CIK: 1255452 - Address: 47 Maple St. Suite 403, Summit, NJ 07901
16 results

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P%ret411311137114
P%wins85775477838276

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12/20/18 14:51
12/20/18
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncFundCEFClosed-End FundsStone Bradford SNJOHCFO,VP,TP4919.50031027D
12/17/18 13:26
12/14/18
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncFundCEFClosed-End FundsStone Bradford SNJOHCFO,VP,TP5120.38031224D
10/11/18 12:41
10/10/18
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncFundCEFClosed-End FundsStone Bradford SNJOHCFO,VP,TP5521.88031321D
11/14/16 16:29
11/14/16
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncFundCEFClosed-End FundsStone Bradford SNJOHCFO,TreaP5521.95231816D168-2-7-10-9-4-544416
11/8/16 18:03
11/2/16
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncFundCEFClosed-End FundsStone Bradford SNJOHCFO,VP,TP6023.91232214D23144-2-2-2-310-9-3711
6/23/15 15:18
6/22/15
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncFundCEFClosed-End FundsStone Bradford SNJOCFO,VP,TP4421.90222510D430-5-6-3-100016619
11/25/13 15:30
11/22/13
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncFundCEFClosed-End FundsStone Bradford SNJOVP,Asst.P4919.7423508D-18-1-2-300104122127
9/13/13 14:43
9/13/13
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncFundCEFClosed-End FundsStone Bradford SNJOVP,Asst.P5020.00231005D-19-6-4-4-202421524
8/22/13 12:53
8/21/13
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncFundCEFClosed-End FundsStone Bradford SNJOVP,Asst.P5120.5023New3D-12-2-3001-2-1919
6/4/13 08:41
6/3/13
FLCFlaherty & Crumrine Total Return Fund IncFundCEFClosed-End FundsStone Bradford SNJOVP,Asst.P2919.50121503D20120-4-10-9-9-4120-4-213
5/30/13 16:55
5/28/13
FLCFlaherty & Crumrine Total Return Fund IncFundCEFClosed-End FundsStone Bradford SNJOVP,Asst.P2120.7611New1D251630-5-8-6-5-2-3-4-10-89
8/20/07 13:27
8/20/07
PFOFlaherty & Crumrine Preferred Income Opportunity Fund IncFundCEFClosed-End FundsStone Bradford SNJOVPP1010.0001255D-14-10-18-19-14-12-10-1291155-17
12/21/05 09:40
12/20/05
PFOFlaherty & Crumrine Preferred Income Opportunity Fund IncFundCEFClosed-End FundsStone Bradford SNJOVPP3311.08033004D-9-12-9-13-3-3-2-101148220
4/6/04 18:12
4/6/04
PFDPreferred Income Fund IncFundCEFClosed-End FundsStone Bradford SNJOVPP1216.4711702D34812-8-10-13-15-14-1-3-707-1
4/6/04 11:27
4/5/04
PFDPreferred Income Fund IncFundCEFClosed-End FundsStone Bradford SNJOVPP1716.9011New1D34812-8-10-13-15-1441-34113
4/6/04 11:22
4/5/04
PFOPreferred Income Opportunity Fund IncFundCEFClosed-End FundsStone Bradford SNJOVPP1312.9501New1D3078-7-10-13-13-1318-1083

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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