	1	-4	-20	-20	-36
5/20/15 17:36	5/18/15	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	T		S.m	-11,905	54.41	33	-219	-2	11,354	I	54	13	-1	-7	0	1	0	-1	0	0	0	-9	-19	-39
5/6/15 10:53	5/5/15	LM	Financ	InvAdv	Investment Advice	Schliessler Ursula	MD	O	EVP,CAO	S	-84	55.32	33	-2	-10	14	D	75	20	6	-3	-4	1	0	4	-1	-2	-2	-9	-16	-43
5/5/15 17:31	5/1/15	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	T		S.m	-23,032	55.23	33	-417	-3	11,573	I	78	20	7	-1	-5	2	1	3	-1	-1	0	-9	-18	-43
5/4/15 14:31	5/1/15	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	S	-488	54.27	33	-9	-10	83	D	80	19	7	-1	-6	0	1	1	1	-1	-2	-10	-17	-41
4/15/15 17:25	4/13/15	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	T		S	-2,751	55.01	33	-50	0	11,990	I	74	27	10	3	-6	-5	-2	-1	0	-1	-1	-9	-19	-36
4/8/15 17:31	4/6/15	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	T		S.m	-12,136	55.15	33	-220	-2	12,040	I	81	16	6	4	-7	-5	-2	-2	1	0	0	-7	-21	-39
4/2/15 18:38	4/1/15	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	T		S.m	-34,836	55.47	33	-628	-5	12,260	I	79	14	9	3	-5	-2	-5	-1	-1	-1	-1	-7	-25	-37
12/23/14 11:56	12/22/14	LM	Financ	InvAdv	Investment Advice	Krongard Cheryl Gordon	MD	D		S	-67	54.27	33	-1	-4	27	D	110	27	7	10	0	-1	5	6	1	-1	1	2	-3	-28
5/5/14 14:11	5/5/14	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	S	-420	46.10	33	-9	-10	78	D	85	49	21	11	-1	8	0	0	-1	2	5	1	12	20
10/30/13 15:58	10/29/13	LM	Financ	InvAdv	Investment Advice	Reed W Allen	MD	D		S	-771	38.59	33	-20	-41	29	D	49	60	26	14	12	18	6	6	-1	0	1	11	20	34
6/6/13 11:27	4/16/13	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	P	2	31.14	33	0	0	87	D	6	40	32	14	8	-4	-4	-4	2	-3	-7	0	18	53
5/3/13 12:14	5/2/13	LM	Financ	InvAdv	Investment Advice	Johnson Terence	MD	O	EVP	S	-233	31.35	33	-7	-10	64	D	-12	24	28	15	0	-1	3	1	1	6	10	11	23	49
11/5/12 12:35	11/1/12	LM	Financ	InvAdv	Investment Advice	Reed W Allen	MD	D		P.m	511	25.55	33	20	80	45	D	-21	-1	5	2	-2	1	0	0	1	0	1	7	33	58
9/12/11 15:52	9/9/11	LM	Financ	InvAdv	Investment Advice	Lemke Thomas P	MD	O	EVP,GC	P	106	26.39	33	4	10	44	D	-10	-8	-24	-17	-12	2	-8	0	1	11	5	-1	7	-1
8/9/11 15:46	8/8/11	LM	Financ	InvAdv	Investment Advice	Cahill John T	MD	D		P	249	24.93	33	10	37	37	I	-13	-17	-30	-29	-23	-22	-17	-16	8	14	12	11	12	8
8/8/11 16:53	8/4/11	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P	22,169	28.06	33	790	6	14,702	I	-3	-7	-22	-21	-14	-12	-12	-3	8	9	6	10	12	8
8/8/11 16:53	8/1/11	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P.am	76,506	28.86	33	2,651	24	13,912	I	-3	-7	-22	-21	-14	-12	-12	-3	8	9	6	10	12	8
8/2/11 15:01	8/1/11	LM	Financ	InvAdv	Investment Advice	Cahill John T	MD	D		P	293	29.30	33	10	57	27	I	6	1	-11	-20	-7	-8	-9	-3	-5	-17	-4	-1	-13	-16
3/31/11 17:29	3/29/11	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P.m	6,076	35.74	33	170	2	11,257	I	129	26	20	-2	-1	7	4	3	2	1	3	-9	-28	-23
7/1/10 09:28	6/29/10	LM	Financ	InvAdv	Investment Advice	Fetting Mark R	MD	O	CB,P,CEO	M.d	553	26.31	33	21	15	162	D	-33	15	-7	-2	-10	-11	-14	-9	-1	3	3	8	32	18
7/1/10 09:07	6/29/10	LM	Financ	InvAdv	Investment Advice	Daley Charles J Jr	MD	O	EVP,CFO,	M.d	533	26.31	33	20	37	75	D	-33	15	-7	-2	-10	-11	-14	-9	-1	3	3	8	32	18
6/7/10 10:58	6/3/10	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P.m	30,401	30.40	33	1,000	10	11,083	I	-41	28	4	4	-7	-11	2	2	0	8	-8	-10	18	7
5/27/10 16:51	5/25/10	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P	4,060	28.08	33	145	1	10,083	I	-42	63	1	16	-12	1	-11	-3	-3	2	1	-18	7	9
5/18/10 16:29	5/14/10	LM	Financ	InvAdv	Investment Advice	Koerner John E III	MD	D		P	38	33.81	33	1	5	23	I	-39	79	5	26	4	11	14	-3	-2	-6	3	-11	5	7
2/8/10 16:50	2/4/10	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	O	Sr. EVP	S	-414	25.01	33	-17	-7	219	D	-62	62	-12	-14	-17	-18	-8	-6	2	5	18	13	19	42
2/8/10 16:50	2/4/10	LM	Financ	InvAdv	Investment Advice	Sullivan Joseph A	MD	O	Sr. EVP	P.m	1,064	24.98	33	43	24	219	D	-62	62	-12	-14	-17	-18	-8	-6	2	5	18	13	19	42
1/4/10 16:49	12/31/09	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P	15,863	30.21	33	525	6	9,613	I	-56	41	26	4	0	11	2	0	0	2	-13	4	-9	21
12/31/09 16:21	12/23/09	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P.a	7,479	29.92	33	250	3	8,971	I	-57	45	23	-3	-4	8	4	-1	0	1	-13	2	-8	21
12/30/09 16:46	12/28/09	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P.m	3,472	30.19	33	115	1	9,058	I	-55	56	25	-3	-3	5	6	1	0	2	-14	-5	-7	23
12/28/09 16:45	12/23/09	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P.m	7,539	29.92	33	252	3	8,943	I	-56	56	20	5	-4	5	8	3	1	0	-10	-3	3	23
12/22/09 17:14	12/21/09	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P.m	6,757	29.38	33	230	3	8,721	I	-56	41	34	-6	-7	3	9	3	1	2	-9	0	6	27
12/21/09 16:57	12/17/09	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P.m	23,390	28.43	33	823	11	8,491	I	-57	39	30	-9	-4	2	3	2	1	2	-4	1	7	24
12/17/09 17:19	12/15/09	LM	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P.dm	20,391	28.44	33	717	10	7,668	I	-57	37	23	-12	-1	-2	-1	4	1	5	8	3	12	25
7/28/09 17:51	7/24/09	LM	Financ	InvAdv	Investment Advice	Koerner John E III	MD	D		M.d	215	23.87	33	9	56	25	D	-68	-27	50	46	11	19	13	5	1	0	5	16	0	7
7/28/09 16:26	7/24/09	LM	Financ	InvAdv	Investment Advice	Ukrop James E	MD	D		M.d	215	23.87	33	9	8	122	D	-68	-27	50	46	11	19	13	5	1	0	5	16	0	7
7/28/09 16:26	7/24/09	LM	Financ	InvAdv	Investment Advice	Ukrop James E	MD	D		S.d	-244	27.12	33	-9	-7	122	D	-68	-27	50	46	11	19	13	5	1	0	5	16	0	7
3/30/09 16:33	3/27/09	LM	Financ	InvAdv	Investment Advice	Bain Peter L	MD	O	Sr. EVP	S	0	0.00	33	-29	-50	30										6	16	21	65	87	90
2/25/09 14:55	2/23/09	LM	Financ	InvAdv	Investment Advice	Bain Peter L	MD	O	Sr. EVP	S	-1	13.43	33	0	0	59	B									-5	-19	16	37	103	85
1/5/09 13:25	12/17/08	LM	Financ	InvAdv	Investment Advice	Koerner John E III	MD	D		S	-272	20.89	33	-13	-45	16	B									11	3	-30	-22	4	36
12/19/08 13:14	12/17/08	LM	Financ	InvAdv	Investment Advice	Koerner John E III	MD	D		S	-689	20.88	33	-33	-53	29	D	-77	-70	-57	-47	12	19	14	11	1	-6	-9	-23	7	39
8/19/08 17:39	8/15/08	LM	Financ	InvAdv	Investment Advice	Bain Peter L	MD	O	Sr. EVP	P	2	43.72	33	0	0	59	I	-52	-53	-39	-26	4	4	5	3	1	2	-9	-57	-59	-26
7/23/08 14:12	7/22/08	LM	Financ	InvAdv	Investment Advice	Ukrop James E	VA	D		M.d	184	20.49	33	9	8	122	D	-61	-62	-48	-36	-30	-11	10	2	9	8	8	-38	-47	-25
7/3/08 10:56	7/1/08	LM	Financ	InvAdv	Investment Advice	Obrien Edward I	MD	D		M.d	184	20.49	33	9	24	47	D	-60	-60	-45	-34	-26	-24	-19	-11	-3	-7	4	-8	-43	-36
6/23/08 16:35	6/19/08	LM	Financ	InvAdv	Investment Advice	Bain Peter L	MD	O	Sr. EVP	M.d	1,205	35.27	33	34	221	50	D	-48	-48	-29	-13	-8	-4	0	-2	0	-9	-23	-16	-53	-50
6/11/08 16:51	6/9/08	LM	Financ	InvAdv	Investment Advice	Daley Charles J Jr	MD	O	SVP,CFO,	M.d	529	35.27	33	15	102	30	D	-45	-46	-30	-18	-14	-5	-2	-3	2	2	-27	-13	-59	-49
6/11/08 16:51	6/9/08	LM	Financ	InvAdv	Investment Advice	Daley Charles J Jr	MD	O	SVP,CFO,	S.d	-132	52.99	33	-3	-8	30	D	-45	-46	-30	-18	-14	-5	-2	-3	2	2	-27	-13	-59	-49
6/3/08 17:09	5/30/08	LM	Financ	InvAdv	Investment Advice	Fetting Mark R	MD	DO	P,CEO	M.d	1,323	35.27	33	38	125	67	D	-44	-46	-28	-18	-9	-5	-1	0	0	-2	-22	-16	-66	-56
5/28/08 15:33	5/23/08	LM	Financ	InvAdv	Investment Advice	Mason Raymond A	MD	D		M.d	505	35.27	33	14	1	2,494	D	-44	-46	-23	-23	-4	-5	-6	0	-1	-1	-9	-25	-74	-65
5/19/08 17:25	5/15/08	LM	Financ	InvAdv	Investment Advice	Mason Raymond A	MD	D		M.d	882	35.27	33	25	1	2,479	D	-43	-42	-23	-18	-6	-8	1	2	-1	-5	-7	-21	-67	-62
5/19/08 17:25	5/15/08	LM	Financ	InvAdv	Investment Advice	Mason Raymond A	MD	D		S.d	-1,417	56.69	33	-25	-1	2,479	D	-43	-42	-23	-18	-6	-8	1	2	-1	-5	-7	-21	-67	-62
5/14/08 17:41	5/12/08	LM	Financ	InvAdv	Investment Advice	Mason Raymond A	MD	D		M.dm	2,645	35.27	33	75	3	2,479	D	-46	-44	-23	-21	-6	-6	-15	1	2	-1	-7	-26	-69	-67
5/14/08 17:41	5/12/08	LM	Financ	InvAdv	Investment Advice	Mason Raymond A	MD	D		S.dm	-4,180	55.73	33	-75	-3	2,479	D	-46	-44	-23	-21	-6	-6	-15	1	2	-1	-7	-26	-69	-67
4/2/08 15:55	4/1/08	LM	Financ	InvAdv	Investment Advice	Koerner John E III	MD	D		M.d	184	20.49	33	9	18	58	D	-52	-37	-30	-17	-14	-8	5	5	0	0	3	-25	-36	-72
2/5/08 11:52	2/4/08	LM	Financ	InvAdv	Investment Advice	Abbaei Mike	MD	O	EVP	M.d	99	26.31	33	4	5	85	D	-45	-30	-15	-9	3	1	1	1	-4	-4	-11	-14	-45	-78
2/4/08 16:23	2/1/08	LM	Financ	InvAdv	Investment Advice	Mason Raymond A	MD	D		M.d	353	35.27	33	10	0	2,479	D	-42	-29	-16	-11	3	3	-1	3	-4	-5	-11	-11	-44	-77
2/1/08 17:40	2/1/08	LM	Financ	InvAdv	Investment Advice	Fetting Mark R	MD	DO	P,CEO	P	1,004	73.85	33	14	52	40	D	-44	-31	-18	-11	-2	-1	0	0	-1	-3	-12	-15	-46	-79
12/19/07 18:11	12/19/07	LM	Financ	InvAdv	Investment Advice	Schipke Roger W	MD	D		S	-95	72.77	33	-1	-5	25	I	-37	-23	-26	-13	-5	-3	-4	-2	-1	2	-3	-21	-27	-69
12/12/07 17:20	12/12/07	LM	Financ	InvAdv	Investment Advice	Schipke Roger W	MD	D		S	-100	77.27	33	-1	-5	26	I	-36	-22	-23	-3	-7	7	-1	-2	-1	-3	-5	-17	-30	-73
12/12/07 12:57	12/10/07	LM	Financ	InvAdv	Investment Advice	Abbaei Mike	MD	O	EVP	S	-395	79.05	33	-5	-6	81	D	-36	-22	-23	-3	-7	7	-1	-2	0	-3	-5	-18	-31	-73
12/6/07 14:46	12/5/07	LM	Financ	InvAdv	Investment Advice	Schipke Roger W	MD	D		S	-97	74.29	33	-1	-4	28	I	-38	-23	-23	-12	-8	0	8	-3	3	1	-4	-14	-28	-77
11/30/07 14:05	11/28/07	LM	Financ	InvAdv	Investment Advice	Schipke Roger W	MD	D		S	-93	71.84	33	-1	-4	29	I	-38	-21	-26	-15	-12	0	5	7	4	4	0	-11	-28	-75
11/26/07 17:16	11/21/07	LM	Financ	InvAdv	Investment Advice	Schipke Roger W	MD	D		S	-90	69.35	33	-1	-4	30	I	-43	-26	-30	-21	-19	-10	-5	0	4	11	9	3	-21	-77
8/21/07 15:57	8/17/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Mason Raymond A	MD	DO	CB,P,CEO	M.d	705	35.27	33	20	1	2,469	D	-17	-4	-17	-13	-11	-3	1	2	1	0	-3	-17	-19	-54
7/2/07 10:43	6/28/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Ukrop James E	VA	D		M.d	116	14.52	33	8	8	113	D	-4	1	4	5	-1	-1	-1	-1	2	2	-9	-14	-27	-55
6/22/07 12:32	6/20/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Spector Elisabeth N	MD	O	SVP	M.d	286	23.87	33	12	28	55	D	18	0	3	4	0	-1	1	-2	-1	2	0	-17	-27	-48
6/22/07 12:32	6/20/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Spector Elisabeth N	MD	O	SVP	S.d	-451	100.62	33	-4	-8	55	D	18	0	3	4	0	-1	1	-2	-1	2	0	-17	-27	-48
6/15/07 09:29	7/20/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Hirschmann James W III	MD	O	P,COO	M.d	100	20.49	33	5	16	35	D	20	5	3	3	-5	-1	0	0	1	-1	2	-21	-24	-45
6/14/07 17:18	6/12/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Obrien Edward I	MD	D		M.d	116	14.52	33	8	24	41	D	18	4	2	2	-3	-3	-1	0	1	0	3	-21	-24	-47
6/14/07 17:18	6/12/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Obrien Edward I	MD	D		S.d	-784	98.03	33	-8	-16	41	D	18	4	2	2	-3	-3	-1	0	1	0	3	-21	-24	-47
6/14/07 16:01	6/13/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Bilson F Barry	MD	O	SVP	M.d	358	23.87	33	15	10	163	D	18	4	2	2	-3	-3	-1	0	1	0	3	-21	-24	-47
6/14/07 16:01	6/13/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Bilson F Barry	MD	O	SVP	S.d	-475	98.89	33	-5	-3	163	D	18	4	2	2	-3	-3	-1	0	1	0	3	-21	-24	-47
6/7/07 12:44	6/6/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Scheve Timothy C	MD	O	Sr. EVP	M.d	716	23.87	33	30	21	173	D	17	7	5	0	-2	1	-1	-1	-2	0	2	-13	-25	-44
6/7/07 12:44	6/6/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Scheve Timothy C	MD	O	Sr. EVP	S.d	-2,962	98.72	33	-30	-15	173	D	17	7	5	0	-2	1	-1	-1	-2	0	2	-13	-25	-44
6/6/07 15:47	6/4/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	St George Nicholas J	MD	D		M.d	399	22.18	33	18	82	40	D	16	4	4	0	2	1	-1	-2	0	-1	1	-12	-24	-46
6/6/07 15:47	6/4/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	St George Nicholas J	MD	D		S.d	-1,801	100.07	33	-18	-31	40	D	16	4	4	0	2	1	-1	-2	0	-1	1	-12	-24	-46
6/5/07 15:44	6/1/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Daley Charles J Jr	MD	O	SVP,CFO,	M.d	286	23.87	33	12	112	23	D	20	5	4	3	1	1	-2	-1	-1	-1	1	-13	-23	-46
6/5/07 15:44	6/1/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Daley Charles J Jr	MD	O	SVP,CFO,	S.d	-704	100.62	33	-7	-24	23	D	20	5	4	3	1	1	-2	-1	-1	-1	1	-13	-23	-46
5/18/07 17:23	5/17/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Mason Raymond A	MD	DO	CB,P,CEO	S.dm	-5,613	98.47	33	-57	-2	2,458	D	26	-3	7	-6	1	-1	-7	-1	1	1	1	-13	-25	-43
5/18/07 17:23	5/18/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Mason Raymond A	MD	DO	CB,P,CEO	M.d	6,118	31.09	33	197	9	2,458	D	26	-3	7	-6	1	-1	-7	-1	1	1	1	-13	-25	-43
5/16/07 18:15	5/14/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Mason Raymond A	MD	DO	CB,P,CEO	M.dm	9,647	32.16	33	300	14	2,380	D	27	-3	7	-3	2	-3	-7	-1	0	4	2	-12	-25	-42
5/16/07 18:15	5/14/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Mason Raymond A	MD	DO	CB,P,CEO	S.dm	-9,870	98.70	33	-100	-4	2,380	D	27	-3	7	-3	2	-3	-7	-1	0	4	2	-12	-25	-42
4/3/07 16:14	4/2/07	LM	Financ	FinTrd	Security Brokers, Dealers & F	Koerner John E III	MD	D		M.d	116	14.52	33	8	18	53	D	22	-24	-5	-1	-10	-2	-1	-1	0	0	7	5	-11	-39
2/12/07 16:19	6/14/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Schipke Roger W	MD	D		M.a	116	46.39	33	3	10	27	I	30	-21	23	11	8	1	-2	-2	0	2	-6	-1	-14	-30
9/11/06 16:34	9/8/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Obrien Edward I	MD	D		S	-274	91.23	33	-3	-7	41	D	70	-16	-28	-7	5	-2	1	-1	4	13	13	7	6	-13
8/11/06 15:30	8/11/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Bilson F Barry	MD	O	SVP	P	249	83.01	33	3	2	155	D	66	-22	-36	-20	-16	-12	2	-2	-1	8	8	12	21	5
8/2/06 13:06	8/2/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Hirschmann James W III	MD	O	P,COO	P	996	83.00	33	12	67	30	D	59	-19	-36	-29	-18	-14	-14	-2	3	3	10	9	27	8
8/1/06 14:15	7/28/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Hirschmann James W III	MD	O	P,COO	M.d	299	33.18	33	9	100	18	D	62	-18	-36	-25	-17	-14	-13	0	-1	3	7	7	26	7
7/31/06 15:35	7/27/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Mason Raymond A	MD	DO	CB,CEO	M.d	817	32.69	33	25	1	2,328	D	64	-17	-36	-28	-17	-12	-13	-1	-2	2	4	5	23	6
7/25/06 18:00	7/21/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Bilson F Barry	MD	O	SVP	M.d	461	20.49	33	23	17	152	D	82	-15	-28	-25	-2	-7	-1	-4	-3	-3	4	0	19	11
7/19/06 17:02	7/18/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Ukrop James E	VA	D		M.d	58	7.23	33	8	8	108	D	91	-14	-25	-23	2	-6	-3	0	-2	-12	-11	-10	5	3
7/19/06 16:50	7/17/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Obrien Edward I	MD	D		M.d	58	7.23	33	8	22	44	D	91	-14	-25	-23	2	-6	-3	0	-2	-12	-11	-10	5	3
6/26/06 17:07	6/22/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Chowdhury Deepak	MD	O	SVP	M.d	913	26.07	33	35	131	62										-1	-2	-15	-2	-6	-1
6/15/06 14:53	6/14/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Schipke Roger W	MD	D		M.d	343	48.97	33	7	29	32	B									6	4	-3	2	0	4
6/15/06 12:14	8/10/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Schipke Roger W	MD	D		S.a	-491	109.00	33	-5	-17	23	B									6	4	-3	2	0	4
5/17/06 19:01	5/15/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Koerner John E III	MD	D		M.d	58	7.23	33	8	22	45	B									0	-2	1	-12	-7	0
5/4/06 17:19	5/2/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Schipke Roger W	MD	D		M.d	302	46.39	33	7	27	31	B									3	-6	-16	-26	-21	-8
3/29/06 18:52	3/27/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Daley Charles J Jr	MD	O	SVP,CFO,	M.d	154	20.49	33	8	80	17										-1	0	-1	-20	-19	-24
3/29/06 18:52	3/27/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Daley Charles J Jr	MD	O	SVP,CFO,	S.d	-256	128.02	33	-2	-11	17										-1	0	-1	-20	-19	-24
3/29/06 18:40	3/27/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Scheve Timothy C	MD	O	Sr. EVP	M.d	400	20.49	33	20	13	165										-1	0	-1	-20	-19	-24
2/27/06 18:04	2/23/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Schipke Roger W	MD	D		M.d	294	32.69	33	9	60	24	B									-3	0	-5	-27	-34	-24
2/27/06 18:04	2/23/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Schipke Roger W	MD	D		S.d	-1,222	135.73	33	-9	-27	24	B									-3	0	-5	-27	-34	-24
2/7/06 18:29	2/3/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Schipke Roger W	MD	D		M.d	237	26.31	33	9	60	24	B									1	-1	-1	-10	-33	-18
2/7/06 18:29	2/3/06	LM	Financ	FinTrd	Security Brokers, Dealers & F	Schipke Roger W	MD	D		S.d	-1,192	132.46	33	-9	-27	24	B									1	-1	-1	-10	-33	-18
12/27/05 17:54	12/22/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Adams Harold L	MD	D		M.d	573	16.86	33	34	204	51	D	144	72	22	13	5	1	1	0	0	0	9	5	-17	-21
12/27/05 17:54	12/22/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Adams Harold L	MD	D		S.d	-1,775	120.58	33	-15	-23	51	D	144	72	22	13	5	1	1	0	0	0	9	5	-17	-21
11/25/05 17:53	11/22/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Taber Edward A III	MD	O	EVP	S	-6,358	122.27	33	-52	-50	52	D	143	87	52	19	22	12	6	4	-4	-2	-3	7	-21	-23
11/21/05 17:32	11/17/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Sabelhaus Robert G	MD	O	EVP	S	-1,196	119.57	33	-10	-4	244	D	142	88	46	13	14	12	6	5	-2	-3	-2	8	-22	-22
11/10/05 19:33	11/8/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Ukrop James E	VA	D		S	-15	111.66	33	0	0	115	I	109	77	46	5	6	10	6	0	0	0	4	14	-13	-21
11/3/05 09:49	11/1/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	St George Nicholas J	MD	D		M.d	116	14.52	33	8	24	41	D	100	77	40	6	3	8	1	7	1	3	10	19	7	-18
11/3/05 09:49	11/1/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	St George Nicholas J	MD	D		S.d	-857	107.21	33	-8	-16	41	D	100	77	40	6	3	8	1	7	1	3	10	19	7	-18
10/31/05 16:42	10/27/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Taber Edward A III	MD	O	EVP	S	-275	105.93	33	-3	-2	104	D	89	64	46	2	-2	-2	-1	1	1	6	16	22	9	-17
10/3/05 11:21	9/29/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Chowdhury Deepak	MD	O	SVP	M.d	430	23.87	33	18	170	29	D	126	104	43	5	2	0	6	1	-1	-3	-2	9	13	-8
10/3/05 11:21	9/29/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Chowdhury Deepak	MD	O	SVP	S.d	-1,908	105.99	33	-18	-39	29	D	126	104	43	5	2	0	6	1	-1	-3	-2	9	13	-8
9/30/05 12:36	9/28/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Brinkley James W	MD	D		S	-1,095	109.50	33	-10	-1	962	D	128	105	42	4	2	0	1	0	2	-1	-4	12	16	-6
9/28/05 19:37	9/26/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Sullivan Joseph A	MD	O	EVP	M.d	1,353	29.83	33	45	131	80	D	127	111	40	4	2	2	4	1	0	-1	0	12	16	-7
9/28/05 19:37	9/26/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Sullivan Joseph A	MD	O	EVP	S.d	-3,824	107.42	33	-36	-31	80	D	127	111	40	4	2	2	4	1	0	-1	0	12	16	-7
9/27/05 17:10	9/23/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Brinkley James W	MD	D		S	-1,861	109.50	33	-17	-2	972	D	121	110	41	8	0	2	3	4	0	1	-5	13	17	-6
9/26/05 16:29	9/22/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	O	EVP	M.d	716	23.87	33	30	39	108	D	119	106	39	11	-1	3	1	1	1	2	2	12	19	-7
9/26/05 16:29	9/22/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	O	EVP	S.d	-1,068	106.83	33	-10	-8	108	D	119	106	39	11	-1	3	1	1	1	2	2	12	19	-7
9/14/05 16:59	9/12/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Sabelhaus Robert G	MD	O	EVP	S	-2,190	109.48	33	-20	-7	255	D	130	97	33	28	2	2	3	1	-2	0	-4	11	19	-7
9/13/05 16:24	9/9/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Obrien Edward I	MD	D		S	-216	107.77	33	-2	-5	36	D	134	99	38	30	7	3	5	3	-2	-2	-3	11	17	-12
8/30/05 15:51	8/26/05	LM	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	O	Excutive	M.d	100	20.49	33	5	6	88	D	128	99	30	29	-5	1	0	0	-2	0	2	14	27	-16

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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Fil

+d

+w

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+q

+h

+y

avg

Filing Date

T Date

Ticker

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Ind

Industry

Owner

oSt

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Title

T

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L

Qty

oc

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r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y