CIK: 1240807 - Address: 1633 Broadway, New York, NY 10019
7 results

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

P%ret2154746-0-171
P%wins1001006080402067
S%ret112-21-14-715324
S%wins100050100505058

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y

1/29/09 17:34
3/27/07
NCVNicholas Applegate Convertible & Income FundFundCEFClosed-End FundsYee MichaelNYHAffiliatS.a-516.0740-1000B-31-29-34075
2/19/08 16:55
2/15/08
NIENicholas-Applegate Equity & Convertible Income FundFundCEFClosed-End FundsYee MichaelNYHAffiliatP2121.45111002D142-3-3-1-211-74-6-33
2/19/08 16:50
2/14/08
NCVNicholas Applegate Convertible & Income FundFundCEFClosed-End FundsYee MichaelNYHAffiliatP4912.21345012D-5-169-5-2-5-7-704-712-2-47
8/21/07 14:44
8/20/07
NIENicholas-Applegate Equity & Convertible Income FundFundCEFClosed-End FundsYee MichaelNYHAffiliatP2222.2021New1D-10-10-6-39149-14-6
8/17/07 17:10
8/16/07
NCVNicholas Applegate Convertible & Income FundFundCEFClosed-End FundsYee MichaelNYHAffiliatP3411.1953608D-10-18-23-25-25-18-16-115551-6-8
8/17/07 15:49
8/15/07
NCVNicholas Applegate Convertible & Income FundFundCEFClosed-End FundsYee MichaelNYHAffiliatP6012.0155New5D-10-18-23-25-25-18-16-111520191597
5/3/07 15:27
3/27/07
NCVNicholas Applegate Convertible & Income FundFundCEFClosed-End FundsYee MichaelNYHAffiliatS-516.0720-1000I3517753211011-11-11-11

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
Return to top

Contact