Ladd Robert - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	3	1	50	-0	-2	-5	-14	-10	3	-5
P	%wins				52	44	28	22	16	20	30

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
8/26/15 10:45	8/24/15	SCM	Stellus Capital Investment Corp		Fund	CEF	Closed-End Funds	Ladd Robert	TX	DO	P,CEO	P	69	9.91	1	7	5	135	D	-10	-15	-9	-9	-6	9	6	0	0	6	-1	-1	-22	18
8/19/15 17:26	8/18/15	SCM	Stellus Capital Investment Corp		Fund	CEF	Closed-End Funds	Ladd Robert	TX	DO	P,CEO	P	53	10.30	1	5	4	127	D	-15	-20	-11	-14	-10	-3	4	1	4	5	3	0	-16	21
6/18/15 14:10	6/16/15	MGT	Mgt Capital Investments Inc	DE	Financ	Patent	Patent Owners & Lessors	Ladd Robert	NY	DO	P,CEO,Di	P.m	5	0.4431	0	11	7	174	D	-92	-67	-41	-2	-20	-7	3	-7	5	5	8	-48	-38	760
8/21/12 15:32	8/6/12	MGT.B	Mgt Capital Investments Inc	DE	Financ	Patent	Patent Owners & Lessors	Ladd Robert	NY	DOT	P,CEO,Di	P.m	9	4.57	0	2	0	755	M
6/12/12 14:51	6/8/12	MGT.B	Mgt Capital Investments Inc	DE	Tech	Softw	Prepackaged Software	Ladd Robert	NY	DOT	P,CEO	P.m	9	4.08	0	2	0	1,281	I
3/30/12 16:48	3/28/12	MGT.B	Mgt Capital Investments Inc	DE	Tech	Softw	Prepackaged Software	Ladd Robert	NY	DOT	P,CEO	P	11	1.89	0	6	1	666	M
3/21/12 21:23	3/19/12	MGT.B	Mgt Capital Investments Inc	DE	Tech	Softw	Prepackaged Software	Ladd Robert	NY	DOT	P,CEO	P.m	22	0.0550	0	394	2	22,017	I
3/15/12 21:37	3/13/12	MGT	Mgt Capital Investments Inc	DE	Tech	Softw	Prepackaged Software	Ladd Robert	NY	DOT	P , CEO	P.m	8	0.0531	0	145	1	21,623	D	-83	-83	-29	0	0	0	0	0	25	40	68	170	209	98
1/5/12 21:13	12/29/11	MGT	Mgt Capital Investments Inc	DE	Tech	Softw	Prepackaged Software	Ladd Robert	NY	DO	Interim	P.m	4	0.0700	0	54	0	20,728	I	-78	-74	-61	40	40	40	40	0	-30	-45	-31	0	134	60
12/30/11 14:42	12/28/11	MGT	Mgt Capital Investments Inc	DE	Tech	Softw	Prepackaged Software	Ladd Robert	NY	DO	Interim	P.m	15	0.0596	0	250	50	750	D	-77	-71	-61	17	0	40	40	40	29	-29	-14	23	170	67
1/16/08 09:17	1/14/08	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	DT		P.m	13	1.42	0	9	0	2,802	I	-60	-55	-67	-53	-25	-13	-10	-6	1	-13	12	28	34	-1
1/14/08 15:30	1/11/08	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	DT		P	97	1.49	0	65	2	2,793	I	-59	-57	-68	-56	-24	-12	-16	-13	-1	-3	5	38	48	27
12/18/07 11:29	12/14/07	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	DT		P.m	14	1.79	0	8	0	2,728	I	-43	-52	-61	-52	13	-12	-17	-12	-7	-5	-16	-6	22	-21
12/14/07 09:24	12/13/07	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	DT		P	70	1.91	0	36	1	2,720	I	-41	-37	-57	-51	21	-8	-6	-8	-6	-16	-25	-19	12	-26
11/30/07 12:43	11/28/07	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	DT		P.m	32	1.87	0	17	1	2,683	I	-42	-35	-57	-54	-35	52	33	-8	-3	10	-4	-20	-7	-46
11/28/07 15:39	11/26/07	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	DT		P.m	102	2.01	0	51	2	2,666	I	-44	-35	-53	-51	-35	36	73	-6	-7	4	-17	-27	-2	-50
11/26/07 14:49	11/21/07	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	DT		P.m	154	2.08	0	74	3	2,615	I	-43	-33	-47	-50	-34	31	88	47	-1	-12	-21	-28	-20	-54
7/26/07 09:15	7/25/07	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	DT		P	54	3.87	0	14	1	2,541	I	44	-30	23	-10	-12	-6	-9	-7	1	-1	3	-65	-70	-49
6/28/07 09:20	6/26/07	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	DT		P	193	4.29	0	45	2	2,527	I	41	-19	22	6	5	-3	-3	3	2	0	-2	-20	-62	-41
6/26/07 15:45	6/25/07	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	DT		P	39	4.24	0	9	0	2,482	I	36	-20	20	5	4	-11	-6	-3	1	3	-5	-18	-63	-44
6/25/07 15:40	6/22/07	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	DT		P	12	4.22	0	3	0	2,473	I	36	-19	18	4	2	-11	-8	-5	1	5	-2	-15	-61	-46
6/22/07 09:23	6/20/07	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	DT		P.m	55	4.29	0	13	1	2,470	I	44	-16	16	6	-1	-4	-4	-4	-1	3	1	-16	-62	-47
6/8/07 09:31	6/7/07	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	DT		P	121	4.50	0	27	1	2,457	I	41	-16	52	7	-1	11	13	-5	1	2	-2	-9	-52	-53
6/4/07 09:30	5/31/07	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	D		P	176	4.39	0	40	2	2,430	I	35	-13	51	3	-7	8	13	13	6	1	-2	-7	-57	-60
10/31/06 11:48	10/30/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	DT		P	306	3.06	0	100	4	2,390	I	67	-2	-28	-31	-14	-9	-7	-6	-1	-8	-15	8	22	-51
9/6/06 10:06	9/5/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	78	4.32	0	18	1	2,290	I	144	48	2	-21	-26	-8	-11	-9	-7	-6	-29	-30	-1	-3
9/5/06 15:05	9/5/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	22	4.40	0	5	0	2,272	I	169	62	10	-8	-20	-3	-3	-1	-9	-13	-28	-36	-10	-10
9/5/06 09:31	9/1/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	23	4.65	0	5	0	2,267	I	169	62	10	-8	-20	-3	-3	-1	-9	-13	-28	-36	-10	-10
9/1/06 09:15	8/31/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	51	4.66	0	11	0	2,262	I	171	63	6	-10	-18	-6	-3	0	-1	-13	-19	-37	-9	-12
8/31/06 15:27	8/31/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	23	4.59	0	5	0	2,251	I	174	62	2	-11	-17	-7	-4	-3	1	-12	-17	-37	-14	-7
8/25/06 11:59	8/24/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	45	4.81	0	9	0	2,246	I	177	70	9	-3	-6	-5	4	-1	-1	-3	-16	-35	-9	-13
8/24/06 11:21	8/23/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	32	4.73	0	7	0	2,237	I	173	70	6	-6	-4	-5	0	-1	0	-3	-16	-33	-2	-11
8/22/06 11:23	8/21/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	2	4.70	0	0	0	2,231	I	188	67	9	-1	-5	-3	-3	2	0	-3	-17	-32	-5	-13
8/15/06 09:43	8/14/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	34	4.84	0	7	0	2,230	I	196	59	24	-15	-7	-17	-5	-5	-4	1	-18	-30	-20	-14
8/14/06 09:52	8/11/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	15	4.93	0	3	0	2,223	I	214	62	26	-13	-5	-14	-1	1	-4	-3	-20	-36	-27	-16
8/11/06 09:57	8/10/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	11	4.94	0	2	0	2,220	I	215	69	25	-15	-4	-12	0	0	0	-4	-18	-35	-27	-14
8/10/06 09:45	8/9/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	5	4.97	0	1	0	2,218	I	208	64	28	-12	-3	-10	-4	0	-1	-6	-19	-38	-24	-19
8/9/06 09:44	8/8/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	18	4.96	0	4	0	2,217	I	202	61	26	-9	-4	-9	-10	-2	2	-7	-18	-35	-23	-11
8/8/06 10:09	8/7/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	10	4.95	0	2	0	2,213	I	184	67	30	-6	-8	-8	-12	-1	-1	-4	-21	-35	-25	-11
8/7/06 08:58	8/4/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	25	5.03	0	5	0	2,211	I	177	63	31	-2	-11	-1	-11	1	-1	-1	-16	-37	-24	-12
8/4/06 09:41	8/3/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	13	5.08	0	3	0	2,206	I	177	65	35	-3	-6	-1	-12	-4	0	-2	-8	-36	-23	-12
8/3/06 09:00	8/2/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	201	5.04	0	40	2	2,203	I	182	63	33	3	-3	1	-13	-9	0	0	-7	-32	-23	-12
7/13/06 15:01	7/13/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	79	4.96	0	16	1	2,164	I	198	72	42	32	-3	-4	-4	0	-1	9	-1	-25	-33	-11
7/12/06 09:31	7/11/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	90	5.16	0	17	1	2,148	I	189	76	44	31	1	-1	-2	0	-1	6	-1	-38	-33	-12
7/5/06 10:06	6/30/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	53	5.25	0	10	0	2,130	I	163	83	51	13	5	5	-5	-1	2	-1	-2	-27	-33	-16
6/29/06 14:23	6/28/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	91	5.13	0	18	1	2,120	B									1	-2	6	-25	-33	-14
6/14/06 10:07	6/13/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	133	4.93	0	27	1	2,102	B									1	5	2	-19	-37	-7
6/12/06 10:21	6/9/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	235	5.63	0	42	2	2,075	B									-13	-13	-9	-28	-45	-20
5/22/06 09:35	5/19/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	116	4.88	0	24	1	2,034	B									5	1	5	-2	-33	-19
5/11/06 09:48	5/10/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	135	5.73	0	24	1	2,010	B									0	-5	-2	-12	-45	-27
5/1/06 10:52	4/28/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	122	4.47	0	27	1	1,986	B									7	15	13	23	-19	-2
4/24/06 08:43	4/21/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	30	4.29	0	7	0	1,959	B									-1	1	10	28	-16	7
4/18/06 09:22	4/17/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	84	3.82	0	22	1	1,952	B									9	10	44	29	-4	14
4/10/06 11:10	4/6/06	DCTH	Delcath Systems Inc	DE	Health	MdEq	Surgical & Medical Instrument	Ladd Robert	NY	T		P	4	3.91	0	1	0	1,930	B									-1	3	41	30	-21	10

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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