Rathke Frances G - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	3	-1	-0	4	11	32	31	13
S	%wins				33	67	0	33	33	33	33

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/18/20 13:03	11/17/20	HTY	John Hancock Tax-Advantaged Global Shareholder Yield Fund		Fund	CEF	Closed-End Funds	Rathke Frances G	MA	H	Trustee	P	10	5.40	0	2	New	2	D
11/18/20 12:49	11/17/20	HTD	John Hancock Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	Rathke Frances G	MA	H	Trustee	P	10	21.03	0	0	New	0	D
11/18/20 12:27	11/17/20	HPS	John Hancock Preferred Income Fund III		Fund	CEF	Closed-End Funds	Rathke Frances G	MA	H	Trustee	P	10	16.77	0	1	New	1	D
11/18/20 12:19	11/17/20	HPF	John Hancock Preferred Income Fund II		Fund	CEF	Closed-End Funds	Rathke Frances G	MA	H	Trustee	P	10	18.40	0	1	New	1	D
11/18/20 12:11	11/17/20	HPI	John Hancock Preferred Income Fund		Fund	CEF	Closed-End Funds	Rathke Frances G	MA	H	Trustee	P	10	19.06	0	1	New	1	D
11/18/20 12:02	11/17/20	PDT	John Hancock Premium Dividend Fund	MA	Fund	CEF	Closed-End Funds	Rathke Frances G	MA	H	Trustee	P	10	13.98	0	1	New	1	D
11/18/20 11:54	11/17/20	JHI	John Hancock Investors Trust	DE	Fund	CEF	Closed-End Funds	Rathke Frances G	MA	H	Trustee	P	10	16.47	0	1	New	1	D
11/18/20 11:46	11/17/20	JHS	John Hancock Income Securities Trust	MA	Fund	CEF	Closed-End Funds	Rathke Frances G	MA	H	Trustee	P	10	15.72	0	1	New	1	D
11/18/20 11:37	11/17/20	HEQ	John Hancock Hedged Equity & Income Fund		Fund	CEF	Closed-End Funds	Rathke Frances G	MA	H	Trustee	P	10	10.98	0	1	New	1	D
11/18/20 11:22	11/17/20	BTO	John Hancock Financial Opportunities Fund		Fund	CEF	Closed-End Funds	Rathke Frances G	MA	H	Trustee	P	10	27.27	0	0	New	0	D
3/24/15 16:32	3/22/15	GMCR	Keurig Green Mountain, Inc.	DE	FdBev	Food	Miscellaneous Food Preparatio	Rathke Frances G	VT	O	CFO	M.d	0	0.00	33	1	1	115	D	123	10	-9	-11	5	-6	-3	-1	-5	-8	-7	-34	-54
3/10/15 16:57	3/7/15	GMCR	Keurig Green Mountain, Inc.	DE	FdBev	Food	Miscellaneous Food Preparatio	Rathke Frances G	VT	O	CFO	M.d	0	0.00	33	1	1	115	D	148	20	-4	-6	-4	7	1	-2	0	0	-6	-31	-52
12/9/14 21:21	12/6/14	GMCR	Keurig Green Mountain, Inc.	DE	FdBev	Food	Miscellaneous Food Preparatio	Rathke Frances G	VT	O	CFO	M.d	0	0.00	33	1	1	114	D	252	86	15	4	-8	-15	-7	-3	4	1	3	-6	-37	-32
3/25/14 18:37	3/22/14	GMCR	Keurig Green Mountain, Inc.	DE	FdBev	Food	Miscellaneous Food Preparatio	Rathke Frances G	VT	O	CFO	M.d	0	0.00	33	1	1	113	D	109	92	26	39	-5	-3	0	-8	-1	-2	-12	14	24	17
3/11/14 18:08	3/7/14	GMCR	Keurig Green Mountain, Inc.	DE	FdBev	Food	Miscellaneous Food Preparatio	Rathke Frances G	VT	O	CFO	M.d	0	0.00	33	1	1	113	D	59	97	27	50	34	-14	-8	-6	2	9	-4	8	23	19
3/26/13 15:08	3/22/13	GMCR	Green Mountain Coffee Roasters Inc	DE	FdBev	Food	Miscellaneous Food Preparatio	Rathke Frances G	VT	O	CFO	M.d	0	0.00	33	1	55	2	D	-10	0	81	31	29	15	4	0	0	4	2	32	43	93
3/11/13 16:23	3/7/13	GMCR	Green Mountain Coffee Roasters Inc	DE	FdBev	Food	Miscellaneous Food Preparatio	Rathke Frances G	VT	O	CFO	M.d	59	2.95	33	20		1	D	28	-19	120	28	14	19	13	9	1	0	2	42	53	95
3/11/13 16:23	3/7/13	GMCR	Green Mountain Coffee Roasters Inc	DE	FdBev	Food	Miscellaneous Food Preparatio	Rathke Frances G	VT	O	CFO	S.d	-1,000	50.00	33	-20	-93	1	D	28	-19	120	28	14	19	13	9	1	0	2	42	53	95
2/5/13 18:39	2/1/13	GMCR	Green Mountain Coffee Roasters Inc	DE	FdBev	Food	Miscellaneous Food Preparatio	Rathke Frances G	VT	O	CFO	M.d	59	2.95	33	20		3	M	40	-13	161	77	10	19	7	5	3	-9	4	24	72	70
2/5/13 18:39	2/1/13	GMCR	Green Mountain Coffee Roasters Inc	DE	FdBev	Food	Miscellaneous Food Preparatio	Rathke Frances G	VT	O	CFO	S.d	-910	45.48	33	-20	-87	3	M	40	-13	161	77	10	19	7	5	3	-9	4	24	72	70
12/1/11 13:57	11/29/11	GMCR	Green Mountain Coffee Roasters Inc	DE	FdBev	Food	Miscellaneous Food Preparatio	Rathke Frances G	VT	O	CFO	M.d	97	1.75	33	55	104	109	D	154	45	-34	-50	-25	-22	4	6	3	9	-14	30	-57	-28
8/5/11 17:34	8/5/11	GMCR	Green Mountain Coffee Roasters Inc	DE	FdBev	Food	Miscellaneous Food Preparatio	Rathke Frances G	VT	O	CFO	M.d	537	1.59	33	338		53	D	351	233	172	39	21	14	12	-5	-7	8	7	-33	-29	-72
8/5/11 17:34	8/5/11	GMCR	Green Mountain Coffee Roasters Inc	DE	FdBev	Food	Miscellaneous Food Preparatio	Rathke Frances G	VT	O	CFO	S.d	-32,693	96.87	33	-338	-86	53	D	351	233	172	39	21	14	12	-5	-7	8	7	-33	-29	-72

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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