6/29/11 16:28 | 6/29/11 | HEQ | John Hancock Hedged Equity & Income Fund | | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | H | Trustee | P | 5 | 20.05 | 1 | 0 | New | 0 | D | | | | | | 0 | 0 | 0 | 0 | 0 | -11 | -23 | -23 | -17 |
3/23/11 12:58 | 3/22/11 | JHI | John Hancock Investors Trust | DE | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | H | Trustee | P | 2 | 21.83 | 0 | 0 | 67 | 0 | D | 107 | 19 | 5 | 14 | 7 | 1 | 1 | -1 | 1 | 3 | -1 | 2 | 2 | 16 |
3/23/11 12:52 | 3/22/11 | HPS | John Hancock Preferred Income Fund III | | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | H | Trustee | P | 5 | 16.62 | 1 | 0 | 600 | 0 | D | 117 | 11 | -2 | 6 | 2 | 2 | 0 | 1 | 0 | 0 | 0 | 7 | 7 | 16 |
3/23/11 12:47 | 3/22/11 | JHS | John Hancock Income Securities Trust | MA | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | H | Trustee | P | 4 | 14.13 | 0 | 0 | 150 | 1 | D | 68 | 11 | -2 | 0 | 1 | -1 | -2 | 0 | 0 | -1 | 2 | 7 | 12 | 14 |
9/14/10 14:06 | 8/6/09 | HPF | John Hancock Preferred Income Fund II | | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | H | Trustee | P.a | 8 | 16.10 | 1 | 1 | New | 1 | D | 55 | 36 | 16 | 19 | 8 | 4 | 2 | -1 | -1 | 0 | 0 | -7 | -4 | 10 |
8/7/09 14:15 | 8/6/09 | HTY | John Hancock Tax-Advantaged Global Shareholder Yield Fund | | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | H | Trustee | P | 6 | 11.93 | 0 | 1 | New | 1 | D | | -5 | 12 | 22 | 9 | 8 | 1 | 0 | 1 | 2 | 2 | 5 | 11 | 18 |
8/7/09 14:08 | 8/6/09 | HTD | John Hancock Tax-Advantaged Dividend Income Fund | | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | H | Trustee | P | 6 | 11.45 | 1 | 1 | New | 1 | D | -20 | -9 | 24 | 33 | 16 | 11 | 3 | -2 | 1 | 4 | 0 | 2 | 14 | 37 |
8/7/09 14:04 | 8/6/09 | HPF | John Hancock Preferred Income Fund II | | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | H | Trustee | P | 8 | 16.08 | 1 | 1 | New | 1 | D | -11 | 4 | 31 | 31 | 11 | 4 | 3 | -2 | 2 | 4 | 1 | -3 | 10 | 32 |
8/7/09 14:00 | 8/6/09 | PDT | Hancock John Patriot Premium Dividend Fund II | MA | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | H | Trustee | P | 4 | 8.79 | 1 | 1 | New | 1 | D | 0 | 15 | 29 | 29 | 11 | 7 | 5 | 1 | 3 | 2 | 1 | 8 | 16 | 41 |
8/7/09 13:51 | 8/6/09 | BTO | Hancock John Bank & Thrift Opportunity Fund | | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | O | Trustee | P | 7 | 14.14 | 1 | 1 | New | 1 | D | -37 | -22 | 36 | 10 | 19 | 15 | 12 | 6 | 2 | 0 | -5 | -6 | 1 | 13 |
6/24/09 17:45 | 6/22/09 | HTY | John Hancock Tax-Advantaged Global Shareholder Yield Fund | | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | H | Trustee | S | -10 | 10.24 | 0 | -1 | -100 | 0 | D | | -21 | 15 | 12 | 6 | -1 | -4 | -2 | 2 | 2 | 6 | 20 | 29 | 18 |
6/24/09 17:40 | 6/22/09 | HTD | John Hancock Tax-Advantaged Dividend Income Fund | | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | H | Trustee | S | -19 | 9.54 | 1 | -2 | -100 | 0 | D | -35 | -25 | 9 | 32 | 9 | 6 | -2 | 0 | 3 | 3 | 11 | 27 | 38 | 47 |
6/24/09 17:34 | 6/22/09 | HPF | John Hancock Preferred Income Fund II | | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | H | Trustee | S | -5 | 13.68 | 1 | 0 | -100 | 0 | D | -26 | -19 | 18 | 28 | 0 | 0 | -9 | -6 | 3 | 6 | 12 | 22 | 25 | 39 |
6/24/09 17:29 | 6/22/09 | PDT | Hancock John Patriot Premium Dividend Fund II | MA | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | H | Trustee | S | -4 | 7.59 | 0 | 0 | -100 | 0 | D | -17 | -8 | 28 | 21 | 9 | 1 | -2 | 0 | 2 | 2 | 8 | 24 | 33 | 44 |
6/24/09 17:24 | 6/22/09 | BTO | Hancock John Bank & Thrift Opportunity Fund | | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | H | Trustee | S | -3 | 11.71 | 1 | 0 | -100 | 0 | D | -53 | -26 | -7 | 9 | -9 | -3 | -6 | -3 | 2 | 3 | 5 | 22 | 20 | 34 |
6/24/09 17:09 | 6/22/09 | HPI | John Hancock Preferred Income Fund | | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | H | Trustee | P | 6 | 14.20 | 1 | 0 | 100 | 1 | D | -24 | -18 | 15 | 31 | 3 | 0 | -9 | -5 | 3 | 4 | 10 | 19 | 23 | 33 |
10/16/08 15:14 | 10/8/08 | JHS | Hancock John Income Securities Trust /ma | MA | Fund | CEF | Closed-End Funds | Moore John A /ma/ | | H | Trustee, | P | 2 | 9.45 | 0 | 0 | New | 0 | D | -22 | -25 | -23 | -19 | -21 | -16 | -9 | 5 | 4 | 6 | 7 | 16 | 13 | 53 |
10/16/08 15:08 | 10/8/08 | JHI | Hancock John Investors Trust | DE | Fund | CEF | Closed-End Funds | Moore John A /ma/ | | H | Trustee, | P | 1 | 12.58 | 0 | 0 | 200 | 0 | D | -16 | -18 | -20 | -16 | -17 | -13 | -5 | 14 | -1 | 1 | -2 | 8 | 13 | 58 |
9/26/07 14:44 | 9/26/07 | HTY | John Hancock Tax-Advantaged Global Shareholder Yield Fund | | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | H | Trustee, | P | 20 | 20.15 | 0 | 1 | 5 | 20 | D | | | | | | | | | | | | | | |
5/8/07 14:05 | 5/8/07 | HTD | John Hancock Tax-Advantaged Dividend Income Fund | | Fund | CEF | Closed-End Funds | Moore John A /ma/ | | O | Trustee, | P | 21 | 21.00 | 2 | 1 | 2 | 41 | D | 39 | 35 | 13 | 5 | 4 | 2 | 1 | 0 | 0 | 1 | -4 | -11 | -7 | -11 |
12/2/04 10:39 | 11/12/04 | JHI | Hancock John Investors Trust | DE | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | O | Trustee, | P | 1 | 21.70 | 0 | 0 | New | 0 | D | 34 | 19 | 15 | 4 | -2 | 0 | 1 | 0 | 0 | 1 | 5 | 5 | -7 | -12 |
12/1/04 13:51 | 11/12/04 | PPF | Hancock John Patriot Preferred Dividend Fund | MA | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | O | Trustee, | P | 1 | 13.31 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
12/1/04 13:42 | 11/12/04 | PGD | Hancock John Patriot Global Dividend Fund | DE | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | O | Trustee, | P | 1 | 13.77 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
12/1/04 13:30 | 11/12/04 | HPS | John Hancock Preferred Income Fund III | | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | O | Trustee, | P | 1 | 24.13 | 2 | 0 | New | 0 | D | | 7 | 12 | 4 | 0 | 1 | -1 | -2 | 0 | -5 | -6 | -1 | -3 | -10 |
12/1/04 13:19 | 11/12/04 | PDF | Hancock John Patriot Premium Dividend Fund I | MA | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | O | Trustee, | P | 1 | 9.76 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
12/1/04 13:09 | 11/12/04 | DIV | Hancock John Patriot Select Dividend Trust | MA | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | O | Trustee, | P | 1 | 14.90 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
3/12/04 17:22 | 3/10/04 | HTD | John Hancock Tax-Advantaged Dividend Income Fund | | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | D | | P | 20 | 20.03 | 2 | 1 | New | 1 | D | | | | | | | 0 | 0 | 0 | 0 | -4 | -14 | -8 | -5 |
3/2/04 08:58 | 3/1/04 | BTO | Hancock John Bank & Thrift Opportunity Fund | | Fund | CEF | Closed-End Funds | Moore John A /ma/ | MA | D | | P | 11 | 10.54 | 1 | 1 | New | 1 | D | 56 | 58 | 27 | 12 | 4 | 3 | 0 | 1 | 0 | 2 | -2 | -8 | -1 | 7 |