Waddell Frederick H - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	1	-2	-5	1	22	23	33	12
P	%wins				0	0	100	100	100	100	67
S	%ret	1	1	28	0	1	2	4	5	10	4
S	%wins				64	46	37	33	35	26	40

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
10/29/20 12:36	10/28/20	IBM	International Business Machines Corp	NY	Tech	Hardw	Computer & Office Equipment	Waddell Frederick H	NY	D		P	107	107.50	0	1	36	4	I
11/5/18 08:55	11/1/18	IBM	International Business Machines Corp	NY	Tech	Hardw	Computer & Office Equipment	Waddell Frederick H	NY	D		P	250	115.99	0	2	353	3	I
2/1/18 16:18	1/31/18	IBM	International Business Machines Corp	NY	Tech	Hardw	Computer & Office Equipment	Waddell Frederick H	NY	D		P	100	163.38	0	1	New	1	I
11/30/17 19:07	11/29/17	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	M.d	2,353	52.69	0	45	11	457	D
11/30/17 19:07	11/29/17	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	S.d	-4,374	97.95	0	-45	-9	457	D
10/20/17 16:37	10/18/17	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	M.d	9,371	52.65	0	178	63	461	D
10/20/17 16:37	10/18/17	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	S.d	-17,020	95.64	0	-178	-28	461	D
9/28/17 17:04	9/27/17	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	M.d	5,264	52.64	0	100	28	461	D
9/28/17 17:04	9/27/17	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	S.d	-9,200	92.00	0	-100	-18	461	D
5/5/17 19:11	5/5/17	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	M.d	10,500	50.99	33	206	79	466	D	26	33	26	10	4	6	0	0	0	0
5/5/17 19:11	5/5/17	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	S.d	-18,628	90.46	33	-206	-31	466	D	26	33	26	10	4	6	0	0	0	0
11/16/16 18:38	11/15/16	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,P,CEO	M.d	11,508	57.54	33	200	81	448	D	27	14	17	22	15	16	15	6	1	1	11	8
11/16/16 18:38	11/15/16	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,P,CEO	S.d	-16,398	81.99	33	-200	-31	448	D	27	14	17	22	15	16	15	6	1	1	11	8
11/9/16 20:23	11/7/16	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,P,CEO	M.dm	12,939	66.27	33	195	77	448	M	15	2	8	9	9	4	2	2	2	8	18	12	19
11/9/16 20:23	11/7/16	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,P,CEO	S.dm	-14,447	73.99	33	-195	-30	448	M	15	2	8	9	9	4	2	2	2	8	18	12	19
11/4/16 18:32	11/3/16	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,P,CEO	M.d	135	71.23	33	2	0	450	M	14	2	6	5	4	3	3	0	3	9	19	18	27
11/4/16 18:32	11/3/16	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,P,CEO	S.d	-139	73.01	33	-2	0	450	M	14	2	6	5	4	3	3	0	3	9	19	18	27
9/9/16 18:09	9/8/16	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	M.d	7,000	43.65	33	160	55	452	M	7	2	11	-2	4	3	0	-1	1	1	4	30	30
9/9/16 18:09	9/8/16	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	S.d	-11,195	69.81	33	-160	-26	452	M	7	2	11	-2	4	3	0	-1	1	1	4	30	30
9/9/15 17:20	9/8/15	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	S	-1,501	70.44	33	-21	-5	415	I	32	5	3	-7	-7	-9	1	2	0	2	-1	7	-8	2
6/11/15 17:43	6/10/15	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	M.dm	2,224	63.36	33	35	9	439	D	37	26	14	11	5	2	5	3	0	-1	-1	-10	-3	-5
6/11/15 17:43	6/10/15	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	S.dm	-2,722	77.53	33	-35	-7	439	D	37	26	14	11	5	2	5	3	0	-1	-1	-10	-3	-5
5/5/15 17:09	5/5/15	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	M.d	1,267	63.36	33	20	5	439	D	46	26	15	12	5	5	1	1	0	1	1	3	-5	-4
5/5/15 17:09	5/5/15	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	S.d	-1,500	75.00	33	-20	-4	439	D	46	26	15	12	5	5	1	1	0	1	1	3	-5	-4
3/18/15 18:54	3/17/15	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	M.d	634	63.36	33	10	2	443	D	38	17	5	10	6	2	2	2	-1	-2	0	9	0	-7
3/18/15 18:54	3/17/15	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	S.d	-720	72.00	33	-10	-2	443	D	38	17	5	10	6	2	2	2	-1	-2	0	9	0	-7
9/19/14 17:01	9/17/14	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	M.d	1,394	52.10	33	27	7	424	I	49	28	8	10	8	3	3	1	0	-2	-9	-4	3	-2
9/19/14 17:01	9/17/14	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	S.d	-1,621	70.03	33	-23	-5	424	I	49	28	8	10	8	3	3	1	0	-2	-9	-4	3	-2
7/30/14 17:57	7/29/14	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	M.d	1,302	52.10	33	25	6	421	I	58	17	12	12	5	5	3	0	-1	-3	2	-6	-4	15
7/30/14 17:57	7/29/14	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	S.d	-1,484	67.50	33	-22	-5	421	I	58	17	12	12	5	5	3	0	-1	-3	2	-6	-4	15
7/7/14 17:27	7/3/14	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	M.d	1,302	52.10	33	25	6	423	I	48	13	8	0	8	4	2	1	-1	-1	3	4	5	20
7/7/14 17:27	7/3/14	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	S.d	-1,455	65.00	33	-22	-5	423	I	48	13	8	0	8	4	2	1	-1	-1	3	4	5	20
1/27/14 19:47	1/24/14	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	M.d	3,335	44.47	33	75	21	431	I	49	23	4	11	7	0	1	1	0	-1	2	-1	12	14
1/27/14 19:47	1/24/14	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	S.d	-4,625	61.66	33	-75	-15	431	I	49	23	4	11	7	0	1	1	0	-1	2	-1	12	14
5/17/13 13:13	5/15/13	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	M.d	1,474	49.12	33	30	7	439	I	25	33	24	8	6	8	5	4	2	0	2	0	2	7
5/17/13 13:13	5/15/13	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	S.d	-1,711	57.02	33	-30	-6	439	I	25	33	24	8	6	8	5	4	2	0	2	0	2	7
3/12/13 11:47	3/11/13	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	M.d	1,474	49.12	33	30	7	440	I	12	30	19	16	8	3	4	2	-1	-2	1	7	2	17
3/12/13 11:47	3/11/13	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	S.d	-1,650	55.00	33	-30	-6	440	I	12	30	19	16	8	3	4	2	-1	-2	1	7	2	17
2/13/13 17:31	2/12/13	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	M.d	1,474	49.12	33	30	7	454	M	7	23	16	14	6	5	2	1	0	0	4	7	9	19
2/13/13 17:31	2/12/13	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	S.d	-1,590	53.00	33	-30	-6	454	M	7	23	16	14	6	5	2	1	0	0	4	7	9	19
2/6/13 17:11	2/4/13	ABBV	Abbvie Inc.	DE	Health	Drug	Pharmaceutical Preparations	Waddell Frederick H	IL	D		P	74	37.05	33	2	New	2	D						8	-1	1	-2	-5	1	22	23	33
4/20/12 17:27	4/19/12	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	M.d	360	32.62	33	11	3	437	I	-11	-2	21	11	6	-1	3	1	-1	2	-7	0	5	17
1/23/12 17:12	1/20/12	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	M.d	359	32.62	33	11	3	428	I	-16	-16	-5	14	6	8	3	3	-1	-3	1	8	6	20
10/24/11 16:49	10/21/11	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CB,CEO	M.d	718	32.62	33	22	6	417	I	-22	-14	-17	-12	11	18	5	3	-3	4	-10	6	16	20
12/15/10 12:15	12/14/10	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CEO,P	M.d	132	53.67	33	2	1	330	I	24	15	7	13	8	9	4	2	-1	1	2	-9	-14	-26
12/15/10 12:15	12/14/10	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CEO,P	S.d	-135	55.00	33	-2	-1	330	I	24	15	7	13	8	9	4	2	-1	1	2	-9	-14	-26
7/31/08 18:26	7/30/08	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CEO,P	M.d	1,806	45.16	33	40	20	236	I	41	28	10	7	10	13	2	2	0	4	4	-29	-26	-22
7/31/08 18:26	7/30/08	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CEO,P	S.d	-2,295	79.40	33	-29	-11	236	I	41	28	10	7	10	13	2	2	0	4	4	-29	-26	-22
1/23/08 16:35	1/18/08	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	CEO,P	M.d	100	34.59	33	3	1	232	I	46	17	8	2	-11	-9	-6	-4	-2	1	0	3	14	-18
7/27/07 16:31	7/25/07	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	P,COO	S	-47	63.45	33	-1	-1	118	D	27	10	4	-3	-4	-4	-9	-5	3	3	-1	17	13	26
7/27/07 16:27	7/25/07	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	P,COO	S	-506	62.52	33	-8	-3	234	I	27	10	4	-3	-4	-4	-9	-5	3	3	-1	17	13	26
7/27/07 16:24	7/25/07	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	P,COO	S	-582	63.95	33	-9	-7	122	I	27	10	4	-3	-4	-4	-9	-5	3	3	-1	17	13	26
7/24/07 15:25	7/20/07	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	P,COO	M.d	730	34.59	33	21	6	386	I	34	17	9	2	2	1	-2	-3	-4	-2	-4	5	8	25
1/25/07 12:29	1/25/07	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	P,COO	S	-618	60.70	33	-10	-4	237	I	42	25	8	7	6	-1	-1	1	-1	0	3	7	5	17
1/23/07 18:20	1/22/07	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	P,COO	M.d	480	28.31	33	17	7	248	I	37	24	7	2	6	-1	-1	1	1	0	4	7	9	18
1/23/07 18:09	1/19/07	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	P,COO	M.ad	100	28.31	33	4	2	233	I	37	24	7	2	6	-1	-1	1	1	0	4	7	9	18
1/22/07 12:34	1/19/07	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	P,COO	M.d	100	28.31	33	4	2	233	I	33	20	8	0	5	-1	-1	-3	0	-1	5	7	8	16
10/26/06 14:06	10/26/06	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	P,COO	S	-100	57.52	33	-2	-1	231	I	47	12	-3	1	1	-4	-5	0	1	1	0	5	11	32
10/25/06 19:38	10/24/06	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	P,COO	M.d	99	28.31	33	4	2	233	I	50	11	-1	0	1	-5	-4	0	1	2	1	5	13	29
7/24/06 15:42	7/21/06	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	P,COO	S	-247	56.06	33	-4	-2	234	I	45	13	14	-2	1	1	4	3	2	3	2	3	9	15
4/24/06 16:56	4/24/06	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	O	EVP,P,C,	S	-252	57.61	33	-4	-2	215	B									0	2	-2	-3	0	13
4/21/06 21:20	4/20/06	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	DO	EVP,P,C,	M.d	151	16.75	33	9	4	219	B									0	3	-2	-1	4	13
1/26/06 16:42	1/26/06	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	O	EVP,P,C,	S	-212	51.77	33	-4	-2	206	B									0	0	2	14	12	18
1/25/06 13:06	1/24/06	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	O	EVP,P-C,	M.d	251	16.75	33	15	8	210	B									4	5	8	17	17	23
2/15/05 12:52	2/14/05	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	O	EVP,P,C,	M.d	159	11.75	33	13	8	188	I	47	-7	10	-3	-6	2	3	2	-1	-6	-4	3	13	19
2/15/05 12:52	2/15/05	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	O	EVP,P,C,	S.d	-165	44.66	33	-4	-2	188	I	47	-7	10	-3	-6	2	3	2	-1	-6	-4	3	13	19
10/26/04 14:21	10/22/04	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	O	EVP,P,C,	M.d	100	11.75	33	9	3	286	M	10	-12	-9	0	-6	-3	2	1	2	8	17	11	14	36
4/28/04 17:46	4/27/04	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	O	EVP,P-C,	S	-168	44.10	33	-4	-2	181	I	-14	28	-3	-9	-6	-8	-1	-2	-1	1	1	-7	-4	8
4/23/04 14:03	4/22/04	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	O	EVP,P-C,	M.d	88	9.42	33	9	3	289	I	-11	29	-3	-11	-3	-4	-3	1	0	-6	-8	-12	-11	1
2/5/04 11:54	2/4/04	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	O	EVP,P-C,	M.d	6	9.42	33	1	0	165	I	-14	42	13	0	3	-4	-6	-2	0	4	7	-7	-14	-5
1/27/04 13:09	1/23/04	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	O	EVP,P-C,	M.d	0	0.00	33	18	12	165	I	-14	45	14	9	10	5	2	-2	-2	-4	0	-11	-19	-10
8/4/03 11:50	8/1/03	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	O	EVP,P C,	M.d	47	9.42	33	5	3	152	I	-30	12	27	20	8	-2	-2	-1	0	0	1	9	13	-4
8/4/03 11:18	5/2/03	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Waddell Frederick H	IL	O	EVP,P C,	M.ad	79	9.94	33	8	6	148	I	-30	12	27	20	8	-2	-2	-1	0	0	1	9	13	-4

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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