Colman Carol L - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	10	1	19	0	-0	0	1	6	12	3
P	%wins				84	63	58	58	63	72	66
S	%ret	4	1	4	-1	1	3	-10	-7	11	-0
S	%wins				100	50	50	50	50	50	58

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
1/7/22 11:26	1/5/22	CTR	Clearbridge Mlp & Midstream Total Return Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	S	-20	25.51	0	-1	-57	1	D
1/7/22 10:32	1/5/22	HIO	Western Asset High Income Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	S	-5	5.14	0	-1	-5	19	D
8/30/21 10:34	8/27/21	HIO	Western Asset High Income Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	S	-13	5.24	0	-3	-11	19	D
6/9/21 18:51	6/7/21	HIO	Western Asset High Income Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	S	-33	5.23	0	-6	-22	22	D
6/9/21 12:39	6/7/21	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	S	-14	24.02	0	-1	-60	0	D
9/9/20 16:39	9/8/20	HIO	Western Asset High Income Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	S	-10	4.96	0	-2	-5	39	D
7/30/20 18:41	7/27/20	HIO	Western Asset High Income Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	S	-8	4.81	0	-2	-4	41	D
7/14/20 15:12	7/10/20	HIO	Western Asset High Income Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	S	-3	4.67	0	-1	-3	26	D
3/12/18 14:50	3/12/18	CTR	Clearbridge Energy Mlp Total Return Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	34	11.22	0	3	75	7	D
3/12/18 14:43	3/12/18	EMO	Clearbridge Energy Mlp Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	22	10.84	0	2	67	5	D
3/12/18 14:21	3/12/18	CEM	Clearbridge Energy Mlp Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	29	14.48	0	2	33	8	D
3/12/18 11:14	3/8/18	CTR	Clearbridge Energy Mlp Total Return Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	44	10.98	0	4	New	4	D
3/12/18 11:08	3/8/18	EMO	Clearbridge Energy Mlp Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	32	10.68	0	3	New	3	D
3/12/18 10:56	3/8/18	CEM	Clearbridge Energy Mlp Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	71	14.15	0	5	446	6	D
6/7/16 16:57	6/6/16	GDO	Western Asset Global Corporate Defined Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	14	17.26	1	1	New	1	D	9	7	10	9	5	2	2	0	0	0	2	5	1
9/14/15 17:22	9/10/15	CBA	Clearbridge American Energy Mlp Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	S	-23	11.55	4	-2	-100	0	D	-31	-35	-25	-23	-12	-2	-7	-7	0	3	7	-27	-35	-11
9/14/15 17:21	9/10/15	CEM	Clearbridge Energy Mlp Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	S	-42	21.06	6	-2	-64	1	D	-12	-23	-14	-12	-6	-5	-2	-5	0	1	-1	-30	-31	-13
9/10/13 15:29	9/6/13	DMO	Western Asset Mortgage Defined Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	S	-33	21.91	1	-2	-52	1	D	34	-1	-14	-7	0	2	2	1	0	0	0	4	12	22
9/10/13 15:27	9/6/13	CBA	Clearbridge American Energy Mlp Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	38	18.88	3	2	New	2	D					-5	-2	-4	1	0	1	0	-10	-10	7
9/28/12 16:42	9/28/12	EHI	Western Asset Global High Income Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	41	13.78	1	3	263	4	D	31	28	10	8	2	3	0	0	0	0	1	2	5	-2
3/13/12 17:21	3/12/12	DMO	Western Asset Mortgage Defined Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	33	21.68	1	2	107	3	D	27	5	12	13	5	1	0	0	0	-2	1	4	21	41
3/12/12 14:48	3/9/12	MNP	Western Asset Municipal Partners Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	49	16.25	1	3	750	3	D	33	32	15	10	2	1	0	0	0	-7	-1	3	5	4
1/25/11 14:57	1/24/11	CEM	Clearbridge Energy Mlp Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	43	21.71	4	2	200	3	D			10	6	0	0	-2	0	0	0	1	8	4	15
8/27/10 10:54	8/26/10	DMO	Western Asset Mortgage Defined Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	28	20.04	1	1	New	1	D			1	3	0	-1	-2	-2	2	4	7	11	16	9
6/28/10 21:57	6/24/10	SCD	Lmp Capital & Income Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	S	-25	9.82	1	-3	-100	0	D	-27	24	-1	-6	-3	4	-2	-2	-3	-2	4	15	28	46
6/28/10 21:52	6/25/10	CEM	Clearbridge Energy Mlp Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	20	20.00	8	1	New	1	D									0	1	1	1	8	15
7/27/09 11:51	7/23/09	HIO	Western Asset High Income Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	21	5.07	1	4	19	27	D	5	12	32	24	4	5	4	1	-1	2	4	16	25	34
6/4/09 17:53	6/4/09	HIO	Western Asset High Income Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	39	4.87	1	8	55	23	D	-12	-7	49	34	14	7	2	0	4	4	5	13	26	33
12/2/08 21:47	12/2/08	HIO	Western Asset High Income Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	52	3.60	1	15	New	15	D	-35	-37	-38	-33	-13	-15	3	-5	4	2	14	11	48	88
7/10/07 09:49	7/9/07	HIX	Western Asset High Income Fund II Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	11	11.04	2	1	New	1	D	18	21	4	-2	-3	-1	0	0	-1	-1	-8	-1	-5	-7
7/10/07 09:47	7/9/07	HIF	Western Asset High Income Fund Inc.	MD	Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	10	9.95	0	1	200	2	D	20	18	4	0	-1	1	1	-1	-1	-3	-7	-3	-6	-10
7/10/07 09:45	7/9/07	EMD	Western Asset Emerging Markets Income Fund Inc.	MD	Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	10	14.09	2	1	233	1	D	13	16	4	1	-3	-1	0	0	0	1	-4	3	6	4
7/10/07 09:43	7/9/07	EHI	Western Asset Global High Income Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	9	13.28	1	1	233	1	D	14	9	0	-5	-7	-2	0	-1	0	-2	-6	-3	-7	-12
7/10/07 09:40	7/9/07	EFL	Western Asset Emerging Markets Floating Rate Fund Inc.		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	8	13.32	0	1	150	1	D
1/23/04 17:13	1/23/04	EHI	Salomon Brothers Global High Income Fund Inc		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	5	15.38	1	0	New	0	D				6	3	2	0	1	0	-1	-5	-10	-9	3
1/23/04 17:11	1/23/04	EFL	Salomon Brothers Emerging Markets Floating Rate Fund Inc		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	6	14.00	0	0	New	0	D
1/23/04 17:08	1/23/04	EMD	Salomon Brothers Emerging Markets Income Fund Inc	MD	Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	5	18.30	1	0	New	0	D					0	0	0	0	0	-1	-2	-12	-14	6
1/23/04 17:04	1/23/04	MNP	Salomon Brothers Municipal Partners Fund Inc		Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	6	14.29	0	0	New	0	D	24	15	8	8	5	2	0	0	0	0	0	-6	-5	2
1/23/04 17:00	1/23/04	HIF	Salomon Brothers High Income Fund Inc	MD	Fund	CEF	Closed-End Funds	Colman Carol L	NY	D	P	6	11.90	0	1	New	1	D	21	27	17	10	5	5	3	1	1	1	-2	-8	0	-9

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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