3/12/18 14:50 | 3/12/18 | CTR | Clearbridge Energy Mlp Total Return Fund Inc. | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 34 | 11.22 | 0 | 3 | 75 | 7 | D | | | | | | | | | | | | | | |
3/12/18 14:43 | 3/12/18 | EMO | Clearbridge Energy Mlp Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 22 | 10.84 | 0 | 2 | 67 | 5 | D | | | | | | | | | | | | | | |
3/12/18 14:21 | 3/12/18 | CEM | Clearbridge Energy Mlp Fund Inc. | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 29 | 14.48 | 0 | 2 | 33 | 8 | D | | | | | | | | | | | | | | |
3/12/18 11:14 | 3/8/18 | CTR | Clearbridge Energy Mlp Total Return Fund Inc. | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 44 | 10.98 | 0 | 4 | New | 4 | D | | | | | | | | | | | | | | |
3/12/18 11:08 | 3/8/18 | EMO | Clearbridge Energy Mlp Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 32 | 10.68 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
3/12/18 10:56 | 3/8/18 | CEM | Clearbridge Energy Mlp Fund Inc. | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 71 | 14.15 | 0 | 5 | 446 | 6 | D | | | | | | | | | | | | | | |
6/7/16 16:57 | 6/6/16 | GDO | Western Asset Global Corporate Defined Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 14 | 17.26 | 1 | 1 | New | 1 | D | 9 | 7 | 10 | 9 | 5 | 2 | 2 | 0 | 0 | 0 | 2 | 5 | 1 | |
9/10/13 15:27 | 9/6/13 | CBA | Clearbridge American Energy Mlp Fund Inc. | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 38 | 18.88 | 3 | 2 | New | 2 | D | | | | | -5 | -2 | -4 | 1 | 0 | 1 | 0 | -10 | -10 | 7 |
9/28/12 16:42 | 9/28/12 | EHI | Western Asset Global High Income Fund Inc. | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 41 | 13.78 | 1 | 3 | 263 | 4 | D | 31 | 28 | 10 | 8 | 2 | 3 | 0 | 0 | 0 | 0 | 1 | 2 | 5 | -2 |
3/13/12 17:21 | 3/12/12 | DMO | Western Asset Mortgage Defined Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 33 | 21.68 | 1 | 2 | 107 | 3 | D | 27 | 5 | 12 | 13 | 5 | 1 | 0 | 0 | 0 | -2 | 1 | 4 | 21 | 41 |
3/12/12 14:48 | 3/9/12 | MNP | Western Asset Municipal Partners Fund Inc. | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 49 | 16.25 | 1 | 3 | 750 | 3 | D | 33 | 32 | 15 | 10 | 2 | 1 | 0 | 0 | 0 | -7 | -1 | 3 | 5 | 4 |
1/25/11 14:57 | 1/24/11 | CEM | Clearbridge Energy Mlp Fund Inc. | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 43 | 21.71 | 4 | 2 | 200 | 3 | D | | | 10 | 6 | 0 | 0 | -2 | 0 | 0 | 0 | 1 | 8 | 4 | 15 |
8/27/10 10:54 | 8/26/10 | DMO | Western Asset Mortgage Defined Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 28 | 20.04 | 1 | 1 | New | 1 | D | | | 1 | 3 | 0 | -1 | -2 | -2 | 2 | 4 | 7 | 11 | 16 | 9 |
6/28/10 21:52 | 6/25/10 | CEM | Clearbridge Energy Mlp Fund Inc. | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 20 | 20.00 | 8 | 1 | New | 1 | D | | | | | | | | | 0 | 1 | 1 | 1 | 8 | 15 |
7/27/09 11:51 | 7/23/09 | HIO | Western Asset High Income Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 21 | 5.07 | 1 | 4 | 19 | 27 | D | 5 | 12 | 32 | 24 | 4 | 5 | 4 | 1 | -1 | 2 | 4 | 16 | 25 | 34 |
6/4/09 17:53 | 6/4/09 | HIO | Western Asset High Income Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 39 | 4.87 | 1 | 8 | 55 | 23 | D | -12 | -7 | 49 | 34 | 14 | 7 | 2 | 0 | 4 | 4 | 5 | 13 | 26 | 33 |
12/2/08 21:47 | 12/2/08 | HIO | Western Asset High Income Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 52 | 3.60 | 1 | 15 | New | 15 | D | -35 | -37 | -38 | -33 | -13 | -15 | 3 | -5 | 4 | 2 | 14 | 11 | 48 | 88 |
7/10/07 09:49 | 7/9/07 | HIX | Western Asset High Income Fund II Inc. | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 11 | 11.04 | 2 | 1 | New | 1 | D | 18 | 21 | 4 | -2 | -3 | -1 | 0 | 0 | -1 | -1 | -8 | -1 | -5 | -7 |
7/10/07 09:47 | 7/9/07 | HIF | Western Asset High Income Fund Inc. | MD | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 10 | 9.95 | 0 | 1 | 200 | 2 | D | 20 | 18 | 4 | 0 | -1 | 1 | 1 | -1 | -1 | -3 | -7 | -3 | -6 | -10 |
7/10/07 09:45 | 7/9/07 | EMD | Western Asset Emerging Markets Income Fund Inc. | MD | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 10 | 14.09 | 2 | 1 | 233 | 1 | D | 13 | 16 | 4 | 1 | -3 | -1 | 0 | 0 | 0 | 1 | -4 | 3 | 6 | 4 |
7/10/07 09:43 | 7/9/07 | EHI | Western Asset Global High Income Fund Inc. | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 9 | 13.28 | 1 | 1 | 233 | 1 | D | 14 | 9 | 0 | -5 | -7 | -2 | 0 | -1 | 0 | -2 | -6 | -3 | -7 | -12 |
7/10/07 09:40 | 7/9/07 | EFL | Western Asset Emerging Markets Floating Rate Fund Inc. | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 8 | 13.32 | 0 | 1 | 150 | 1 | D | | | | | | | | | | | | | | |
1/23/04 17:13 | 1/23/04 | EHI | Salomon Brothers Global High Income Fund Inc | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 5 | 15.38 | 1 | 0 | New | 0 | D | | | | 6 | 3 | 2 | 0 | 1 | 0 | -1 | -5 | -10 | -9 | 3 |
1/23/04 17:11 | 1/23/04 | EFL | Salomon Brothers Emerging Markets Floating Rate Fund Inc | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 6 | 14.00 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
1/23/04 17:08 | 1/23/04 | EMD | Salomon Brothers Emerging Markets Income Fund Inc | MD | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 5 | 18.30 | 1 | 0 | New | 0 | D | | | | | 0 | 0 | 0 | 0 | 0 | -1 | -2 | -12 | -14 | 6 |
1/23/04 17:04 | 1/23/04 | MNP | Salomon Brothers Municipal Partners Fund Inc | | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 6 | 14.29 | 0 | 0 | New | 0 | D | 24 | 15 | 8 | 8 | 5 | 2 | 0 | 0 | 0 | 0 | 0 | -6 | -5 | 2 |
1/23/04 17:00 | 1/23/04 | HIF | Salomon Brothers High Income Fund Inc | MD | Fund | CEF | Closed-End Funds | Colman Carol L | NY | D | | P | 6 | 11.90 | 0 | 1 | New | 1 | D | 21 | 27 | 17 | 10 | 5 | 5 | 3 | 1 | 1 | 1 | -2 | -8 | 0 | -9 |