Smart Michael A - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	3	1	11	1	1	1	5	8	15	5
P	%wins				91	82	73	82	91	91	85
S	%ret	3	1	3	2	4	2	11	19	25	11
S	%wins				0	0	33	0	0	0	6

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
9/10/19 16:09	9/10/19	AVK	Advent Convertible & Income Fund	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	P	0	14.24	0	0	0	5	D
9/3/19 19:04	9/3/19	AVK	Advent Convertible & Income Fund	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	P	67	14.24	0	5	999%	5	D
4/15/19 10:29	4/11/19	AVK	Advent Claymore Convertible Securities & Income Fund	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	S.m	-21	14.99	0	-1	-93	0	D
2/13/19 15:44	2/13/19	AVK	Advent Claymore Convertible Securities & Income Fund	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	S	-22	14.50	0	-2	-50	2	D
12/31/18 15:03	12/28/18	AVK	Advent Claymore Convertible Securities & Income Fund	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	S	-2	12.43	0	0	-4	3	D
12/27/18 16:45	12/26/18	AVK	Advent Claymore Convertible Securities & Income Fund	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	S.m	-6	12.27	0	-1	-14	3	D
2/21/13 09:23	2/18/13	AGC	Advent Claymore Convertible Securities & Income Fund II	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	P	3	6.97	1	1	19	3	D	-13	11	9	13	4	1	0	-1	-1	-1	3	11	2	20
2/15/13 13:40	2/13/13	AGC	Advent Claymore Convertible Securities & Income Fund II	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	P	8	6.99	1	1	69	3	D	-13	11	11	12	5	0	0	0	0	-2	1	9	3	19
1/23/13 14:14	1/22/13	AGC	Advent Claymore Convertible Securities & Income Fund II	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	P	4	6.98	1	1	60	2	D	-11	14	12	7	10	8	3	1	1	0	-1	5	7	19
1/14/13 18:27	1/14/13	AVK	Advent Claymore Convertible Securities & Income Fund	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	P	4	16.89	2	0	25	1	D	8	14	13	2	4	5	4	1	0	1	1	2	7	18
1/14/13 18:21	1/14/13	AGC	Advent Claymore Convertible Securities & Income Fund II	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	P	5	6.84	1	1	233	1	D	-12	15	11	5	8	5	3	1	1	2	3	8	9	20
12/27/12 13:55	12/27/12	AVK	Advent Claymore Convertible Securities & Income Fund	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	P	9	15.82	2	1	150	1	D	4	15	8	-2	2	-1	0	-1	1	4	9	9	11	27
3/7/12 16:37	3/6/12	LCM	Advent/claymore Enhanced Growth & Income Fund	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	P	22	9.89	1	2	733	3	D	5	-8	7	11	3	1	-1	-2	1	2	0	-6	-1	8
8/2/10 11:55	7/30/10	AVK	Advent Claymore Convertible Securities & Income Fund	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	P	7	16.82	1	0	New	0	D	1	35	15	-3	4	6	5	1	1	2	0	10	18	16
8/2/10 11:37	7/30/10	AGC	Advent/claymore Global Convertible Securities & Income Fund	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	P	3	8.91	1	0	New	0	D	-7	36	16	-3	4	4	5	0	1	3	1	7	12	-1
8/2/10 11:23	7/30/10	LCM	Advent/claymore Enhanced Growth & Income Fund	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	P	3	11.09	0	0	New	0	D	2	21	8	-5	4	6	5	-1	1	3	-1	5	12	7
6/9/10 18:05	6/3/10	AVK	Advent Claymore Convertible Securities & Income Fund	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	S	-16	15.70	2	-1	-100	0	D	-20	33	8	-4	-12	-6	-2	-3	2	5	4	14	21	31
6/9/10 18:04	6/3/10	LCM	Advent/claymore Enhanced Growth & Income Fund	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	S	-2	10.24	1	0	-100	0	D	-15	28	2	-7	-11	-3	-2	-4	1	3	-2	7	16	24
6/9/10 18:02	6/3/10	AGC	Advent/claymore Global Convertible Securities & Income Fund	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	S	-2	8.08	1	0	-100	0	D	-31	35	10	-2	-12	-3	0	-3	2	5	4	13	21	20
2/25/05 16:28	2/24/05	AVK	Advent Claymore Convertible Securities & Income Fund	Fund	CEF	Closed-End Funds	Smart Michael A	NY	H	Trustee	P	25	25.22	2	1	New	1	D		7	9	-1	-3	-2	-2	1	0	1	-8	-5	6	10

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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