9/11/18 15:03 | 9/10/18 | FDEU | First Trust Dynamic Europe Equity Income Fund | | Fund | CEF | Closed-End Funds | Nielson Niel B | IL | D | | P | 46 | 15.32 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
4/5/10 13:42 | 4/1/10 | FAM | First Trust/aberdeen Global Opportunity Income Fund | | Fund | CEF | Closed-End Funds | Nielson Niel B | IL | D | | P | 5 | 16.28 | 1 | 0 | 149 | 0 | D | 25 | 72 | 12 | 5 | 6 | 2 | 1 | 1 | 0 | 0 | 4 | 0 | 16 | 12 |
4/5/10 13:41 | 4/1/10 | FEO | First Trust/aberdeen Emerging Opportunity Fund | | Fund | CEF | Closed-End Funds | Nielson Niel B | IL | D | | P | 5 | 19.13 | 1 | 0 | 127 | 0 | D | 32 | 93 | 13 | 9 | 12 | 5 | 0 | 0 | 0 | 1 | 3 | 1 | 18 | 17 |
4/5/10 13:40 | 4/1/10 | MFD | Macquarie/first Trust Global Infrastr/util Div & Inc Fund | | Fund | CEF | Closed-End Funds | Nielson Niel B | IL | D | | P | 5 | 12.84 | 0 | 0 | 188 | 1 | D | -32 | 74 | 12 | 5 | 4 | -1 | 0 | 1 | 1 | 1 | -3 | -16 | 6 | 32 |
8/3/07 12:19 | 8/1/07 | FEO | First Trust/aberdeen Emerging Opportunity Fund | | Fund | CEF | Closed-End Funds | Nielson Niel B | IL | D | | P | 4 | 18.37 | 1 | 0 | New | 0 | D | | | 0 | -4 | -6 | -6 | -4 | -2 | -1 | -1 | -1 | 9 | 7 | 5 |
7/31/07 15:00 | 7/27/07 | CVTI | Covenant Transportation Group Inc | NV | Trans | Truckin | Trucking (No Local) | Nielson Niel B | GA | D | | P | 7 | 7.40 | 0 | 1 | 23 | 5 | D | -40 | -39 | -34 | -26 | -30 | -29 | -24 | -2 | 8 | -5 | -20 | -2 | 1 | -44 |
11/1/06 17:18 | 10/31/06 | FMY | First Trust/fidac Mortgage Income Fund | | Fund | CEF | Closed-End Funds | Nielson Niel B | IL | D | | P | 5 | 16.57 | 0 | 0 | New | 0 | D | | 8 | 6 | 5 | 2 | 1 | 0 | -1 | 0 | 0 | 0 | 4 | 4 | 6 |
11/1/06 17:15 | 10/31/06 | FHY | First Trust Strategic High Income Fund II | | Fund | CEF | Closed-End Funds | Nielson Niel B | IL | D | | P | 6 | 20.79 | 0 | 0 | New | 0 | D | | | 9 | 7 | 3 | 1 | 1 | 1 | 0 | 1 | 3 | 3 | 6 | -21 |
11/1/06 17:15 | 10/31/06 | FHI | First Trust Strategic High Income Fund | | Fund | CEF | Closed-End Funds | Nielson Niel B | IL | D | | P | 6 | 21.27 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
11/1/06 17:14 | 10/31/06 | FEN | Energy Income & Growth Fund | | Fund | CEF | Closed-End Funds | Nielson Niel B | IL | D | | P | 7 | 22.82 | 0 | 0 | New | 0 | D | 24 | 15 | 12 | 7 | 9 | 6 | 4 | 0 | 0 | -1 | 7 | 19 | 32 | 15 |
3/9/05 15:15 | 3/9/05 | MFD | Macquarie/first Trust Global Infrastr/util Div & Inc Fund | | Fund | CEF | Closed-End Funds | Nielson Niel B | GA | D | | P | 4 | 21.57 | 1 | 0 | New | 0 | D | | | 22 | 10 | 3 | -1 | 0 | 0 | -1 | -2 | -3 | 1 | 9 | 11 |
3/9/05 15:07 | 3/9/05 | FCT | First Trust Four Corners Senior Floating Rate Income Fund II | | Fund | CEF | Closed-End Funds | Nielson Niel B | GA | D | | P | 4 | 19.34 | 2 | 0 | New | 0 | D | | | 3 | 8 | 4 | 1 | 2 | 0 | 0 | -2 | -3 | -7 | -5 | -1 |
2/17/05 10:59 | 12/21/04 | FFA | First Trust/fiduciary Asset Management Covered Call Fund | | Fund | CEF | Closed-End Funds | Nielson Niel B | GA | D | | P | 4 | 19.49 | 2 | 0 | New | 0 | D | | | | 6 | 4 | 3 | 1 | 1 | -1 | -1 | -3 | -4 | -1 | -8 |
2/17/05 10:53 | 12/21/04 | FAM | First Trust/aberdeen Global Opportunity Income Fund | | Fund | CEF | Closed-End Funds | Nielson Niel B | GA | D | | P | 4 | 20.01 | 1 | 0 | New | 0 | D | | | | | 2 | 2 | 1 | 1 | 0 | -2 | -5 | -7 | -4 | 0 |
3/9/04 10:40 | 3/8/04 | FVD | First Trust Value Line Dividend Fund | | Fund | CEF | Closed-End Funds | Nielson Niel B | IL | D | | P | 3 | 14.71 | 2 | 0 | New | 0 | D | | | | 4 | 0 | -1 | 1 | 1 | 0 | -2 | -1 | -3 | 1 | 11 |
3/9/04 10:31 | 3/8/04 | FCM | First Trust/four Corners Senior Floating Rate Income Fund | | Fund | CEF | Closed-End Funds | Nielson Niel B | IL | D | | P | 4 | 19.95 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
12/29/03 12:49 | 12/26/03 | FVL | First Trust Value Line R 100 Fund | | Fund | CEF | Closed-End Funds | Nielson Niel B | GA | D | | P | 3 | 16.04 | 2 | 0 | New | 0 | D | | | | 11 | 8 | 8 | 8 | 5 | 2 | 5 | 6 | 3 | -5 | 5 |