Conn James P - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	10	1	23	-0	2	3	6	7	15	6
P	%wins				74	78	74	74	74	80	76
S	%ret	2	1	2	0	1	2	2	4	-4	1
S	%wins				100	0	0	50	50	100	50

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
4/22/20 14:26	4/20/20	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Conn James P		D	P	8	7.91	0	1	100	2	D
11/19/19 11:08	11/15/19	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-249	10.89	0	-23	-96	1	D
11/13/19 17:45	11/11/19	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S.m	-231	10.71	0	-22	-47	24	D
11/8/19 18:19	11/7/19	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-154	10.63	0	-15	-24	45	D
9/30/19 10:58	9/26/19	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-94	10.45	0	-9	-13	60	D
9/24/19 10:48	9/20/19	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S.m	-89	10.56	0	-8	-11	69	D
9/23/19 09:59	9/19/19	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-21	10.57	0	-2	-3	77	D
9/13/19 15:36	9/12/19	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-107	10.68	0	-10	-11	79	D
9/10/19 10:29	9/9/19	GLU	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-67	17.93	0	-4	-79	1	D
9/10/19 09:42	9/6/19	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Conn James P		D	S	-28	9.20	0	-3	-75	1	D
9/9/19 16:19	9/6/19	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-53	52.60	0	-1	-100	0	D
9/9/19 15:36	9/6/19	GGN	Gamco Global Gold, Natural Resources & Income Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-18	4.46	0	-4	-80	1	D
9/9/19 14:55	9/6/19	GNT	Gamco Natural Resources, Gold & Income Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-11	5.60	0	-2	-67	1	D
9/9/19 14:52	9/6/19	GLU	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-225	18.02	0	-12	-73	5	D
9/9/19 14:49	9/6/19	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-152	10.89	0	-14	-93	1	D
9/9/19 14:45	9/6/19	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Conn James P		D	S	-223	8.52	0	-26	-96	1	D
9/4/19 10:26	8/30/19	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Conn James P		D	S	-49	8.22	0	-6	-18	27	D
9/3/19 11:27	8/29/19	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-64	10.41	0	-6	-6	89	D
9/3/19 11:08	8/29/19	GDL	Gdl Fund		Fund	CEF	Closed-End Funds	Conn James P		D	S	-102	9.26	0	-11	-73	4	D
9/3/19 10:55	8/29/19	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-89	52.50	0	-2	-63	1	D
8/30/19 10:38	8/28/19	GLU	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-22	17.95	0	-1	-7	17	D
8/29/19 16:46	8/27/19	GAB	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Conn James P		D	S	-321	5.98	0	-54	-98	1	D
8/27/19 14:11	8/23/19	GAB	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Conn James P		D	S.m	-173	5.98	0	-29	-35	55	D
8/27/19 12:20	8/23/19	GLU	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-7	18.00	0	0	-2	18	D
8/27/19 12:03	8/23/19	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-148	52.39	0	-3	-51	3	D
11/5/18 10:21	11/1/18	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-104	20.80	0	-5	-100	0	D
5/23/18 14:17	5/22/18	GUTRT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Conn James P	NY	D	S	0	0.0402	0	-1	-100	0	D
6/17/16 18:10	6/16/16	GGT.B	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	Conn James P		D	S	-21	25.98	0	-1	-100	0	D
6/17/16 17:54	6/16/16	GLU.A	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-85	50.81	0	-2	-100	0	D
4/28/16 14:08	4/26/16	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Conn James P		D	P	100	10.58	0	10	999%	10	D		-2	3	13	3	3	1	1	0	-2	-2	1	-3
4/28/16 13:18	4/26/16	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	Conn James P		D	P	8	7.80	0	1	New	1	D	8	-5	0	12	4	4	2	1	-1	-1	0	7	8
4/28/16 10:53	4/26/16	BCV	Bancroft Fund Ltd	DE	Fund	CEF	Closed-End Funds	Conn James P		D	P	18	18.38	0	1	New	1	D	1	-10	-4	12	4	3	1	0	1	-1	0	11	16
3/9/15 17:24	1/2/15	GRX.A	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-26	25.65	0	-1	-100	0	D
8/6/14 10:25	8/4/14	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-40	7.11	1	-6	-85	1	D	3	15	15	6	-3	-1	-1	0	0	1	2	3	8	-7
8/5/14 17:35	8/4/14	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-5	10.51	1	-1	-50	1	D						-1	-3	-1	0	1	1	0	-1	0
8/5/14 17:35	8/4/14	GGZ	Gabelli Global Small & Mid Cap Value Trust		Fund	CEF	Closed-End Funds	Conn James P		D	P	5	10.51	1	1	New	1	D						-1	-3	-1	0	1	1	0	-1	0
6/3/14 11:27	5/30/14	GLU.A	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-51	50.78	0	-1	-37	2	D
6/3/14 10:56	5/30/14	GUT.A	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-25	25.32	0	-1	-100	0	D
1/2/14 17:19	12/31/13	GLU.A	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Conn James P		D	S	-34	50.55	0	-1	-20	3	D
11/28/11 15:49	11/23/11	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Conn James P		D	P	30	6.55	0	5	15	34	D	9	0	-13	-3	-5	-5	-5	-1	0	5	8	19	24	43
6/16/11 13:07	6/14/11	GNT	Gabelli Natural Resources, Gold & Income Trust		Fund	CEF	Closed-End Funds	Conn James P		D	P	52	17.30	1	3	New	3	D				-6	-9	-4	-4	-1	-1	2	8	-3	-15	-10
4/18/11 16:23	4/15/11	GDL.B	Gdl Fund		Fund	CEF	Closed-End Funds	Conn James P		D	P	113	50.00	0	2	New	2	D
8/24/10 11:57	8/20/10	GRX.A	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Conn James P	NY	D	P	25	25.00	0	1	New	1	D
2/13/09 12:44	2/11/09	GDL	Gabelli Global Deal Fund		Fund	CEF	Closed-End Funds	Conn James P		D	P	75	50.00	1	2	New	2										-4	-9	-8	-3	12	12
10/14/08 12:14	10/10/08	GLU	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Conn James P		D	P	59	13.30	0	4	79	10	D	-15	-29	-25	-22	-24	-16	-13	1	4	8	5	12	1	33
10/10/08 14:21	10/8/08	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Conn James P		D	P.m	48	4.80	0	10	81	22	D		-43	-31	-24	-29	-25	-19	-16	-6	15	15	13	11	34
10/10/08 12:39	10/8/08	GLU	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Conn James P		D	P.m	8	13.30	0	1	12	6	D	-24	-36	-33	-32	-32	-27	-22	-17	1	14	25	25	16	53
4/11/08 11:13	4/9/08	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Conn James P		D	P.m	66	6.60	0	10	430	12	D			-18	-6	-6	3	-3	-2	0	0	1	-7	-25	-22
6/27/07 11:18	6/25/07	GDL	Gabelli Global Deal Fund		Fund	CEF	Closed-End Funds	Conn James P		D	P	191	19.06	1	10	200	15	D					-3	-3	-3	-2	0	0	-7	-6	-12	-7
5/30/07 09:34	5/29/07	GDL	Gabelli Global Deal Fund		Fund	CEF	Closed-End Funds	Conn James P		D	P	100	19.92	1	5	New	5	D						0	2	0	0	1	-3	-11	-14	-11
11/4/05 12:45	11/2/05	GAB	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Conn James P		D	P.a	25	7.00	4	4	10	39	D	26	4	-1	-7	-7	5	5	1	0	1	4	5	10	21
11/4/05 11:08	11/2/05	GAB	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Conn James P		D	P	25	7.00	4	4	10	39	D	26	4	-1	-7	-7	5	5	1	0	1	4	5	10	21
10/28/05 13:02	10/26/05	GAB	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Conn James P		D	P.d	31	7.00	4	4	14	36	D	22	3	-5	-11	-15	-2	2	1	2	4	7	10	13	26
7/13/05 14:11	7/12/05	GGN	Gabelli Global Gold, Natural Resources & Income Trust		Fund	CEF	Closed-End Funds	Conn James P	NY	D	P	100	20.00	1	5	New	5	D				1	8	1	1	0	1	0	2	11	18	22
12/22/04 14:42	11/26/04	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Conn James P		D	P.ad	8	7.00	1	1	25	6	D	28	5	5	-2	2	-1	2	0	0	0	5	1	14	9
11/30/04 13:24	11/26/04	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Conn James P		D	P.d	8	7.00	1	1	25	6	D	29	10	5	-3	3	4	-2	0	1	1	0	9	10	8
6/30/04 11:38	6/29/04	GLU	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Conn James P	NY	D	P	92	18.47	1	5	New	5	D						-8	-8	-2	0	2	-2	2	8	12
11/25/03 17:09	11/24/03	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Conn James P		D	P	100	20.00	0	5	New	5	D
9/30/03 12:55	9/25/03	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Conn James P		D	P.ad	8	7.00	1	1	33	4	D	18	5	-2	-11	-2	-3	-6	-1	-1	4	12	22	28	30
9/26/03 15:46	9/26/03	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Conn James P		D	P.d	8	7.00	1	1	33	4	D	22	7	-1	-8	-2	-2	-1	-2	-5	0	6	16	25	25
7/30/03 16:29	7/28/03	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Conn James P		D	P	25	25.00	0	1	New	1	D	27	27	15	8	2	-3	-2	2	1	-2	-9	-4	8	8

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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