Mulroy Thomas P - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	2	2	3	4	22	10	10	8
P	%wins				50	100	100	100	50	50	75
S	%ret	2	1	20	0	2	1	4	-3	-8	-1
S	%wins				60	25	50	35	56	61	48

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
2/10/17 16:24	2/9/17	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S	-1,604	53.47	22	-30	-21	110	D	5	76	47	40	6	9	6	0	1	4	1	-11
1/4/17 17:14	12/30/16	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	M.d	0	0.00	20	42	43	140	D	-1	20	71	30	-1	-2	-4	-1	-2	-1	1	-4
11/23/16 14:04	11/22/16	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-1,255	50.20	28	-25	-14	150	D	9	14	36	34	30	32	11	2	0	-2	1	6
1/26/16 15:21	1/22/16	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	M.d	0	0.00	27	37	27	175	D	-36	-34	-42	-24	-26	-23	-9	-6	3	4	-17	5	7	54
6/22/15 15:55	6/18/15	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-1,473	58.91	28	-25	-14	153	D	62	25	15	2	9	7	-1	-1	2	1	-3	-24	-27	-40
3/9/15 14:37	3/6/15	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-1,380	55.20	22	-25	-12	178	D	59	15	17	10	12	6	-1	0	0	2	0	4	-16	-41
1/23/15 15:06	1/22/15	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	M.d	0	0.00	33	16	9	203	D	38	-2	7	9	-3	-4	1	4	-1	-2	6	10	15	-31
9/23/14 14:52	9/22/14	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-1,071	48.63	14	-22	-10	193	D	37	14	-2	2	4	2	2	0	-1	-2	-7	6	17	-9
3/11/14 15:24	3/10/14	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-723	48.18	19	-15	-7	215	D	37	34	17	7	6	-1	-1	1	-1	0	-5	-2	-1	12
1/27/14 14:30	1/24/14	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	M.d	0	0.00	16	19	9	230	D	27	33	25	16	6	0	-3	-5	-4	-4	1	-4	-3	4
12/3/13 11:42	12/2/13	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-906	45.29	17	-20	-8	218	D	46	48	27	13	10	5	2	0	-1	0	4	6	1	10
9/12/13 17:04	9/10/13	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.dm	-730	42.92	20	-17	-7	238	D	51	23	17	22	13	7	6	3	0	1	-7	6	13	13
8/30/13 15:38	8/28/13	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.dm	-1,010	40.41	21	-25	-9	255	D	40	26	18	13	9	4	2	1	-1	1	2	11	16	18
1/25/13 16:28	1/24/13	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	M.d	0	0.00	14	33	14	280	D	-16	-4	22	9	13	7	3	2	1	2	4	-11	5	31
12/21/12 16:42	12/21/12	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	M.d	0	0.00	12	7	3	259	D	-21	11	3	-8	7	7	3	4	-1	-2	9	5	6	43
1/19/12 15:16	1/17/12	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	M.d	0	0.00	11	36	16	262	D	-6	-20	-9	16	6	4	1	2	7	7	18	6	-8	4
3/1/11 10:28	2/25/11	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-720	72.00	33	-10	-6	160	D	118	30	56	35	14	8	-2	2	-2	2	-1	-18	-39	-21
2/24/11 16:48	2/22/11	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.dm	-754	71.11	33	-11	-6	170	D	99	27	55	31	11	6	6	-5	3	2	2	-17	-40	-18
1/20/11 15:28	1/19/11	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	M.d	0	0.00	21	20	12	180	D	90	16	40	34	7	-1	0	-4	1	6	19	8	-10	-13
12/16/10 17:27	12/15/10	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-106	59.99	22	-2	-1	168	D	43	6	32	22	23	11	3	0	2	4	5	17	-11	-27
12/14/10 15:53	12/10/10	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.dm	-137	59.26	22	-2	-1	170	D	44	10	31	21	26	11	4	2	1	4	9	18	-6	-23
12/1/10 14:44	11/30/10	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-155	51.82	21	-3	-2	172	D	21	-4	5	20	12	-4	-3	-3	4	13	20	38	11	-11
9/21/10 10:22	9/20/10	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-248	49.65	14	-5	-3	175	D	9	-11	-10	11	6	12	5	1	0	-4	-7	23	45	-16
1/21/10 14:17	1/20/10	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	M.d	0	0.00	19	6	4	180	D	100	63	6	-5	-2	-9	-3	-2	-1	0	4	2	-17	16
12/17/09 16:49	12/16/09	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-257	57.19	18	-5	-2	176	D	87	26	28	2	13	5	5	6	-1	2	-6	-3	-22	4
12/15/09 15:57	12/14/09	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-147	54.37	17	-3	-1	180	D	74	33	27	2	6	0	2	4	0	3	-2	0	-19	6
12/10/09 16:25	12/9/09	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-124	54.04	16	-2	-1	183	D	60	32	22	-4	4	-4	1	-3	1	7	3	3	-15	10
1/21/09 12:13	1/20/09	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	M.d	0	0.00	30	1	1	185										6	7	3	50	54	63
12/22/08 16:26	12/19/08	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	M.d	0	0.00	24	30	19	190	D	77	38	26	-6	3	20	10	2	-5	-7	-23	-10	-5	26
1/16/08 16:06	12/21/07	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	M.d	0	0.00	18	20	21	115	D	2	-16	-34	-33	-12	-26	-13	-7	-4	-2	11	8	38	34
1/15/08 16:57	1/11/08	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	M.d	0	0.00	17	1	1	96	D	8	-10	-28	-30	-8	-19	-13	2	7	0	18	9	28	44
3/9/07 10:56	3/7/07	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	P.d	207	41.41	11	5	6	95	D	96	11	31	4	-10	-18	-9	1	4	2	6	36	27	-2
12/21/06 15:48	12/21/06	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	M.d	0	0.00	2	20	29	90	D	89	9	18	22	10	3	2	-1	-2	0	14	12	47	30
1/19/06 17:37	1/17/06	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	P.d	2,000	25.00	3	80		70										-1	4	1	8	-8	21
9/26/05 16:29	9/22/05	LM	Legg Mason Inc	MD	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	O	EVP	M.d	716	23.87	33	30	39	108	D	119	106	39	11	-1	3	1	1	1	2	2	12	19	-7
9/26/05 16:29	9/22/05	LM	Legg Mason Inc	MD	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	O	EVP	S.d	-1,068	106.83	33	-10	-8	108	D	119	106	39	11	-1	3	1	1	1	2	2	12	19	-7
8/30/05 15:51	8/26/05	LM	Legg Mason Inc	MD	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	O	Excutive	M.d	100	20.49	33	5	6	88	D	128	99	30	29	-5	1	0	0	-2	0	2	14	27	-16
7/5/05 18:51	6/30/05	LM	Legg Mason Inc	MD	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	O	EVP	S	-2,115	105.73	33	-20	-19	83	D	138	76	43	36	26	24	23	0	0	2	0	3	13	-5
5/4/05 16:48	5/4/05	LM	Legg Mason Inc	MD	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	O	EVP	M.d	215	20.49	33	10	12	101	D	96	18	13	-9	-13	-3	-2	-1	0	2	11	40	40	51
1/27/05 21:08	1/26/05	LM	Legg Mason Inc	MD	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	O	EVP	M.d	200	20.49	33	10	12	90	D	138	29	46	25	4	9	8	7	-1	2	7	-3	36	75
6/2/04 21:17	6/2/03	LM	Legg Mason Inc	MD	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	O	EVP	M.d	259	21.78	33	12	28	54	D	62	36	11	-6	-6	0	3	0	-1	3	2	-9	16	44
2/11/04 10:53	2/9/04	LM	Legg Mason Inc	MD	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	O	SVP	M.d	220	21.78	33	10	34	40	D	69	90	30	5	16	-1	0	1	4	6	2	-1	-13	35

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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