Vanderlee Peter - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	5	1	31	0	0	1	3	4	16	4
P	%wins				68	77	65	71	71	82	72
S	%ret	1	1	1	2	1	7	8	0	0	5
S	%wins				0	0	0	0			0

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/16/20 11:02	3/13/20	SCD	Lmp Capital & Income Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	44	8.80	0	5	21	28	I
12/8/17 12:03	12/7/17	CBA	Clearbridge American Energy Mlp Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	24	7.40	0	3	New	3	D
12/8/17 11:58	12/7/17	CTR	Clearbridge Energy Mlp Total Return Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	S	-12	10.86	0	-1	-44	1	D
12/8/17 11:49	12/7/17	EMO	Clearbridge Energy Mlp Opportunity Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	S	-5	10.39	0	-1	-17	2	D
12/8/17 11:42	12/7/17	CEM	Clearbridge Energy Mlp Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	S	-6	12.88	0	-1	-15	3	D
12/22/16 12:20	12/20/16	CEM	Clearbridge Energy Mlp Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	5	15.29	5	0	10	3	D	-31	21	-2	-3	4	1	1	2	2	1	7	8
12/22/16 12:17	12/20/16	EMO	Clearbridge Energy Mlp Opportunity Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	5	13.12	2	0	16	3	D	-30	26	5	0	6	3	2	2	1	0	4	3
12/22/16 11:53	12/20/16	CBA	Clearbridge American Energy Mlp Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	S	-13	8.94	3	-2	-100	0	D	-31	36	7	4	8	5	1	2	2	1	7	8
12/22/16 11:46	12/20/16	CTR	Clearbridge Energy Mlp Total Return Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	5	12.50	3	0	19	3	D	-28	27	2	0	5	3	2	2	1	0	5	6
8/31/15 16:55	8/27/15	SCD	Lmp Capital & Income Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	14	13.55	1	1	4	23	D	8	-18	-18	-16	-9	-4	-4	5	-2	-2	-9	-3	-11	13
7/31/15 11:17	7/29/15	SCD	Lmp Capital & Income Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	14	14.46	1	1	5	22	D	9	-13	-11	-12	-9	-3	-2	2	0	-2	-6	-8	-18	5
7/29/15 11:45	7/28/15	EMO	Clearbridge Energy Mlp Opportunity Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	9	17.85	4	1	25	3	D	-16	-23	-16	-16	-10	-2	-2	6	2	-2	-9	-11	-47	-20
7/29/15 11:40	7/28/15	CEM	Clearbridge Energy Mlp Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	11	21.85	6	1	20	3	D	-12	-20	-12	-14	-9	-4	-3	5	2	0	-5	-13	-45	-21
6/12/15 15:14	6/10/15	SCD	Lmp Capital & Income Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	28	16.12	0	2	9	21	M	18	-3	-1	-3	-4	-4	-2	0	-1	0	-4	-17	-22	-11
10/20/14 21:17	10/16/14	SCD	Lmp Capital & Income Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	49	15.17	1	3	19	20	M	30	14	1	-9	-11	-7	-4	5	2	4	6	6	8	-11
12/6/13 15:44	12/5/13	CBA	Clearbridge American Energy Mlp Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	8	16.77	5	1	50	2	D				-10	-12	-10	-5	-6	-1	1	8	0	11	7
9/17/13 15:23	9/13/13	SCD	Lmp Capital & Income Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	54	14.70	1	4	29	17	M	46	14	0	-3	-2	2	4	3	0	0	0	3	13	25
6/28/13 14:49	6/26/13	CBA	Clearbridge American Energy Mlp Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	20	20.01	10	1	New	1	D									3	1	0	-4	-10	-2
1/9/13 10:48	11/17/10	SCD	Lmp Capital & Income Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P.a	12	11.79	1	1	12	9	D	34	26	16	1	6	7	6	1	1	0	6	11	12	18
1/7/13 18:40	1/3/13	SCD	Lmp Capital & Income Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	24	14.07	1	2	15	13	M	33	26	15	1	8	7	5	7	0	0	6	10	11	17
12/20/12 18:20	12/19/12	CTR	Clearbridge Energy Mlp Total Return Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	9	18.92	3	1	31	2	D				-5	-5	-3	-4	-2	1	2	11	18	21	20
11/19/12 16:32	11/16/12	CTR	Clearbridge Energy Mlp Total Return Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	9	18.92	2	1	45	2	D				-6	-7	-6	-7	-5	1	0	1	14	35	28
9/27/12 10:30	9/26/12	CTR	Clearbridge Energy Mlp Total Return Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	22	20.06	2	1	New	1	D					-1	0	0	0	0	1	0	-3	17	17
7/10/12 14:59	7/9/12	SCD	Lmp Capital & Income Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	10	12.93	1	1	8	11	I	46	5	9	1	5	4	3	0	1	2	8	14	17	30
6/28/12 13:08	6/27/12	SCD	Lmp Capital & Income Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	10	12.58	1	1	9	10	I	50	1	6	-4	1	3	1	0	-1	3	7	17	10	34
5/29/12 17:40	5/29/12	EMO	Clearbridge Energy Mlp Opportunity Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	9	18.92	2	1	33	2	D			5	-6	-5	-5	-4	-1	-1	-4	-1	10	5	35
8/8/11 17:17	8/5/11	EMO	Clearbridge Energy Mlp Opportunity Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P.m	9	17.77	2	1	50	2	D					-8	-7	-11	-7	4	10	10	11	18	26
7/25/11 16:56	7/25/11	EMO	Clearbridge Energy Mlp Opportunity Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	20	19.70	1	1	New	1	D						-1	0	0	-1	1	-7	-7	3	10
11/19/10 11:20	11/17/10	SCD	Lmp Capital & Income Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	12	11.79	1	1	12	9	I	88	28	25	14	1	2	1	1	0	-1	3	10	21	7
6/28/10 21:49	6/25/10	CEM	Clearbridge Energy Mlp Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	50	20.00	8	3	New	3	D									0	1	1	1	8	15
5/18/10 17:03	5/17/10	SCD	Lmp Capital & Income Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	10	10.34	1	1	14	8	D	-27	39	8	3	-5	-4	0	-2	-1	-4	0	2	19	41
3/17/10 19:17	3/16/10	SCD	Lmp Capital & Income Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	12	10.80	1	1	233	2	I	-18	67	15	8	6	4	1	1	0	1	1	-5	4	26
1/11/10 20:14	1/8/10	SCD	Lmp Capital & Income Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	10	10.34	1	1	19	6	M	-29	29	29	9	5	3	0	0	-1	0	-4	6	0	26
1/4/10 18:00	1/4/10	SCD	Lmp Capital & Income Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	10	10.36	1	1	25	5	D	-29	42	24	11	6	4	2	1	0	0	-2	5	-5	26
12/23/09 16:55	12/21/09	SCD	Lmp Capital & Income Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	10	10.10	1	1	33	4	D	-30	53	25	7	5	3	2	2	0	1	-2	5	-1	26
10/22/09 20:52	10/22/09	SCD	Lmp Capital & Income Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	10	9.70	1	1	50	3	D	-34	19	33	9	3	3	1	0	-1	-4	0	4	16	27
9/30/09 20:02	9/29/09	SCD	Lmp Capital & Income Fund Inc.	Fund	CEF	Closed-End Funds	Vanderlee Peter	NY	H	Portfoli	P	19	9.61	1	2	New	2	D	-35	-7	41	13	6	2	-1	1	-2	0	-2	9	15	25

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y