Tank Bradley - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	3	0	1	-3	2	3	22	4
P	%wins				100	100	0	33	33	100	61

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/9/21 18:56	11/5/21	NBO	Neuberger Berman New York Municipal Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	NY	O	CIO of A	S.m	-59	12.80	0	-5	-16	24	I
11/9/21 18:53	11/5/21	NBW	Neuberger Berman California Municipal Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	NY	H	CIO of A	S	-6	14.00	0	0	-2	20	I
11/3/21 21:49	11/1/21	NBW	Neuberger Berman California Municipal Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	NY	H	CIO of A	S.m	-8	14.00	0	-1	-3	20	I
10/26/21 19:12	10/22/21	NBO	Neuberger Berman New York Municipal Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	NY	O	CIO of A	S	-5	12.80	0	0	-1	29	I
10/21/21 18:38	10/19/21	NBW	Neuberger Berman California Municipal Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	NY	H	CIO of A	S.m	-10	14.00	0	-1	-3	21	I
10/19/21 21:52	10/15/21	NBO	Neuberger Berman New York Municipal Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	NY	H	CIO of A	S	-43	12.92	0	-3	-10	29	I
10/18/21 21:52	10/14/21	NBW	Neuberger Berman California Municipal Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	NY	H	CIO of A	S.m	-92	14.03	0	-7	-79	2	I
3/26/20 21:59	3/25/20	NBO	Neuberger Berman New York Municipal Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	NY	O	CIO of A	P	24	10.99	0	2	12	20	D
3/18/20 15:17	3/17/20	NBO	Neuberger Berman New York Municipal Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	NY	O	CIO of A	P	7	11.31	0	1	3	18	D
3/18/20 15:15	3/17/20	NBW	Neuberger Berman California Municipal Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	NY	O	CIO of A	P	128	13.02	0	10	158	16	D
3/16/20 21:54	3/13/20	NBO	Neuberger Berman New York Municipal Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	NY	O	CIO of A	P.m	201	11.54	0	17	New	17	D
3/16/20 21:49	3/13/20	NBW	Neuberger Berman California Municipal Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	NY	O	CIO of A	P.m	80	12.92	0	6	New	6	D
3/5/20 18:50	3/3/20	NBW	Neuberger Berman California Municipal Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	NY	H	CIO of A	P	68	14.47	0	5	New	5	I
3/5/20 18:46	3/3/20	NBO	Neuberger Berman New York Municipal Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	NY	H	CIO of A	P	55	12.84	0	4	New	4	I
9/4/19 21:56	12/11/17	NBO	Neuberger Berman New York Municipal Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	NY	O	CIO of A	P	100	12.36	0	8	New	8	I
9/4/19 21:55	12/11/17	NBW	Neuberger Berman California Municipal Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	NY	O	CIO of A	P	100	13.85	0	7	New	7	I
8/1/19 20:50	7/30/19	NBH	Neuberger Berman Municipal Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	NY	H	CIO of A	S	-299	15.40	0	-19	-100	0	I
8/1/19 20:09	12/11/17	NBH	Neuberger Berman Municipal Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	NY	H	CIO of A	P	51	14.88	0	3	New	3	I
1/4/19 20:57	1/2/19	NHS	Neuberger Berman High Yield Strategies Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	NY	H	CIO of A	P	19	9.60	0	2	2	130	M
12/28/18 21:23	12/26/18	NHS	Neuberger Berman High Yield Strategies Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	NY	H	CIO of A	P.m	372	9.58	0	39	43	128	M
12/28/18 20:52	12/27/18	NBH	Neuberger Berman Municipal Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	NY	H	CIO of A	P	201	12.56	0	16	New	16	I
12/3/18 21:10	11/30/18	NHS	Neuberger Berman High Yield Strategies Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	NY	H	CIO of A	P	201	10.27	0	20	28	89	M
12/22/15 20:48	12/18/15	NHS	Neuberger Berman High Yield Strategies Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	IL	H	CIO of A	P.m	262	9.36	1	28	67	70	M	-10	-10	-12	-3	-4	0	2	4	1	0	-5	9	13	25
8/28/15 21:48	6/14/13	NHS	Neuberger Berman High Yield Strategies Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	IL	H	CIO of A	P.am	153	11.95	1	13	New	13	I	0	-15	-14	-12	-7	-3	-2	3	0	2	-3	-2	-1	21
8/27/15 21:57	6/14/13	NHS	Neuberger Berman High Yield Strategies Fund Inc.	Fund	CEF	Closed-End Funds	Tank Bradley	IL	H	CIO of A	P.m	338	11.71	1	29	222	42	M	-1	-15	-14	-12	-8	-4	-2	0	0	2	-1	-2	-2	21

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y