Peltz Nelson - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	6	1	25	1	2	-2	0	3	12	3
P	%wins				96	92	40	64	63	91	74
S	%ret	6	1	41	-0	1	0	0	1	-6	-1
S	%wins				73	54	46	41	41	59	52

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
8/23/23 17:39	8/22/23	WEN	Wendy'S Co	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	FL	DT		S	-58,983	20.30	0	-2,906	-9	28,050	I
6/2/23 19:40	6/2/23	WEN	Wendy'S Co	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	FL	DT		S	-10,099	22.76	0	-444	-1	30,954	I
5/24/23 19:17	5/22/23	WEN	Wendy'S Co	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	FL	DT		S	-12,036	22.73	0	-529	-2	31,398	I
3/3/23 18:34	3/3/23	WEN	Wendy'S Co	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	FL	DT		S	-79,988	22.05	0	-3,628	-10	31,920	I
3/31/22 17:12	3/29/22	JHG	Janus Henderson Group Plc	CO	Financ	InvAdv	Investment Advice	Peltz Nelson	FL	DT		P.m	24,321	35.63	0	683	2	31,868	I
3/15/22 19:19	3/11/22	JHG	Janus Henderson Group Plc	CO	Financ	InvAdv	Investment Advice	Peltz Nelson	FL	DT		P.m	46,686	33.05	0	1,413	5	31,185	I
3/9/22 17:10	3/7/22	JHG	Janus Henderson Group Plc	CO	Financ	InvAdv	Investment Advice	Peltz Nelson	FL	DT		P.m	46,169	30.78	0	1,500	5	29,773	I
9/9/21 16:52	9/7/21	WEN	Wendy'S Co	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	FL	DT		S.m	-6,369	22.89	0	-278	-1	35,533	I
9/2/21 17:50	8/31/21	PG	Procter & Gamble Co	OH	Hshld	Hshld	Soap, Detergents, Cleaning, P	Peltz Nelson	FL	D		S	-29,482	142.43	0	-207	-4	5,270	I
8/27/21 19:59	8/25/21	WEN	Wendy'S Co	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	FL	DT		S.m	-13,912	23.41	0	-594	-2	35,811	I
8/23/21 18:29	8/19/21	WEN	Wendy'S Co	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	FL	DT		S.m	-10,158	23.92	0	-425	-1	36,405	I
8/12/21 17:18	8/10/21	PG	Procter & Gamble Co	OH	Hshld	Hshld	Soap, Detergents, Cleaning, P	Peltz Nelson	FL	D		S	-44,820	142.15	0	-315	-5	5,476	I
6/9/21 16:57	6/7/21	SYY	Sysco Corp	DE	Retail	Grocer	Groceries & Related Products	Peltz Nelson	FL	D		S.m	-115,845	79.89	0	-1,450	-8	17,871	I
5/27/21 20:15	5/25/21	SYY	Sysco Corp	DE	Retail	Grocer	Groceries & Related Products	Peltz Nelson	FL	D		S.m	-103,862	81.28	0	-1,278	-6	19,321	I
5/6/21 21:54	5/4/21	PG	Procter & Gamble Co	OH	Hshld	Hshld	Soap, Detergents, Cleaning, P	Peltz Nelson	FL	D		S.m	-371,786	134.55	0	-2,763	-32	5,792	I
2/17/21 19:42	2/16/21	PG	Procter & Gamble Co	OH	Hshld	Hshld	Soap, Detergents, Cleaning, P	Peltz Nelson	FL	D		S.m	-68,150	128.59	0	-530	-6	8,885	I
2/5/21 16:50	2/3/21	PG	Procter & Gamble Co	OH	Hshld	Hshld	Soap, Detergents, Cleaning, P	Peltz Nelson	FL	D		S	-52,626	128.71	0	-409	-4	9,415	I
12/4/20 17:17	12/2/20	SYY	Sysco Corp	DE	Retail	Grocer	Groceries & Related Products	Peltz Nelson	FL	D		S.m	-58,437	73.05	0	-800	-4	20,599	I
11/30/20 19:33	11/30/20	PG	Procter & Gamble Co	OH	Hshld	Hshld	Soap, Detergents, Cleaning, P	Peltz Nelson	FL	D		S	-42,096	137.32	0	-307	-3	9,824	I
11/27/20 17:47	11/24/20	SYY	Sysco Corp	DE	Retail	Grocer	Groceries & Related Products	Peltz Nelson	FL	D		S.m	-88,882	72.31	0	-1,229	-5	21,399	I
11/20/20 17:25	11/18/20	SYY	Sysco Corp	DE	Retail	Grocer	Groceries & Related Products	Peltz Nelson	FL	D		S.m	-126,885	72.42	0	-1,752	-7	22,628	M
8/28/20 16:11	8/27/20	PG	Procter & Gamble Co	OH	Hshld	Hshld	Soap, Detergents, Cleaning, P	Peltz Nelson	NY	D		S	-96,759	138.82	0	-697	-6	10,129	I
5/22/20 16:52	5/20/20	LM	Legg Mason, Inc.	MD	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		S	-122,399	49.80	0	-2,458	-100	0	I
5/19/20 19:03	5/15/20	SYY	Sysco Corp	DE	Retail	Grocer	Groceries & Related Products	Peltz Nelson	NY	D		P.m	33,820	48.06	0	704	3	24,378	I
5/19/20 18:42	5/15/20	LM	Legg Mason, Inc.	MD	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		S.m	-70,983	49.85	0	-1,424	-37	2,458	I
5/15/20 18:55	5/13/20	PG	Procter & Gamble Co	OH	Hshld	Hshld	Soap, Detergents, Cleaning, P	Peltz Nelson	NY	D		S.m	-960,103	111.97	0	-8,575	-44	10,826	I
4/27/20 18:52	4/23/20	PG	Procter & Gamble Co	OH	Hshld	Hshld	Soap, Detergents, Cleaning, P	Peltz Nelson	NY	D		S.m	-894,075	119.21	0	-7,500	-28	19,401	I
4/22/20 18:28	4/20/20	PG	Procter & Gamble Co	OH	Hshld	Hshld	Soap, Detergents, Cleaning, P	Peltz Nelson	NY	D		S.m	-499,338	120.78	0	-4,134	-13	26,901	I
10/31/19 20:07	10/29/19	PG	Procter & Gamble Co	OH	Hshld	Hshld	Soap, Detergents, Cleaning, P	Peltz Nelson	NY	D		S.m	-266,969	124.28	0	-2,148	-6	32,390	I
8/16/19 17:29	8/15/19	WEN	Wendy'S Co	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DT		S.m	-39,935	19.97	0	-2,000	-5	36,812	I
5/10/19 17:18	5/9/19	PG	Procter & Gamble Co	OH	Hshld	Hshld	Soap, Detergents, Cleaning, P	Peltz Nelson	NY	D		S	-7,480	104.62	0	-72	0	36,631	I
3/14/19 19:08	3/12/19	SYY	Sysco Corp	DE	Retail	Grocer	Groceries & Related Products	Peltz Nelson	NY	D		S.m	-46,877	66.30	0	-707	-3	24,060	I
3/7/19 18:07	3/6/19	WEN	Wendy'S Co	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DT		S	-51,330	17.11	0	-3,000	-7	38,804	I
2/15/19 16:52	2/13/19	PG	Procter & Gamble Co	OH	Hshld	Hshld	Soap, Detergents, Cleaning, P	Peltz Nelson	NY	D		S.m	-119,769	99.08	0	-1,209	-3	36,702	I
11/29/18 18:45	11/28/18	SYY	Sysco Corp	DE	Retail	Grocer	Groceries & Related Products	Peltz Nelson	NY	D		S	-101,378	66.50	0	-1,524	-5	28,296	I
11/20/18 17:18	11/16/18	SYY	Sysco Corp	DE	Retail	Grocer	Groceries & Related Products	Peltz Nelson	NY	D		S.m	-147,229	66.45	0	-2,216	-6	35,440	I
9/12/18 19:12	9/10/18	SYY	Sysco Corp	DE	Retail	Grocer	Groceries & Related Products	Peltz Nelson	NY	D		S.m	-158,244	74.81	0	-2,115	-5	37,652	I
9/7/18 17:45	9/5/18	SYY	Sysco Corp	DE	Retail	Grocer	Groceries & Related Products	Peltz Nelson	NY	D		S.m	-209,380	75.03	0	-2,791	-7	39,768	I
6/14/18 18:15	6/12/18	SYY	Sysco Corp	DE	Retail	Grocer	Groceries & Related Products	Peltz Nelson	NY	D		S.m	-150,737	66.14	0	-2,279	-5	42,557	I
6/4/18 16:50	6/1/18	WEN	Wendy'S Co	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DT		M.d	63	5.23	0	12	0	41,794	D
5/16/18 17:36	5/14/18	WEN	Wendy'S Co	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DT		S.m	-39,519	16.43	0	-2,405	-5	41,782	I
3/1/18 17:36	2/27/18	MDLZ	Mondelez International, Inc.	VA	FdBev	Food	Food & Kindred Products	Peltz Nelson	NY	D		S	-284,871	43.67	0	-6,523	-15	35,982	I
2/27/18 18:32	2/26/18	WEN	Wendy'S Co	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DT		S	-82,500	16.50	0	-5,000	-10	44,186	I
9/19/17 19:20	9/15/17	SYY	Sysco Corp	DE	Retail	Grocer	Groceries & Related Products	Peltz Nelson	NY	D		P.dm	47,753	53.68	0	890	2	44,486	I
9/14/17 16:31	9/12/17	SYY	Sysco Corp	DE	Retail	Grocer	Groceries & Related Products	Peltz Nelson	NY	D		S.m	-19,765	53.09	0	-372	-1	43,597	I
6/7/17 17:08	6/5/17	WEN	Wendy'S Co	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DT		S	-87,835	15.97	0	-5,500	-10	49,183	I
5/9/17 17:23	5/5/17	MDLZ	Mondelez International, Inc.	VA	FdBev	Food	Food & Kindred Products	Peltz Nelson	NY	D		S.m	-77,417	44.71	33	-1,731	-4	42,501	I	18	3	4	2	3	0	-1	-1	0
12/6/16 20:22	12/2/16	WEN	Wendy'S Co	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DT		P.m	47,895	12.79	33	3,743	7	54,674	I	55	24	29	27	17	10	1	2	5	6	5	3
11/3/16 18:13	11/1/16	MDLZ	Mondelez International, Inc.	VA	FdBev	Food	Food & Kindred Products	Peltz Nelson	NY	D		S.dm	-167,533	44.09	33	-3,800	-8	44,232	I	28	-4	1	4	2	5	3	-3	-2	2	-5	3	4
6/8/16 17:43	6/3/16	SYY	Sysco Corp	DE	Retail	Grocer	Groceries & Related Products	Peltz Nelson	NY	D		P.am	33,817	48.80	33	693	2	43,960	I	37	35	20	9	5	-1	0	0	1	0	6	11	11
12/10/15 19:40	12/8/15	SYY	Sysco Corp	DE	Retail	Grocer	Groceries & Related Products	Peltz Nelson	NY	D		P.dm	25,123	40.97	33	613	1	42,680	I	16	6	13	5	-1	0	0	0	0	1	-2	12	20	36
12/8/15 16:56	12/4/15	SYY	Sysco Corp	DE	Retail	Grocer	Groceries & Related Products	Peltz Nelson	NY	D		P	49	40.75	33	1	0	42,067	I	30	6	12	3	-1	1	-1	0	0	0	-3	10	20	35
7/1/15 18:04	6/18/15	WEN	Wendy'S Co	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DT		S.a	-19,768	11.37	33	-1,739	-11	13,932	D	102	35	26	4	0	0	-1	-1	-1	-3	-6	-20	1	-10
6/26/15 16:34	6/25/15	WEN	Wendy'S Co	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DT		S	-50,623	11.29	33	-4,484	-6	67,428	M	109	36	30	7	2	1	2	0	-1	-5	-11	-20	-3	-13
6/19/15 17:41	6/18/15	WEN	Wendy'S Co	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DT		S	-101,963	11.37	33	-8,968	-11	71,912	M	100	36	36	4	3	2	2	2	1	1	-10	-20	-5	-9
5/28/15 09:10	5/26/15	LM	Legg Mason, Inc.	MD	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	H	Former 1	S.m	-16,918	53.84	33	-314	-3	11,040	I	58	12	-3	-8	-1	-1	-1	0	-1	1	-4	-20	-20	-36
5/20/15 17:36	5/18/15	LM	Legg Mason, Inc.	MD	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	T		S.m	-11,905	54.41	33	-219	-2	11,354	I	54	13	-1	-7	0	1	0	-1	0	0	0	-9	-19	-39
5/5/15 17:31	5/1/15	LM	Legg Mason, Inc.	MD	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	T		S.m	-23,032	55.23	33	-417	-3	11,573	I	78	20	7	-1	-5	2	1	3	-1	-1	0	-9	-18	-43
4/15/15 17:25	4/13/15	LM	Legg Mason, Inc.	MD	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	T		S	-2,751	55.01	33	-50	0	11,990	I	74	27	10	3	-6	-5	-2	-1	0	-1	-1	-9	-19	-36
4/8/15 17:31	4/6/15	LM	Legg Mason, Inc.	MD	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	T		S.m	-12,136	55.15	33	-220	-2	12,040	I	81	16	6	4	-7	-5	-2	-2	1	0	0	-7	-21	-39
4/2/15 18:38	4/1/15	LM	Legg Mason, Inc.	MD	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	T		S.m	-34,836	55.47	33	-628	-5	12,260	I	79	14	9	3	-5	-2	-5	-1	-1	-1	-1	-7	-25	-37
2/27/15 17:23	2/25/15	MDLZ	Mondelez International, Inc.	VA	FdBev	Food	Food & Kindred Products	Peltz Nelson	NY	D		P.d	10,007	36.94	33	271	1	47,485	I	41	10	3	-5	0	1	-1	-1	0	-1	-3	10	15	12
2/23/15 20:00	2/19/15	MDLZ	Mondelez International, Inc.	VA	FdBev	Food	Food & Kindred Products	Peltz Nelson	NY	D		P.d	33,833	36.98	33	915	2	47,214	I	42	9	3	-4	-2	5	3	0	0	0	-5	9	20	9
2/20/15 16:38	2/19/15	MSG	Madison Square Garden Co	DE	Media	PayTv	Cable & Other Pay Television	Peltz Nelson	NY	D		P	998	77.98	0	13	New	13	D
2/27/14 16:45	2/25/14	WEN	Wendy'S Co	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DT		S	-20,400	10.20	33	-2,000	-2	80,854	I	110	89	29	18	16	15	9	3	-4	-5	-11	-16	-16	16
1/15/14 19:28	1/15/14	WEN	Wendy'S Co	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DT		S	-144,180	8.90	33	-16,200	-16	82,854	I	71	86	36	4	3	1	1	5	0	2	3	-7	-8	14
11/20/13 17:30	11/18/13	IR	Ingersoll-Rand Plc	L2	Electr	LabEq	Auto Controls For Regulating	Peltz Nelson	NY	D		S.dm	-54,404	67.69	33	-804	-6	11,978	I	122	48	19	13	8	1	0	-1	0	4	9	10	6	17
11/15/13 20:02	11/13/13	IR	Ingersoll-Rand Plc	L2	Electr	LabEq	Auto Controls For Regulating	Peltz Nelson	NY	D		S.dm	-95,655	67.89	33	-1,409	-10	12,359	I	124	53	18	12	3	1	1	1	-1	-1	6	9	7	16
7/25/13 16:53	7/23/13	IR	Ingersoll-Rand Plc	L2	Electr	LabEq	Auto Controls For Regulating	Peltz Nelson	NY	D		S.dm	-71,751	60.84	33	-1,179	-8	12,904	I	52	53	20	12	8	8	2	-4	0	0	0	12	25	31
7/24/13 19:04	7/22/13	IR	Ingersoll-Rand Plc	L2	Electr	LabEq	Auto Controls For Regulating	Peltz Nelson	NY	D		S.d	-28,385	61.99	33	-458	-3	13,444	I	40	49	21	15	8	10	3	2	1	1	-1	12	28	34
7/27/12 16:47	7/27/12	HNZ	Heinz H J Co	PA	FdBev	Food	Canned, Frozen & Preservd Fru	Peltz Nelson	NY	D		S	-27,650	55.30	0	-500	-83	103	I
3/6/12 16:40	3/2/12	HNZ	Heinz H J Co	PA	FdBev	Food	Canned, Frozen & Preservd Fru	Peltz Nelson	NY	D		S.m	-6,622	53.02	33	-125	-17	603	I	23	12	3	2	3	2	-1	1	0
3/2/12 16:44	2/29/12	HNZ	Heinz H J Co	PA	FdBev	Food	Canned, Frozen & Preservd Fru	Peltz Nelson	NY	D		S.m	-5,991	53.02	33	-113	-13	728	I	23	12	3	4	-1	2	-1	0	0	0
3/1/12 16:35	2/28/12	HNZ	Heinz H J Co	PA	FdBev	Food	Canned, Frozen & Preservd Fru	Peltz Nelson	NY	D		S	-3,090	53.10	33	-58	-6	841	I	23	11	3	5	-2	2	-3	-1	0	-1
2/29/12 16:39	2/27/12	HNZ	Heinz H J Co	PA	FdBev	Food	Canned, Frozen & Preservd Fru	Peltz Nelson	NY	D		S	-1,873	53.50	33	-35	-4	899	I	24	9	5	7	0	2	1	-2	0	0
2/28/12 17:12	2/24/12	HNZ	Heinz H J Co	PA	FdBev	Food	Canned, Frozen & Preservd Fru	Peltz Nelson	NY	D		S	-6,214	53.57	33	-116	-11	934	I	25	10	7	8	1	2	3	-1	0	1
2/10/12 16:25	2/8/12	WEN	Wendy'S Co	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DT		P.m	6,284	5.02	28	1,252	1	99,071	I	12	5	13	-7	-4	-3	9	3	0	0	-7	-14	-12	4
2/9/12 16:53	2/7/12	WEN	Wendy'S Co	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DT		P	6,239	4.99	28	1,250	1	97,819	I	15	2	7	-8	-7	-6	1	4	2	0	-4	-12	-11	4
2/8/12 16:46	2/6/12	WEN	Wendy'S Co	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DT		P	6,149	4.92	27	1,250	1	96,569	I	15	1	14	-9	-6	-7	-4	4	1	2	-4	-7	-9	2
2/3/12 17:01	2/1/12	WEN	Wendy'S Co	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DT		P.em	12,601	4.80	24	2,625	3	95,319	I	6	-4	-7	-6	-5	-11	-9	-4	2	6	1	0	-7	8
12/16/11 16:28	12/15/11	HNZ	Heinz H J Co	PA	FdBev	Food	Canned, Frozen & Preservd Fru	Peltz Nelson	NY	D		S	-808	53.00	33	-15	-1	1,050	I	32	8	0	4	0	6	1	1	0	2	2
9/28/11 16:33	9/27/11	HNZ	Heinz H J Co	PA	FdBev	Food	Canned, Frozen & Preservd Fru	Peltz Nelson	NY	D		S	-7,751	51.68	33	-150	-12	1,066	I	39	12	8	-2	1	-1	1	5	1	-3	4	7
9/22/11 17:01	9/20/11	HNZ	Heinz H J Co	PA	FdBev	Food	Canned, Frozen & Preservd Fru	Peltz Nelson	NY	D		S.m	-42,362	50.73	33	-835	-41	1,216	I	35	9	5	-6	3	-5	0	-3	1	3	6	8
8/8/11 16:53	8/4/11	LM	Legg Mason, Inc.	MD	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P	22,169	28.06	33	790	6	14,702	I	-3	-7	-22	-21	-14	-12	-12	-3	8	9	6	10	12	8
8/8/11 16:53	8/1/11	LM	Legg Mason, Inc.	MD	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P.am	76,506	28.86	33	2,651	24	13,912	I	-3	-7	-22	-21	-14	-12	-12	-3	8	9	6	10	12	8
3/31/11 17:29	3/29/11	LM	Legg Mason Inc	MD	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P.m	6,076	35.74	33	170	2	11,257	I	129	26	20	-2	-1	7	4	3	2	1	3	-9	-28	-23
3/22/11 16:50	3/18/11	HNZ	Heinz H J Co	PA	FdBev	Food	Canned, Frozen & Preservd Fru	Peltz Nelson	NY	D		S.m	-38,917	49.09	33	-793	-28	2,047	I	59	8	3	-2	2	0	-1	2	0	0	4	11	6
3/16/11 16:46	3/14/11	HNZ	Heinz H J Co	PA	FdBev	Food	Canned, Frozen & Preservd Fru	Peltz Nelson	NY	D		S	-20,681	49.34	33	-419	-13	2,840	I	58	7	6	-1	3	0	-1	-2	1	1	3	12	6
9/14/10 18:58	9/10/10	HNZ	Heinz H J Co	PA	FdBev	Food	Canned, Frozen & Preservd Fru	Peltz Nelson	NY	D		S.m	-75,855	46.83	33	-1,620	-33	3,259	I	-3	22	2	4	4	0	1	1	1	4	4	8	7	11
6/7/10 10:58	6/3/10	LM	Legg Mason Inc	MD	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P.m	30,401	30.40	33	1,000	10	11,083	I	-41	28	4	4	-7	-11	2	2	0	8	-8	-10	18	7
5/27/10 16:51	5/25/10	LM	Legg Mason Inc	MD	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P	4,060	28.08	33	145	1	10,083	I	-42	63	1	16	-12	1	-11	-3	-3	2	1	-18	7	9
1/19/10 18:20	1/14/10	HNZ	Heinz H J Co	PA	FdBev	Food	Canned, Frozen & Preservd Fru	Peltz Nelson	NY	D		S.m	-30,043	42.92	33	-700	-13	4,876	I	2	27	17	6	0	-1	0	0	-1	-1	4	8	6	17
1/4/10 16:49	12/31/09	LM	Legg Mason Inc	MD	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P	15,863	30.21	33	525	6	9,613	I	-56	41	26	4	0	11	2	0	0	2	-13	4	-9	21
12/31/09 16:21	12/23/09	LM	Legg Mason Inc	MD	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P.a	7,479	29.92	33	250	3	8,971	I	-57	45	23	-3	-4	8	4	-1	0	1	-13	2	-8	21
12/30/09 16:46	12/28/09	LM	Legg Mason Inc	MD	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P.m	3,472	30.19	33	115	1	9,058	I	-55	56	25	-3	-3	5	6	1	0	2	-14	-5	-7	23
12/28/09 16:45	12/23/09	LM	Legg Mason Inc	MD	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P.m	7,539	29.92	33	252	3	8,943	I	-56	56	20	5	-4	5	8	3	1	0	-10	-3	3	23
12/22/09 17:14	12/21/09	LM	Legg Mason Inc	MD	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P.m	6,757	29.38	33	230	3	8,721	I	-56	41	34	-6	-7	3	9	3	1	2	-9	0	6	27
12/21/09 16:57	12/17/09	LM	Legg Mason Inc	MD	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P.m	23,390	28.43	33	823	11	8,491	I	-57	39	30	-9	-4	2	3	2	1	2	-4	1	7	24
12/17/09 17:19	12/15/09	LM	Legg Mason Inc	MD	Financ	InvAdv	Investment Advice	Peltz Nelson	NY	D		P.dm	20,391	28.44	33	717	10	7,668	I	-57	37	23	-12	-1	-2	-1	4	1	5	8	3	12	25
8/26/09 16:50	8/24/09	HNZ	Heinz H J Co	PA	FdBev	Food	Canned, Frozen & Preservd Fru	Peltz Nelson	NY	D		S.m	-25,416	39.10	33	-650	-10	5,576	M	-7	-21	18	9	6	3	3	1	-1	-2	3	12	19	24
1/12/09 21:00	1/8/09	HNZ	Heinz H J Co	PA	FdBev	Food	Canned, Frozen & Preservd Fru	Peltz Nelson	NY	D		S.m	-63,415	36.45	33	-1,740	-21	6,528	P									1	0	-3	-5	3	23
12/9/08 16:40	12/5/08	WEN	Wendy'S/arby'S Group, Inc.	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DT		P	204,991	4.15	17	49,395	114	92,596	I	-79	-49	-35	-24	46	17	2	6	3	2	17	7	0	3
10/17/08 17:00	10/16/08	TUX	Trian Acquisition I Corp.	DE	Financ	AcqCo	Blank Checks	Peltz Nelson	NY	DOT	CB	P.dm	4,783	8.70	0	550	2	27,075	I
10/14/08 18:43	10/10/08	TUX	Trian Acquisition I Corp.	DE	Financ	AcqCo	Blank Checks	Peltz Nelson	NY	DOT	CB	P.dm	22,926	6.80	0	3,369	15	26,525	I
10/9/08 18:41	10/7/08	TUX	Trian Acquisition I Corp.	DE	Financ	AcqCo	Blank Checks	Peltz Nelson	NY	DOT	CB	P.m	14,527	8.55	0	1,700	8	23,156	I
10/1/08 17:48	9/29/08	TUX	Trian Acquisition I Corp.	DE	Financ	AcqCo	Blank Checks	Peltz Nelson	NY	DOT	CB	P.m	3,085	8.84	0	349	2	20,137	I
10/1/08 17:29	9/29/08	TRY.T	Wendy'S/arby'S Group, Inc.	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DT		P	3,153	4.64	0	680	4	20,089	M
9/26/08 18:56	9/24/08	TRY.T	Wendy'S/arby'S Group, Inc.	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DT		P.m	7,109	5.21	0	1,364	8	19,407	I
9/24/08 16:37	9/23/08	TRY.T	Triarc Companies Inc	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DT		P	3,494	5.14	0	680	4	18,044	I
9/24/08 16:27	9/19/08	TRY.T	Triarc Companies Inc	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DT		P.am	5,909	5.31	0	1,112	157	1,820	I
9/24/08 16:18	9/17/08	TRY.T	Triarc Companies Inc	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DT		P.am	1,431	5.08	0	282	New	282	I
12/19/06 16:47	12/15/06	TRY	Triarc Companies Inc	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DOT	CB,CEO	M.d	0	0.00	0	6,865	75	16,064	D
12/7/06 17:48	12/6/06	HNZ	Heinz H J Co	PA	FdBev	Food	Canned, Frozen & Preservd Fru	Peltz Nelson	NY	D		P	1,747	44.80	33	39	0	13,256	I	28	34	12	8	7	3	3	1	1	2	2	2	5	9
3/22/06 17:01	3/21/06	ECPG	Encore Capital Group Inc	DE	Financ	Loan	Short-Term Business Credit In	Peltz Nelson	NY	DT		S	-7,006	15.55	2	-451	-19	1,922	B									0	-5	-9	-25	-19	-38
1/3/06 21:54	12/29/05	TRY	Triarc Companies Inc	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DOT	CB,CEO	M.d	0	0.00	0	4,792	48	14,726	B
12/8/05 17:41	12/6/05	TRY	Triarc Companies Inc	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DOT	CB,CEO	M.d	0	0.00	0	450	4	12,465	D
8/11/05 17:39	8/9/05	TRY	Triarc Companies Inc	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DOT	CB,CEO	P	0	15.05	0	0	0	6,477	D
6/30/05 16:55	6/29/05	DFR	Deerfield Triarc Capital Corp		RlEst	REIT	Real Estate Investment Trusts	Peltz Nelson	NY	D		P	47	15.68	21	3	0	1,407	I									2	-3	-4	-12	-9	-10
6/30/05 16:54	6/29/05	ECPG	Encore Capital Group Inc	DE	Financ	Loan	Short-Term Business Credit In	Peltz Nelson	NY	DT		S	-1,581	16.77	3	-94	-4	2,400	I	93	29	-28	17	26	-8	-5	0	0	6	4	2	1	-28
6/29/05 17:18	6/28/05	ECPG	Encore Capital Group Inc	DE	Financ	Loan	Short-Term Business Credit In	Peltz Nelson	NY	DT		S	-1,251	16.62	2	-75	-3	2,494	I	92	27	-30	17	21	-1	-11	-4	0	6	3	4	1	-30
6/29/05 16:58	6/27/05	ECPG	Encore Capital Group Inc	DE	Financ	Loan	Short-Term Business Credit In	Peltz Nelson	NY	DT		S.m	-1,811	16.65	2	-109	-4	2,569	I	92	27	-30	17	21	-1	-11	-4	0	6	3	4	1	-30
6/28/05 21:01	6/24/05	ECPG	Encore Capital Group Inc	DE	Financ	Loan	Short-Term Business Credit In	Peltz Nelson	NY	DT		S	-811	16.86	2	-48	-2	2,708	I	105	27	-31	16	24	9	-11	-7	1	5	2	6	3	-30
6/28/05 20:04	6/24/05	ECPG	Encore Capital Group Inc	DE	Financ	Loan	Short-Term Business Credit In	Peltz Nelson	NY	DT		S	-942	16.86	2	-56	-2	2,756	I	105	27	-31	16	24	9	-11	-7	1	5	2	6	3	-30
6/24/05 18:02	6/22/05	ECPG	Encore Capital Group Inc	DE	Financ	Loan	Short-Term Business Credit In	Peltz Nelson	NY	DT		S.m	-846	17.75	2	-48	-2	2,812	I	111	26	-26	11	35	16	-4	-2	-2	0	3	3	0	-29
1/24/05 19:21	1/20/05	ECPG	Encore Capital Group Inc	DE	Financ	Loan	Short-Term Business Credit In	Peltz Nelson	NY	DT		S	-23,741	20.00	10	-1,187	-29	2,895	I	999	30	32	9	-8	-12	-3	-1	-1	1	0	-23	-9	-9
12/1/04 16:15	11/29/04	TRY	Triarc Companies Inc	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DOT	CB,CEO	M.d	0	0.00	0	204	2	12,073	D
10/6/04 17:41	10/4/04	TRY	Triarc Companies Inc	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DOT	CB,CEO	P	1	11.50	0	0	0	6,500	D
9/29/04 17:57	9/22/04	TRY	Triarc Companies Inc	DE	Retail	Dining	Eating & Drinking Places	Peltz Nelson	NY	DOT	CB,CEO	P.m	1	11.27	0	0	0	6,500	D
4/22/04 17:18	4/20/04	TRY	Triarc Companies Inc	DE	Financ	Patent	Patent Owners & Lessors	Peltz Nelson	NY	DOT	CB,CEO	M.d	0	0.00	0	3,102	26	15,193	D
3/2/04 15:08	2/27/04	TRY	Triarc Companies Inc	DE	Financ	Patent	Patent Owners & Lessors	Peltz Nelson	NY	DOT	CB,CEO	M.d	0	0.00	0	142	1	17,334	D
1/16/04 14:17	1/15/04	TRY	Triarc Companies Inc	DE	Financ	Patent	Patent Owners & Lessors	Nelson Peltz	NY	DOT	CB,CEO	P	0	0.00	0	681	4	17,334	I
1/16/04 14:17	1/15/04	TRY	Triarc Companies Inc	DE	Financ	Patent	Patent Owners & Lessors	Nelson Peltz	NY	DOT	CB,CEO	S	0	0.00	0	-681	-4	17,334	I
10/20/03 16:09	10/16/03	ECPG	Encore Capital Group Inc	DE	Financ	Loan	Short-Term Business Credit In	Nelson Peltz	NY	DT		S	-2,767	11.00	2	-252	-6	4,082	I	999	999	310	15	25	9	-3	-1	0	-1	2	31	33	52
9/29/03 21:21	9/25/03	ECPG	Encore Capital Group Inc	DE	Financ	Loan	Short-Term Business Credit In	Nelson Peltz	NY	DT		S.d	-5,746	11.00	1	-522	-11	4,334	I	999	822	591	27	8	14	-9	-7	5	8	8	34	48	71

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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