Cohen Harry D - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	3	1	12	-1	-2	-0	2	8	7	2
P	%wins				67	50	75	58	83	82	69
S	%ret	3	1	4	-1	-6	-3	-6	13	1	-1
S	%wins				75	75	100	75	25	25	63

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/31/19 12:31	12/30/19	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Man Dir.	S	-34	8.42	0	-4	-100	0	I
12/31/19 11:18	12/30/19	CTR	Clearbridge Mlp & Midstream Total Return Fund Inc.	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Man Dir	S	-43	8.54	0	-5	-33	10	I
12/2/19 12:19	11/21/19	CEM	Clearbridge Mlp & Midstream Fund Inc.	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Man. Dir	S	-72	9.91	0	-7	-50	7	I
10/30/19 08:31	10/28/19	CEM	Clearbridge Mlp & Midstream Fund Inc.	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Man. Dir	S	-19	10.70	0	-2	-11	14	D
12/12/18 16:39	12/10/18	CEM	Clearbridge Mlp & Midstream Fund Inc.	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Man. Dir	S.a	-662	11.25	0	-59	-81	14	D
12/12/18 14:37	12/10/18	CEM	Clearbridge Mlp & Midstream Fund Inc.	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Man. Dir	S	-662	11.25	0	-59	-97	2	D
4/29/16 14:04	4/27/16	SCD	Lmp Capital & Income Fund Inc.	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Co-Chief	P	126	12.63	1	10	New	10	D	-10	-17	3	18	4	4	1	1	0	-1	1	11	8
12/9/15 17:07	12/7/15	CEM	Clearbridge Energy Mlp Fund Inc.	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Man. Dir	P	140	13.97	8	10	21	57	D	-41	-42	-42	-33	-24	-26	-24	-26	0	-7	-7	-2	26	18
12/9/15 17:04	12/7/15	CTR	Clearbridge Energy Mlp Total Return Fund Inc.	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Man. Dir	S	-113	11.25	4	-10	-100	0	D	-39	-41	-39	-28	-22	-22	-22	-16	0	-8	-5	-9	24	22
12/9/15 17:03	12/7/15	EMO	Clearbridge Energy Mlp Opportunity Fund Inc.	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Man. Dir	S	-19	11.32	3	-2	-30	4	D	-41	-45	-42	-33	-25	-27	-25	-17	3	-7	-2	-4	23	24
12/3/15 16:50	12/1/15	EMO	Clearbridge Energy Mlp Opportunity Fund Inc.	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Man. Dir	S	-218	14.51	3	-15	-92	1	D	-30	-34	-29	-15	-13	-9	-10	-7	-5	-13	-4	-14	4	6
12/3/15 16:49	12/1/15	CEM	Clearbridge Energy Mlp Fund Inc.	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Man. Dir	P	278	18.52	6	15	47	47	D	-21	-24	-20	-7	-3	4	6	5	-9	-22	-17	-22	-5	-8
12/12/14 17:43	12/10/14	CBA	Clearbridge American Energy Mlp Fund Inc.	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Man. Dir	S	-79	15.89	6	-5	-100	0	D		2	-11	-13	-10	-13	-8	-2	-3	3	-2	2	-1	-50
12/12/14 17:43	12/10/14	EMO	Clearbridge Energy Mlp Opportunity Fund Inc.	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Man. Dir	P	107	21.36	3	5	48	15	D	14	4	-11	-12	-8	-13	-6	-2	-2	8	0	-2	-2	-42
1/10/13 15:33	1/9/13	EMO	Clearbridge Energy Mlp Opportunity Fund Inc.	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Man. Dir	P	87	21.78	2	4	43	13	I		18	11	2	12	4	6	-1	0	-1	8	11	14	10
1/4/13 18:19	1/2/13	CEM	Clearbridge Energy Mlp Fund Inc.	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Man. Dir	P	95	23.79	4	4	16	29	I	24	14	11	-1	5	5	3	5	1	2	6	12	17	16
1/4/13 10:52	1/2/13	EMO	Clearbridge Energy Mlp Opportunity Fund Inc.	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Man. Dir	P	107	21.40	2	5	119	9	D		25	16	6	15	7	8	9	-2	-3	1	6	9	8
6/27/12 18:39	6/26/12	CTR	Clearbridge Energy Mlp Total Return Fund Inc.	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Managing	P	200	20.00	0	10	New	10	D
3/13/12 17:22	3/13/12	EMO	Clearbridge Energy Mlp Opportunity Fund Inc.	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	D		P	81	20.28	2	4	New	4	D			14	12	4	2	-1	0	-1	0	0	-2	3	18
11/29/11 16:53	8/15/11	CEM	Clearbridge Energy Mlp Fund Inc.	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Man. Dir	P	107	21.36	3	5	24	26	D		8	0	3	3	-2	0	1	1	2	5	10	3	13
8/15/11 16:40	8/15/11	CEM	Clearbridge Energy Mlp Fund Inc.	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Man. Dir	P	110	22.08	5	5	32	21	D		12	0	-1	-3	-1	-1	6	0	-5	-5	1	11	15
6/9/11 15:05	6/8/11	CEM	Clearbridge Energy Mlp Fund Inc.	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Man.Dir	P	106	21.19	5	5	47	16	D			1	-4	-8	-4	-3	-3	1	0	6	-1	9	10
6/29/10 18:45	6/25/10	CEM	Clearbridge Energy Mlp Fund Inc.	Fund	CEF	Closed-End Funds	Cohen Harry D	NY	H	Man. Dir	P	200	20.00	6	10	New	10	D									0	1	1	0	7	14

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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