CTR - Clearbridge Mlp & Midstream Total Return Fund Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	6	10	1	1	4	5	11	5	4
P	%wins				100	90	100	60	78	78	84
S	%ret	1	2	2	1	-4	-2	-2	24	22	7
S	%wins				50	50	50	50	0	0	33

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/7/23 14:14	12/5/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	1,290	34.96	0	37	3	1,124	I
12/5/23 13:07	12/1/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	403	34.86	0	12	1	1,087	I
12/1/23 18:14	11/29/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	401	33.70	0	12	1	1,076	I
11/28/23 17:47	11/28/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	490	33.08	0	15	1	1,064	I
11/13/23 10:36	11/10/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	51	31.39	0	2	0	1,049	I
10/16/23 08:26	10/13/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	225	32.31	0	7	1	1,048	I
10/12/23 14:21	10/10/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	48	32.13	0	1	0	1,041	I
10/10/23 18:57	10/6/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	234	30.59	0	8	1	1,039	I
10/6/23 17:59	10/4/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	94	29.94	0	3	0	1,031	I
9/25/23 17:46	9/22/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	739	32.98	0	22	2	1,028	I
9/22/23 15:18	9/21/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	664	32.66	0	20	2	1,006	I
9/11/23 08:26	9/8/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	344	31.83	0	11	1	986	I
7/31/23 11:15	7/28/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	476	33.19	0	14	1	975	I
7/26/23 18:15	7/25/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	45	33.26	0	1	0	960	I
7/25/23 15:08	7/21/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	432	33.10	0	13	1	959	I
7/21/23 09:19	7/19/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	349	32.67	0	11	1	946	I
7/19/23 12:15	7/17/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,462	32.13	0	45	5	935	I
6/28/23 11:08	6/26/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	71	29.69	0	2	0	890	I
6/26/23 09:18	6/22/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	298	29.99	0	10	1	887	I
6/22/23 10:27	6/20/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	582	30.68	0	19	2	877	I
6/20/23 12:48	6/16/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	126	30.90	0	4	0	858	I
6/15/23 15:01	6/13/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	413	30.10	0	14	2	854	I
6/13/23 11:12	6/9/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,601	30.22	0	53	7	841	I
6/8/23 16:43	6/7/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	135	30.01	0	5	1	788	I
6/7/23 12:24	6/5/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,160	29.29	0	40	5	783	I
6/5/23 10:11	6/1/23	CTR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,125	28.31	0	40	6	744	I
9/16/22 13:02	9/14/22	CTR	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P	3	30.50	0	0	0	73	D
9/14/22 10:42	9/12/22	CTR	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	292	31.03	0	9	15	73	D
9/12/22 16:15	9/8/22	CTR	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	261	30.34	0	9	16	63	D
9/8/22 13:40	9/6/22	CTR	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	274	29.94	0	9	20	55	D
9/6/22 10:42	9/1/22	CTR	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	266	29.92	0	9	24	46	D
9/1/22 11:27	8/30/22	CTR	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	260	30.57	0	8	30	37	D
8/29/22 17:15	8/26/22	CTR	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	278	31.65	0	9	45	28	D
8/26/22 12:45	8/24/22	CTR	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	204	31.84	0	6	49	20	D
8/24/22 13:35	8/22/22	CTR	Financ	InvAdv	Investment Advice	Franklin Resources Inc	CA	H	Affiliat	P.m	264	30.94	0	9	184	13	D
1/7/22 11:26	1/5/22	CTR	Fund	CEF	Closed-End Funds	Colman Carol L	NY	D		S	-20	25.51	0	-1	-57	1	D
11/20/20 13:02	11/16/20	CTR	Fund	CEF	Closed-End Funds	Eades Chris	NY	H	Portfoli	P	101	13.16	0	8	207	11	D
3/13/20 15:29	3/13/20	CTR	Fund	CEF	Closed-End Funds	Clarfeld Michael	NY	H	Portfoli	P	11	2.28	0	5	500	6	D
12/31/19 11:18	12/30/19	CTR	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Man Dir	S	-43	8.54	0	-5	-33	10	I
12/23/19 12:08	12/19/19	CTR	Fund	CEF	Closed-End Funds	Agdern Robert D	NY	D		P	50	8.65	0	6	New	6	D
8/27/19 13:43	8/26/19	CTR	Fund	CEF	Closed-End Funds	Cronin Daniel P	NY	D		S	-35	8.31	0	-4	-100	0	D
1/2/19 12:05	12/28/18	CTR	Fund	CEF	Closed-End Funds	Freeman Richard A	NY	H	Portfoli	S	-114	7.61	0	-15	-97	0	D
3/12/18 14:50	3/12/18	CTR	Fund	CEF	Closed-End Funds	Colman Carol L	NY	D		P	34	11.22	0	3	75	7	D
3/12/18 11:14	3/8/18	CTR	Fund	CEF	Closed-End Funds	Colman Carol L	NY	D		P	44	10.98	0	4	New	4	D
12/12/17 13:38	12/11/17	CTR	Fund	CEF	Closed-End Funds	Eades Chris	NY	H	Portfoli	P	25	11.54	0	2	32	9	D
12/8/17 11:58	12/7/17	CTR	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	S	-12	10.86	0	-1	-44	1	D
9/14/17 14:37	9/13/17	CTR	Fund	CEF	Closed-End Funds	Eades Chris	NY	H	Portfoli	P	15	12.22	0	1	27	6	D
6/1/17 11:48	5/31/17	CTR	Fund	CEF	Closed-End Funds	Eades Chris	NY	H	Portfoli	P	26	12.84	0	2	75	5	D
12/22/16 11:46	12/20/16	CTR	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	5	12.50	3	0	19	3	D	-28	27	2	0	5	3	2	2	1	0	5	6
12/21/16 16:22	12/19/16	CTR	Fund	CEF	Closed-End Funds	Freeman Richard A	NY	H	Portfoli	S	-10	12.44	2	-1	-6	13	D	-29	36	3	0	6	0	1	2	1	1	2	6
12/9/15 17:04	12/7/15	CTR	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Man. Dir	S	-113	11.25	4	-10	-100	0	D	-39	-41	-39	-28	-22	-22	-22	-16	0	-8	-5	-9	24	22
3/31/15 13:56	3/27/15	CTR	Fund	CEF	Closed-End Funds	Kamerick Eileen A	NY	D		P	10	19.75	3	1	New	1	D	0	-1	-9	-4	-4	-1	2	1	0	1	4	-9	-24	-44
3/30/15 16:53	3/26/15	CTR	Fund	CEF	Closed-End Funds	Massachusetts Mutual Life Insurance Co	MA	T		P	24,000	100,000	3	0	0	53,000	D	1	-1	-9	-6	-5	-3	0	0	0	0	3	-6	-22	-47
6/26/13 14:35	6/24/13	CTR	Fund	CEF	Closed-End Funds	Eades Chris	NY	H	Portfoli	P	43	21.39	4	2	New	2	D			20	1	-6	2	-2	-1	3	7	8	1	2	14
1/23/13 16:27	1/22/13	CTR	Fund	CEF	Closed-End Funds	Cronin Daniel P	NY	D		P	31	20.61	3	2	150	3	D				3	6	9	1	1	0	2	2	13	19	13
12/20/12 18:20	12/19/12	CTR	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	9	18.92	3	1	31	2	D				-5	-5	-3	-4	-2	1	2	11	18	21	20
11/19/12 16:32	11/16/12	CTR	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	9	18.92	2	1	45	2	D				-6	-7	-6	-7	-5	1	0	1	14	35	28
11/16/12 16:18	11/15/12	CTR	Fund	CEF	Closed-End Funds	Cronin Daniel P	NY	D		P	19	19.12	2	1	New	1	D				-6	-7	-6	-6	-5	1	2	3	17	36	30
9/27/12 10:30	9/26/12	CTR	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	22	20.06	2	1	New	1	D					-1	0	0	0	0	1	0	-3	17	17
9/19/12 14:57	9/18/12	CTR	Fund	CEF	Closed-End Funds	Clarfeld Michael	NY	H	Portfoli	P	20	20.11	2	1	New	1	D					-1	1	0	1	0	-1	2	-5	12	18
7/18/12 15:04	6/26/12	CTR	Fund	CEF	Closed-End Funds	Gerken R Jay	NY	DOH	CEO,P,CB	P	20	20.00	0	1	New	1	D
6/27/12 18:49	6/26/12	CTR	Fund	CEF	Closed-End Funds	Freeman Richard A	NY	H	Portfoli	P	200	20.00	0	10	New	10	D
6/27/12 18:39	6/26/12	CTR	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Managing	P	200	20.00	0	10	New	10	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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