TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	18	139	0	1	1	2	2	-5	0
P	%wins				73	72	62	66	72	43	65
S	%ret	1	6	15	1	2	3	6	13	14	7
S	%wins				33	40	27	20	7	20	24

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/14/17 09:45	11/13/17	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	S	-60	6.02	0	-10	-38	16	I
11/14/17 09:44	11/13/17	AGC	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	S	-60	6.02	0	-10	-100	0	D
9/28/17 10:09	9/26/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,254	6.13	0	-204	-7	2,751	I
9/26/17 10:47	9/22/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-349	6.09	0	-57	-2	2,955	I
9/22/17 12:39	9/20/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-203	6.08	0	-33	-1	3,012	I
9/20/17 10:53	9/18/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-220	6.08	0	-36	-1	3,046	I
9/18/17 09:25	9/13/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-335	6.04	0	-56	-2	3,082	I
9/15/17 16:24	9/13/17	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	S.m	-2,904	6.19	0	-469	-95	26	I
9/15/17 16:23	9/13/17	AGC	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	S.m	-2,904	6.19	0	-469	-98	10	D
9/11/17 11:31	9/7/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-346	6.12	0	-57	-1	4,749	I
9/7/17 10:08	9/5/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-802	6.21	0	-129	-3	4,806	I
9/5/17 11:31	8/30/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-578	6.18	0	-93	-2	4,935	I
8/30/17 11:00	8/28/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-92	6.15	0	-15	0	5,028	I
8/28/17 12:23	8/25/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-18	6.15	0	-3	0	5,043	I
8/24/17 11:37	8/22/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-19	6.17	0	-3	0	5,046	I
8/23/17 16:57	8/23/17	AGC	Fund	CEF	Closed-End Funds	Huang Tony	NY	O	VP,Assis	S	-49	6.15	0	-8	-80	2	D
8/22/17 14:49	8/21/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-4	6.19	0	-1	0	5,049	I
8/14/17 17:12	8/10/17	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	S.m	-457	6.10	0	-75	-13	495	I
8/14/17 17:11	8/10/17	AGC	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	S.m	-457	6.10	0	-75	-14	479	D
8/10/17 11:47	8/8/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-411	6.32	0	-65	-1	5,050	I
8/8/17 12:26	8/4/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-131	6.34	0	-21	0	5,115	I
8/3/17 16:29	8/1/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-368	6.38	0	-58	-1	5,135	I
2/15/17 13:06	2/13/17	AGC	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	207	6.28	1	33	6	554	D	15	48	12	19	7	3	2	0	1	0	0
2/15/17 13:05	2/13/17	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	P	207	6.28	1	33	6	570	I	15	48	12	19	7	3	2	0	1	0	0
2/13/17 13:31	2/10/17	AGC	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	132	6.28	1	21	4	521	D	17	51	13	20	7	4	3	2	2	1	-3	3
2/13/17 13:29	2/10/17	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	P	132	6.28	1	21	4	537	I	17	51	13	20	7	4	3	2	2	1	-3	3
1/31/17 12:53	1/27/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	256	5.97	1	43	1	5,193	I	15	29	10	10	6	1	1	0	0	2	5	7
1/19/17 14:04	1/18/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	16	5.95	1	3	0	5,150	I	14	34	10	10	9	2	0	0	0	1	5	5
1/10/17 10:14	1/6/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	439	5.94	1	74	1	5,147	I	15	26	12	9	9	5	3	2	0	0	3	4
1/6/17 14:06	1/4/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	88	5.91	1	15	0	5,073	I	16	20	13	7	7	4	2	1	1	1	4	5
1/3/17 12:28	12/30/16	AGC	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	100	5.85	1	17	4	500	D	13	18	12	5	10	4	2	0	-1	2	3	6
1/3/17 12:27	12/30/16	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	P	100	5.85	1	17	3	516	I	13	18	12	5	10	4	2	0	-1	2	3	6
12/29/16 17:14	12/28/16	AGC	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P.m	587	5.87	1	100	12	916	D	13	17	13	3	10	7	2	1	0	1	3	6
12/29/16 17:14	12/28/16	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	P.m	587	5.87	1	100	12	948	I	13	17	13	3	10	7	2	1	0	1	3	6
12/28/16 12:03	12/23/16	AGC	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P.m	429	5.86	1	73	24	383	D	12	17	14	4	12	8	2	2	0	0	2	6
12/28/16 12:01	12/23/16	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	P.m	429	5.86	1	73	23	399	I	12	17	14	4	12	8	2	2	0	0	2	6
12/27/16 11:18	12/22/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	10	5.78	1	2	0	5,058	I	12	17	14	4	10	6	2	2	1	0	4	7
12/22/16 11:19	12/19/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	299	5.75	1	52	1	5,057	I	12	18	8	2	10	7	3	1	0	1	5	7
12/19/16 11:17	12/15/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	444	5.74	1	77	2	5,005	I	13	19	8	3	10	4	5	1	0	1	4	7
12/15/16 10:29	12/13/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,282	5.73	1	224	5	4,927	I	13	20	8	2	8	3	4	2	1	1	5	11
12/13/16 11:41	12/9/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	334	5.67	1	59	1	4,703	I	10	18	6	2	3	3	4	3	2	2	7	10
12/1/16 13:17	11/30/16	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	P	53	5.53	0	10	3	326	I	3	7	2	-4	0	4	1	-1	-1	0	7	17
12/1/16 13:16	11/30/16	AGC	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	53	5.53	0	10	3	310	D	3	7	2	-4	0	4	1	-1	-1	0	7	17
11/14/16 14:03	11/10/16	AGC	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	165	5.31	1	31	12	300	D	-2	6	2	-6	-6	-4	0	1	-1	2	8	19
11/14/16 14:02	11/10/16	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	P	165	5.31	1	31	11	316	I	-2	6	2	-6	-6	-4	0	1	-1	2	8	19
11/7/16 14:58	11/4/16	AGC	Fund	CEF	Closed-End Funds	Seizert Gerald L	IL	DH	Trustee	P	86	5.35	1	16	57	44	M	-3	1	1	-5	-7	-4	-6	-3	2	1	5	18	25
10/24/16 14:19	10/21/16	AGC	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	56	5.60	1	10	4	269	D	4	7	5	1	-1	-2	-1	1	0	-1	0	10	15
10/24/16 14:19	10/21/16	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	P	56	5.60	1	10	4	285	I	4	7	5	1	-1	-2	-1	1	0	-1	0	10	15
10/12/16 10:29	10/11/16	AGC	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	113	5.66	1	20	8	259	D	6	10	8	3	-2	-4	-1	0	1	-2	-5	9	14
10/12/16 10:28	10/11/16	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	P	113	5.66	1	20	8	275	I	6	10	8	3	-2	-4	-1	0	1	-2	-5	9	14
9/26/16 15:43	9/23/16	AGC	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	117	5.83	1	20	9	239	D	0	15	16	8	2	0	2	1	-1	-1	-3	3	10
9/26/16 15:42	9/23/16	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	P	117	5.83	1	20	9	255	I	0	15	16	8	2	0	2	1	-1	-1	-3	3	10
9/21/16 11:05	9/20/16	AGC	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	43	5.74	1	8	4	219	D	-1	12	12	5	2	-1	1	0	2	1	-3	3	11
9/21/16 11:03	9/20/16	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	P	43	5.74	1	8	3	235	I	-1	12	12	5	2	-1	1	0	2	1	-3	3	11
9/20/16 11:56	9/16/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	164	5.75	1	28	1	4,644	I	-2	10	12	5	2	-1	-2	1	0	1	-3	3	11
9/16/16 13:16	9/14/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	74	5.74	1	13	0	4,616	I	-1	11	14	6	3	0	-2	1	0	1	-2	2	13
9/16/16 12:43	9/15/16	AGC	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	43	5.75	1	8	4	211	D	-1	11	14	6	3	0	-2	1	0	1	-2	2	13
9/16/16 12:41	9/15/16	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	P	43	5.75	1	8	3	227	I	-1	11	14	6	3	0	-2	1	0	1	-2	2	13
9/14/16 14:08	9/12/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	54	5.72	1	9	0	4,603	I	-3	11	13	4	3	-1	-2	-3	0	1	1	2	12
9/13/16 16:59	9/12/16	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	P	86	5.73	1	15	7	220	I	-4	10	13	3	2	-1	-2	-3	0	1	0	2	10
9/13/16 16:58	9/12/16	AGC	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	86	5.73	1	15	8	204	D	-4	10	13	3	2	-1	-2	-3	0	1	0	2	10
9/12/16 11:34	9/7/16	AGC	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	100	5.91	1	17	10	189	D	-4	10	15	2	1	0	-2	-3	0	1	0	1	13
9/12/16 11:33	9/7/16	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	P	100	5.91	1	17	9	205	I	-4	10	15	2	1	0	-2	-3	0	1	0	1	13
9/8/16 12:40	9/6/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	43	5.90	1	7	0	4,594	I	-1	13	20	4	5	3	2	2	-1	-3	-3	-5	9
9/6/16 11:42	9/1/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	91	5.85	1	16	0	4,586	I	-3	15	20	5	4	1	2	1	1	-2	-2	-5	11
8/31/16 17:25	8/29/16	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	P.m	1,006	5.85	1	172	999%	188	I	-4	13	21	6	3	2	1	0	-1	1	-1	-3	12
8/31/16 17:24	8/29/16	AGC	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P.m	1,006	5.85	1	172	New	172	D	-4	13	21	6	3	2	1	0	-1	1	-1	-3	12
8/31/16 14:49	8/29/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	152	5.84	1	26	1	4,571	I	-4	13	21	6	3	2	1	0	1	2	-1	-2	13
8/29/16 12:34	8/25/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	151	5.83	1	26	1	4,545	I	-4	12	21	7	3	2	1	0	1	1	1	-2	13
8/25/16 12:01	8/23/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	88	5.82	1	15	0	4,519	I	-5	15	24	7	3	2	0	1	1	2	1	-1	13
8/23/16 11:11	8/17/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,195	5.79	1	206	5	4,503	I	-6	11	26	9	4	4	1	1	1	1	3	-3	13
8/15/16 13:07	8/10/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	208	5.75	1	36	1	4,297	I	-4	4	33	9	6	2	2	1	1	0	0	-5	15
8/10/16 13:23	8/8/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	390	5.77	1	68	2	4,261	I	-4	3	30	6	7	1	0	1	0	1	3	-4	12
8/8/16 13:45	8/4/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	45	5.69	1	8	0	4,193	I	-4	1	24	6	4	1	0	2	0	1	4	-4	12
8/4/16 12:38	8/2/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	450	5.69	1	79	2	4,150	I	-4	1	20	5	2	1	-1	-1	0	1	3	-1	12
8/1/16 16:47	7/27/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,324	5.73	1	231	6	4,106	I	-7	3	17	5	3	3	0	1	-1	1	3	1	11
5/10/16 11:39	5/9/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	992	5.54	1	179	5	3,856	I	-12	-11	0	20	5	-1	-2	0	0	1	6	6	1
4/27/16 13:09	4/25/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	308	5.61	1	55	2	3,677	I	-10	-10	2	16	7	4	1	1	1	-1	0	5	5
4/25/16 11:31	4/21/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	295	5.60	1	53	1	3,622	I	-10	-11	2	18	8	4	3	1	0	0	-2	5	4
4/21/16 12:49	4/19/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	257	5.56	1	46	1	3,569	I	-9	-11	0	19	9	3	3	1	0	1	-2	5	4
4/19/16 13:14	4/18/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	28	5.53	1	5	0	3,523	I	-9	-10	3	16	10	5	4	2	0	1	-1	5	6
4/15/16 15:00	4/14/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	73	5.49	1	13	0	3,518	I	-10	-13	3	11	8	6	3	2	1	1	0	6	9
3/31/16 12:36	3/29/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	536	5.31	1	101	3	3,504	I	-15	-12	5	0	15	5	0	3	1	1	5	3	13	25
3/29/16 12:16	3/24/16	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,102	5.29	1	208	7	3,404	I	-16	-13	-1	-2	17	3	-1	-2	1	3	7	7	16	27
1/5/16 15:41	1/5/16	AGC	Fund	CEF	Closed-End Funds	Black Daniel	IL	DH	Trustee	P	22	5.51	1	4	168	6	D	-11	-4	-10	4	-1	3	1	-1	1	-4	-8	1	6	18
8/27/15 14:45	8/26/15	AGC	Fund	CEF	Closed-End Funds	Seizert Gerald L	IL	DH	Trustee	P	148	5.70	0	26	60	69	D	-2	-16	-10	-16	-12	-9	-7	-2	1	0	-1	2	-8	14
8/27/15 14:04	8/14/15	AGC	Fund	CEF	Closed-End Funds	Seizert Gerald L	IL	DH	Trustee	P.a	235	6.10	0	38	769	43	D	-2	-16	-10	-16	-12	-9	-7	-2	1	0	-1	2	-8	14
8/27/15 13:40	8/14/15	AGC	Fund	CEF	Closed-End Funds	Seizert Gerald L	IL	DH	Trustee	P	235	6.10	0	38	100	77	D	-2	-16	-10	-16	-12	-9	-7	-2	1	0	-1	2	-8	14
2/13/15 17:29	2/6/15	AGC	Fund	CEF	Closed-End Funds	Latronica Paul	NY	H	Portfoli	P	8	6.51	1	1	650	2	D	10	-8	-5	2	5	3	2	2	-1	0	3	7	-2	-23
2/9/15 12:11	1/12/15	AGC	Fund	CEF	Closed-End Funds	Latronica Paul	NY	H	Portfoli	S.a	-1	6.27	1	0	-50	0	D	8	-6	-5	0	4	2	3	0	-1	1	3	8	0	-20
2/9/15 12:11	1/12/15	AGC	Fund	CEF	Closed-End Funds	Latronica Paul	NY	H	Portfoli	P.a	1	6.29	1	0	New	0	D	8	-6	-5	0	4	2	3	0	-1	1	3	8	0	-20
1/26/15 16:13	1/16/15	AGC	Fund	CEF	Closed-End Funds	Huang Tony	IL	O	VP,Assis	P	63	6.27	1	10	New	10	D	7	-9	-11	0	3	3	2	2	-1	-2	3	10	2	-16
1/16/15 12:08	1/12/15	AGC	Fund	CEF	Closed-End Funds	Latronica Paul	NY	H	Portfoli	S	-1	6.27	1	0	-50	0	D	8	-10	-12	5	-1	1	2	1	0	1	3	11	7	-15
1/16/15 12:08	1/12/15	AGC	Fund	CEF	Closed-End Funds	Latronica Paul	NY	H	Portfoli	P	1	6.29	1	0	New	0	D	8	-10	-12	5	-1	1	2	1	0	1	3	11	7	-15
12/30/14 17:49	12/30/14	AGC	Fund	CEF	Closed-End Funds	Seizert Gerald L	IL	DH	Trustee	P	38	6.27	1	6	18	38	D	14	-7	-14	-5	-3	-1	2	0	0	0	2	9	7	-3
12/23/14 09:43	12/22/14	AGC	Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	P	11	6.28	1	2	46	6	D	13	-6	-14	-8	-3	-3	0	1	0	0	3	9	11	-5
10/14/14 11:58	10/10/14	AGC	Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	P	13	6.50	1	2	105	4	D	10	-2	-11	-14	-13	-10	-6	-6	0	3	6	3	17	-2
1/2/14 15:20	1/2/14	AGC	Fund	CEF	Closed-End Funds	Seizert Gerald L	IL	DH	Trustee	P	72	7.25	1	10	39	36	D	37	22	9	7	3	3	2	-1	0	2	2	8	9	-6
12/26/13 17:23	12/23/13	AGC	Fund	CEF	Closed-End Funds	Nyberg Ronald	IL	DH	Trustee	P	8	7.25	1	1	37	4	D	43	24	14	9	4	5	6	3	-1	-1	1	3	8	-8
2/28/13 17:34	2/28/13	AGC	Fund	CEF	Closed-End Funds	Woodson Hart	NY	H	Portfoli	P	10	6.93	1	2	37	6	D	-14	9	8	10	1	-2	-1	0	0	1	5	8	2	22
2/21/13 09:23	2/18/13	AGC	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	P	3	6.97	1	1	19	3	D	-13	11	9	13	4	1	0	-1	-1	-1	3	11	2	20
2/15/13 13:40	2/13/13	AGC	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	P	8	6.99	1	1	69	3	D	-13	11	11	12	5	0	0	0	0	-2	1	9	3	19
1/29/13 15:41	1/28/13	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	P	70	7.02	1	10	167	16	I	-12	13	12	9	10	5	2	0	0	0	-1	6	5	14
1/23/13 14:14	1/22/13	AGC	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	P	4	6.98	1	1	60	2	D	-11	14	12	7	10	8	3	1	1	0	-1	5	7	19
1/14/13 18:21	1/14/13	AGC	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	P	5	6.84	1	1	233	1	D	-12	15	11	5	8	5	3	1	1	2	3	8	9	20
12/20/12 15:13	12/18/12	AGC	Fund	CEF	Closed-End Funds	Seizert Gerald L	IL	DH	Trustee	P	19	6.50	1	3	13	26	D	-15	16	8	-2	1	2	2	2	1	0	8	11	9	20
11/9/11 17:22	11/2/11	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	20	6.76	1	3		0	I	-1	-25	-27	-2	5	5	-4	-2	0	-2	-4	10	7	10
11/9/11 17:22	11/2/11	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-20	6.72	1	-3	-100	0	I	-1	-25	-27	-2	5	5	-4	-2	0	-2	-4	10	7	10
9/9/11 16:31	9/1/11	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	255	7.43	1	34		0	I	14	-14	-26	-18	-11	3	-1	0	0	2	-12	-8	3	4
9/9/11 16:31	9/1/11	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-255	7.41	1	-34	-100	0	I	14	-14	-26	-18	-11	3	-1	0	0	2	-12	-8	3	4
8/12/11 11:29	5/24/11	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P.am	9	9.40	2	1		0	I	13	-13	-23	-24	-20	-17	-12	5	1	-1	0	-7	2	3
8/12/11 11:29	5/24/11	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.am	-9	9.46	2	-1	-100	0	I	13	-13	-23	-24	-20	-17	-12	5	1	-1	0	-7	2	3
8/12/11 11:14	12/7/09	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P.am	33	8.14	2	4		0	I	13	-13	-23	-24	-20	-17	-12	5	1	-1	0	-7	2	3
8/12/11 11:14	12/7/09	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.am	-32	8.13	2	-4	-100	0	I	13	-13	-23	-24	-20	-17	-12	5	1	-1	0	-7	2	3
8/9/11 15:54	8/1/11	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	7	8.18	1	1		0	I	7	-20	-28	-28	-25	-21	-17	-16	5	10	8	1	8	7
8/9/11 15:54	8/1/11	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-7	8.23	1	-1	-100	0	I	7	-20	-28	-28	-25	-21	-17	-16	5	10	8	1	8	7
8/9/11 15:18	7/20/11	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	3	8.59	1	0		0	I	7	-20	-28	-28	-25	-21	-17	-16	5	10	8	1	8	7
8/9/11 15:18	7/20/11	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-3	8.60	1	0	-100	0	I	7	-20	-28	-28	-25	-21	-17	-16	5	10	8	1	8	7
6/15/11 13:17	6/13/11	AGC	Fund	CEF	Closed-End Funds	Medina Derek	NY	DH	Trustee	P	12	8.88	1	1	137	2	D	63	14	-1	-6	-6	-4	-3	0	-1	0	-2	-21	-26	-24
5/27/11 17:12	5/27/11	AGC	Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	P	6	9.44	1	1	52	2	D	80	24	4	-1	-1	0	1	-1	0	-2	-3	-24	-33	-25
4/4/11 10:09	3/23/11	AGC	Fund	CEF	Closed-End Funds	Nyberg Ronald	IL	DH	Trustee	P	18	10.05	1	2	271	3	D	126	22	10	10	4	0	-2	-1	0	0	-1	-5	-33	-23
12/20/10 15:45	12/17/10	AGC	Fund	CEF	Closed-End Funds	Seizert Gerald L	IL	DH	Trustee	P	9	9.25	1	1	7	16	D	143	26	12	2	-4	-2	-3	-1	-1	1	3	11	2	-27
10/12/10 10:23	10/7/10	AGC	Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-164	9.26	1	-18	-48	19	M	163	28	3	11	6	1	0	0	0	1	5	4	10	-26
8/13/10 15:51	8/12/10	AGC	Fund	CEF	Closed-End Funds	Medina Derek	NY	DH	Trustee	P	9	8.85	1	1	New	1	D	-5	29	16	1	9	2	-1	-3	1	1	4	11	14	-13
8/2/10 11:37	7/30/10	AGC	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	P	3	8.91	1	0	New	0	D	-7	36	16	-3	4	4	5	0	1	3	1	7	12	-1
6/9/10 18:02	6/3/10	AGC	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	S	-2	8.08	1	0	-100	0	D	-31	35	10	-2	-12	-3	0	-3	2	5	4	13	21	20
4/8/10 14:19	4/7/10	AGC	Fund	CEF	Closed-End Funds	Seizert Gerald L	IL	DH	Trustee	P	20	8.91	1	2	13	20	D	-16	90	20	8	10	4	2	1	2	5	-1	-4	10	21
1/7/10 14:40	1/6/10	AGC	Fund	CEF	Closed-End Funds	Rosen Richard	IL	H	Portfoli	P	9	8.56	1	1	100	2	D	-28	55	40	13	11	8	4	5	2	2	-6	8	4	19
12/21/09 12:11	12/21/09	AGC	Fund	CEF	Closed-End Funds	Rosen Richard	IL	H	Portfoli	P	8	8.03	1	1	New	1	D	-28	84	36	6	3	4	0	1	1	3	8	12	13	25
11/30/09 17:54	11/24/09	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	10	7.65	1	1		0	I	-32	86	22	9	-2	-1	-2	-1	2	3	7	12	14	33
11/30/09 17:54	11/24/09	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-10	7.69	1	-1	-100	0	I	-32	86	22	9	-2	-1	-2	-1	2	3	7	12	14	33
11/23/09 14:09	11/19/09	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	9	7.66	1	1		0	I	-31	92	30	7	-2	3	-1	-2	1	0	6	9	10	33
11/23/09 14:09	11/19/09	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-9	7.64	1	-1	-100	0	I	-31	92	30	7	-2	3	-1	-2	1	0	6	9	10	33
11/17/09 15:56	11/13/09	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	13	8.19	1	2		0	I	-34	64	38	13	2	0	0	1	1	0	4	8	14	28
11/17/09 15:56	11/13/09	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-12	7.78	1	-2	-100	0	I	-34	64	38	13	2	0	0	1	1	0	4	8	14	28
10/29/09 15:29	10/29/09	AGC	Fund	CEF	Closed-End Funds	Seizert Gerald L	IL	DH	Trustee	S	-27	7.60	1	-4	-8	38	M	-41	60	39	8	-5	-5	-9	-7	2	3	3	9	30	36
8/14/09 13:32	8/13/09	AGC	Fund	CEF	Closed-End Funds	Seizert Gerald L	IL	DH	Trustee	P	22	7.44	1	3	8	42	M	-39	-27	35	31	16	8	2	-1	-3	-5	7	7	12	32
3/25/09 16:22	5/2/07	AGC	Fund	CEF	Closed-End Funds	Claymore Securities Inc	IL	H	Investme	P	100	19.10	1	5		0										1	-4	8	25	61	89
3/25/09 16:22	3/24/08	AGC	Fund	CEF	Closed-End Funds	Claymore Securities Inc	IL	H	Investme	S	-28	4.99	1	-6	-100	0										1	-4	8	25	61	89
1/12/09 11:02	1/8/09	AGC	Fund	CEF	Closed-End Funds	Seizert Gerald L	IL	DH	Trustee	P	18	6.00	1	3	19	19	W									0	-2	1	-3	21	69
10/16/08 13:57	10/10/08	AGC	Fund	CEF	Closed-End Funds	Seizert Gerald L	IL	DH	Trustee	P	26	3.68	2	7	82	16	I		-63	-57	-54	-52	-42	-14	30	5	6	6	9	13	69
10/14/08 14:22	10/10/08	AGC	Fund	CEF	Closed-End Funds	Woodson Hart	NY	H	Portfoli	P	1	4.00	2	0	13	3	D		-64	-57	-52	-53	-41	-29	-1	9	14	10	14	9	67
10/10/08 14:18	10/10/08	AGC	Fund	CEF	Closed-End Funds	Nelson F Barry	NY	O	VP	P	2	3.69	2	0	10	5	D		-71	-64	-64	-61	-54	-45	-30	-4	28	40	39	35	106
10/10/08 13:50	10/8/08	AGC	Fund	CEF	Closed-End Funds	Hanson Drew S	NY	H	Portfoli	P	1	5.81	2	0	17	1	D		-71	-64	-64	-61	-54	-45	-30	-4	28	40	39	35	106
10/8/08 15:41	10/8/08	AGC	Fund	CEF	Closed-End Funds	Latronica Paul	NY	H	Portfoli	P	1	5.18	2	0	23	1	D		-61	-52	-52	-45	-25	-32	-21	-10	-3	2	4	-9	47
10/8/08 13:09	10/8/08	AGC	Fund	CEF	Closed-End Funds	Nelson F Barry	NY	O	VP	P	2	5.43	2	0	9	5	D		-61	-52	-52	-45	-25	-32	-21	-10	-3	2	4	-9	47
9/17/08 14:48	9/17/08	AGC	Fund	CEF	Closed-End Funds	Nelson F Barry	NY	O	VP	P	3	9.24	2	0	8	4	D		-37	-23	-33	-21	-16	-18	-12	-13	-1	-41	-51	-44	-1
8/28/08 17:06	8/27/08	AGC	Fund	CEF	Closed-End Funds	Nelson F Barry	NY	O	VP	P	3	11.40	1	0	9	4	D		-25	-16	-23	-7	-5	-2	-1	1	-1	-21	-62	-52	-28
8/20/08 17:59	8/19/08	AGC	Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	P	29	11.50	1	3	12	24	I		-23	-10	-22	-11	-5	-5	-3	0	0	-21	-51	-47	-27
5/1/08 17:00	5/1/08	AGC	Fund	CEF	Closed-End Funds	Nyberg Ronald	IL	DH	Trustee	P	7	14.62	1	1	New	1	D			-9	1	15	7	4	1	0	0	6	-14	-62	-56
4/29/08 16:35	4/29/08	AGC	Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	P	18	14.38	1	1	6	23	D			-8	1	13	6	5	3	1	3	6	-14	-60	-54
3/18/08 11:41	3/18/08	AGC	Fund	CEF	Closed-End Funds	Nelson F Barry	NY	O	VP	P	4	12.90	1	0	10	3	D			-19	-14	-12	-7	-6	-6	1	0	7	17	-17	-56
2/20/08 15:17	2/20/08	AGC	Fund	CEF	Closed-End Funds	Nelson F Barry	NY	O	VP	P	5	13.65	2	0	15	3	D			-9	-10	-12	-8	-9	-4	1	4	-5	15	-9	-52
12/26/07 11:34	12/21/07	AGC	Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	P	73	14.58	3	5	29	22	D			-23	-7	-4	-3	-4	2	1	4	-3	-9	1	-59
12/21/07 16:32	12/21/07	AGC	Fund	CEF	Closed-End Funds	Seizert Gerald L	IL	DH	Trustee	P	95	14.68	3	7	76	15	M			-24	-10	-7	-5	-6	-1	1	3	-1	-9	1	-60
12/19/07 17:14	12/19/07	AGC	Fund	CEF	Closed-End Funds	Hulme David	NY	H	Portfoli	P	1	14.63	3	0	20	1	D			-24	-11	-10	-1	-6	-5	0	2	1	-10	5	-63
11/26/07 17:11	11/26/07	AGC	Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	P	75	14.93	2	5	41	17	I			-22	-11	-13	-9	-4	-1	0	6	3	-1	9	-62
11/23/07 10:20	11/21/07	AGC	Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	P	77	14.70	2	5	27	24	I				-13	-15	-11	-6	-5	2	1	1	-2	8	-64
11/9/07 13:43	11/8/07	AGC	Fund	CEF	Closed-End Funds	Hulme David	NY	H	Portfoli	P	2	15.92	2	0	25	1	D				-6	-2	-6	-3	-3	-2	-2	-1	-6	-1	-56
11/5/07 11:48	11/2/07	AGC	Fund	CEF	Closed-End Funds	Seizert Gerald L	IL	DH	Trustee	P	33	16.66	2	2	New	2	D				-5	2	-3	0	1	0	-5	-6	-8	-6	-59
11/1/07 09:38	10/31/07	AGC	Fund	CEF	Closed-End Funds	Nelson F Barry	NY	O	VP	P	5	16.58	2	0	13	3	D				0	1	-4	1	0	0	-4	-7	-9	-7	-61
10/29/07 09:34	10/26/07	AGC	Fund	CEF	Closed-End Funds	Hulme David	NY	H	Portfoli	P	3	16.59	2	0	100	0	D				-3	1	-4	0	1	0	-1	-13	-9	-10	-65
10/22/07 11:57	10/19/07	AGC	Fund	CEF	Closed-End Funds	Hanson Drew S	NY	H	Portfoli	P	3	16.93	2	0	20	1	D				-10	-1	2	-4	0	-2	-1	-10	-14	-13	-58
9/28/07 17:09	9/28/07	AGC	Fund	CEF	Closed-End Funds	Hulme David	NY	H	Portfoli	P	7	16.47	1	0	New	0	D				-17	12	-6	-3	-1	2	7	3	-7	-13	-37
8/21/07 10:16	8/20/07	AGC	Fund	CEF	Closed-End Funds	Woodson Hart	NY	H	Portfoli	P	16	16.35	1	1	100	2	D					-13	-6	-5	13	3	2	1	-6	-15	-23
8/20/07 16:48	8/20/07	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CEO,P	P	33	16.51	1	2	50	6	D					-19	-11	-10	-2	3	3	1	-6	-17	-24
8/15/07 17:47	8/14/07	AGC	Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	P.m	113	16.08	1	7	350	9	M					-19	-14	-10	-10	-1	16	12	7	0	-10
7/27/07 12:26	7/26/07	AGC	Fund	CEF	Closed-End Funds	Nelson F Barry	NY	O	VP	P	7	18.17	1	0	21	2	D					-10	-10	-7	-7	-2	-4	-3	-6	-16	-24
7/25/07 18:35	7/25/07	AGC	Fund	CEF	Closed-End Funds	Nelson F Barry	NY	O	VP	P.a	7	18.55	1	0	27	2	D					-5	-5	-3	-2	-4	-3	-8	-9	-19	-25
7/25/07 15:51	7/25/07	AGC	Fund	CEF	Closed-End Funds	Hanson Drew S	NY	H	Portfoli	P	19	18.98	1	1	New	1	D					-5	-5	-3	-2	-1	-4	-9	-10	-20	-26
7/25/07 15:12	7/25/07	AGC	Fund	CEF	Closed-End Funds	Nelson F Barry	NY	O	VP	P	9	18.84	1	1	33	2	D					-5	-5	-3	-2	-1	-4	-9	-10	-20	-26
7/24/07 14:35	7/24/07	AGC	Fund	CEF	Closed-End Funds	Nelson F Barry	NY	O	VP	P	29	19.18	1	2	New	2	D					-4	-3	-1	0	-2	-8	-9	-10	-22	-28
7/24/07 14:23	7/24/07	AGC	Fund	CEF	Closed-End Funds	Latronica Paul	NY	H	Portfoli	P	17	19.28	1	1	New	1	D					-4	-3	-1	0	-2	-8	-9	-10	-22	-28
7/23/07 17:40	7/23/07	AGC	Fund	CEF	Closed-End Funds	Black Daniel	IL	DH	Trustee	P	29	19.39	1	2	New	2	D					-2	-2	1	1	-2	-9	-12	-11	-20	-28
7/23/07 17:13	7/23/07	AGC	Fund	CEF	Closed-End Funds	Woodson Hart	NY	H	Portfoli	P	19	19.45	1	1	New	1	D					-2	-2	1	1	-2	-9	-12	-11	-20	-28
7/23/07 10:43	7/19/07	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CEO,P	P	78	19.49	1	4	New	4	D					-2	-2	1	1	-1	-10	-13	-12	-22	-29