CIK: 1252911 - Address: 301 E Colorado Blvd Ste 720, Pasadena, CA 91101
12 results

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P%wins55736473908072

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12/19/18 14:58
12/18/18
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncFundCEFClosed-End FundsChadwick Robert ECADOHCEO,PP10020.00053320D
11/14/16 15:53
11/14/16
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncFundCEFClosed-End FundsChadwick Robert ECADOHCEO,PP11021.90255015D168-2-7-10-9-4-5-41012
6/8/15 17:26
6/8/15
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncFundCEFClosed-End FundsChadwick Robert ECAOCEO,PP11322.511510010D8800-4-3-10-1-2-12417
8/16/13 15:37
8/16/13
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncFundCEFClosed-End FundsChadwick Robert ECAOCFO,VP,TP10420.7015New5D-12-5-2-1-2-1-5-3716
12/30/08 14:21
12/29/08
FFCFlaherty & Crumrine/claymore Preferred Securities Income Fund IncFundCEFClosed-End FundsChadwick Robert ECAOVP,CFOP507.20173559D-59-49-45-9-1108341819-563130
12/17/07 18:04
12/17/07
PFOFlaherty & Crumrine Preferred Income Opportunity Fund IncFundCEFClosed-End FundsChadwick Robert ECAOCFOP459.04051668D-6-20-17-12-12-8-10-5-131738-56
5/15/06 15:27
5/15/06
PFOFlaherty & Crumrine Preferred Income Opportunity Fund IncFundCEFClosed-End FundsChadwick Robert ECAOCFO,VP,TP1110.84015830-10141421
9/28/05 15:09
9/28/05
PFDFlaherty & Crumrine Preferred Income Fund IncFundCEFClosed-End FundsChadwick Robert ECAOCFO,VP,SP3216.0002New2D22-311-2-6-7-7-5-11-5-117
4/6/05 15:18
4/5/05
FLCFlaherty & Crumrine/claymore Total Return Fund IncFundCEFClosed-End FundsChadwick Robert ECAOCFO,VP,TP2121.45112002D-12-6-12-9-60-1002511
4/6/05 14:25
4/5/05
FFCF&c/claymore Preferred Securities Income Fund IncFundCEFClosed-End FundsChadwick Robert ECAOCFO,VP,TP2221.80411712D7-13-10-14-13-8-3-210683-1
4/6/04 18:17
4/6/04
PFOPreferred Income Opportunity Fund IncFundCEFClosed-End FundsChadwick Robert ECAOVPP1912.9502New2D3078-7-10-13-13-1337-1072
1/6/04 15:07
1/5/04
FLCFlaherty & Crumrine/claymore Total Return Fund IncFundCEFClosed-End FundsChadwick Robert ECAOVPP1325.4611New1D110-10143-56

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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