Kass Justin - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	3	1	12	-0	0	-4	4	5	12	3
P	%wins				58	67	17	67	42	75	54
S	%ret	2	1	3	-0	1	8	11	6	12	6
S	%wins				67	33	0	0	67	33	33

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/13/20 15:53	3/12/20	AIO	Allianzgi Artificial Intelligence & Technology Opportunities Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	70	14.03	0	5	50	15	D
3/10/20 10:11	3/6/20	AIO	Allianzgi Artificial Intelligence & Technology Opportunities Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	91	18.25	0	5	100	10	D
3/10/20 10:08	2/27/20	AIO	Allianzgi Artificial Intelligence & Technology Opportunities Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P.a	94	18.80	0	5	New	5	D
3/10/20 10:07	3/6/20	CBH	Allianzgi Convertible & Income 2024 Target Term Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	94	9.39	0	10	8	142	D
2/28/20 15:10	2/27/20	AIO	Allianzgi Artificial Intelligence & Technology Opportunities Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	74	21.05	0	4	New	4	D
7/16/19 14:48	7/12/19	ACV	Allianzgi Diversified Income & Convertible Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	S.m	-396	23.69	0	-17	-78	5	D
12/19/18 14:42	12/18/18	CBH	Allianzgi Convertible & Income 2024 Target Term Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	117	8.05	0	15	12	132	D
12/18/18 13:45	12/17/18	CBH	Allianzgi Convertible & Income 2024 Target Term Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	248	8.25	0	30	34	117	D
10/11/18 15:01	10/10/18	CBH	Allianzgi Convertible & Income 2024 Target Term Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	41	8.90	0	5	6	87	D
10/10/18 17:30	10/8/18	CBH	Allianzgi Convertible & Income 2024 Target Term Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	4	9.01	0	0	0	83	D
10/10/18 17:26	1/16/18	CBH	Allianzgi Convertible & Income 2024 Target Term Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P.a	14	9.23	0	2	2	82	D
10/10/18 17:08	8/18/17	CBH	Allianzgi Convertible & Income 2024 Target Term Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P.a	216	9.80	0	22	117	41	D
1/18/18 10:17	1/16/18	CBH	Allianzgi Convertible & Income 2024 Target Term Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	14	9.23	0	2	2	75	D
12/8/17 10:53	12/6/17	CBH	Allianzgi Convertible & Income 2024 Target Term Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	90	8.97	0	10	16	74	D
11/17/17 12:39	11/15/17	CBH	Allianzgi Convertible & Income 2024 Target Term Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	92	9.25	0	10	19	64	D
11/14/17 08:41	11/10/17	CBH	Allianzgi Convertible & Income 2024 Target Term Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	47	9.33	0	5	10	54	D
11/13/17 10:33	11/8/17	CBH	Allianzgi Convertible & Income 2024 Target Term Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	94	9.43	0	10	26	49	D
10/30/17 09:53	10/26/17	CBH	Allianzgi Convertible & Income 2024 Target Term Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	48	9.67	0	5	15	39	D
8/21/17 15:09	8/18/17	CBH	Allianzgi Convertible & Income 2024 Target Term Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	147	9.80	0	15	80	34	D
8/17/17 11:02	8/15/17	CBH	Allianzgi Convertible & Income 2024 Target Term Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	100	10.02	0	10	113	19	D
8/15/17 16:04	8/14/17	CBH	Allianzgi Convertible & Income 2024 Target Term Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	89	10.10	0	9	New	9	D
6/30/17 15:00	6/27/17	NCV	Allianzgi Convertible & Income Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	S	-88	6.98	0	-13	-100	0	D
1/21/16 18:28	1/20/16	ACV	Allianzgi Diversified Income & Convertible Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	25	14.57	2	2	9	20	D			-24	-17	-16	-17	-12	-8	4	4	5	23	30	42
1/15/16 15:55	1/13/16	ACV	Allianzgi Diversified Income & Convertible Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P.m	65	16.36	2	4	28	18	D			-22	-9	-10	-9	-10	-4	-4	-3	-4	13	19	32
1/8/16 15:18	1/7/16	ACV	Allianzgi Diversified Income & Convertible Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	196	17.78	2	11	326	14	D			-21	-3	-2	-2	-4	-3	-1	-6	-10	5	12	23
9/9/15 09:43	9/4/15	ACV	Allianzgi Diversified Income & Convertible Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	27	18.30	1	1	82	3	D				-24	-11	-8	0	-1	-1	0	-1	-1	-2	16
9/9/15 09:35	9/4/15	NCV	Allianzgi Convertible & Income Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	19	6.46	4	3	42	10	D	-12	-26	-23	-22	-10	-12	-10	2	0	-4	-7	-7	-15	18
8/13/15 14:40	8/12/15	ACV	Allianzgi Diversified Income & Convertible Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	15	19.98	1	1	78	2	D					-15	-3	-2	-3	0	0	-8	-6	-22	8
7/24/15 12:20	7/22/15	ACV	Allianzgi Diversified Income & Convertible Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	21	20.72	1	1	New	1	D					-16	-13	-7	-1	2	1	-8	-9	-21	0
9/9/11 09:44	9/7/11	NCV	Agic Convertible & Income Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	P	40	8.87	2	5	New	5	D	38	2	-16	-14	-5	1	0	0	-2	0	-8	3	18	20
3/7/11 16:27	3/4/11	NCV	Agic Convertible & Income Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	S	-206	11.07	3	-19	-100	0	D	324	31	25	17	6	1	1	1	1	-1	2	1	-14	0
2/9/11 17:20	2/7/11	NCV	Agic Convertible & Income Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	S	-162	10.82	2	-15	-45	18	D	137	38	18	13	8	6	4	3	0	2	3	2	-16	1
7/8/09 15:05	7/6/09	NGZ	Nicholas Applegate Global Equity & Convertible Income Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Portfoli	S.m	-113	11.25	0	-10	-100	0	D		-35	3	17	3	-1	-3	-5	-2	2	18	30	48	36
1/20/09 17:25	2/13/08	NCV	Nicholas Applegate Convertible & Income Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Affiliat	P.a	237	13.08	3	18	152	30										2	11	-3	10	56	115
2/14/08 16:27	2/13/08	NCV	Nicholas Applegate Convertible & Income Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Affiliat	P	249	13.08	3	19	173	30	D	0	-13	8	2	4	2	-6	-5	0	0	-5	9	-5	-43
2/7/08 16:23	2/6/08	NGZ	Nicholas Applegate Global Equity & Convertible Income Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Affiliat	P	212	21.16	1	10	New	10	D				-13	5	1	10	0	-2	-3	-5	3	-4	-42
1/29/08 15:50	1/28/08	NCV	Nicholas Applegate Convertible & Income Fund	Fund	CEF	Closed-End Funds	Kass Justin	NY	H	Affiliat	P	142	12.89	3	11	New	11	D	1	-12	-6	-5	4	5	2	6	0	5	1	3	-10	-44

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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