Cohen Jonathan H - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	19	2	2	4	15	25	33	13
P	%wins				95	79	74	89	84	78	83

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/29/24 08:00	5/28/24	OXLC	Oxford Lane Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P	25,002	5.40	0	4,630	999%	4,865	D
5/31/22 14:39	5/27/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P	7	4.03	0	2	0	1,705	D
5/26/22 10:43	5/24/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	20	3.99	0	5	0	1,704	D
5/23/22 17:51	5/20/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	20	3.99	0	5	0	1,698	D
5/19/22 20:39	5/18/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P	41	4.09	0	10	1	1,693	D
5/17/22 19:24	5/16/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	74	4.04	0	18	1	1,683	D
5/16/22 08:52	5/12/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	143	3.91	0	37	2	1,665	D
5/12/22 11:34	5/10/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	53	3.99	0	13	1	1,629	D
5/9/22 20:04	5/6/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	121	4.02	0	30	2	1,615	D
5/6/22 09:21	5/4/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	66	4.08	0	16	1	1,585	D
5/4/22 09:03	5/2/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	138	4.02	0	34	2	1,569	D
3/25/22 09:19	3/23/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	55	4.09	0	13	1	1,535	D
3/22/22 17:34	3/18/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	46	4.06	0	11	1	1,521	D
3/17/22 18:55	3/16/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	49	3.99	0	12	1	1,510	D
3/14/22 18:19	3/11/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	53	3.96	0	13	1	1,497	D
3/11/22 09:17	3/9/22	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	59	3.95	0	15	1	1,484	D
12/23/21 11:27	12/22/21	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	71	3.91	0	18	1	1,461	D
12/21/21 15:48	12/20/21	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	69	3.85	0	18	1	1,438	D
9/24/21 16:13	9/23/21	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	54	4.09	0	13	1	1,421	D
9/22/21 15:34	9/21/21	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	21	4.06	0	5	0	1,416	D
8/23/21 16:02	8/19/21	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P	7	4.20	0	2	0	1,415	D
3/19/20 10:11	3/18/20	OXLC	Oxford Lane Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P	57	2.29	0	25	10	278	D
3/17/20 13:04	3/13/20	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P	20	2.66	0	8	1	1,413	D
11/26/19 16:56	11/25/19	OXLC	Oxford Lane Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P	510	25.48	0	20	8	274	D
4/18/18 10:29	4/16/18	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	8	6.14	0	1	0	1,405	D
4/13/18 16:15	4/11/18	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	7	6.12	0	1	0	1,404	D
4/10/18 17:08	4/6/18	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P	2	6.20	0	0	0	1,403	D
4/4/18 16:16	4/2/18	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	25	6.15	0	4	0	1,402	D
3/29/18 16:11	3/28/18	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	44	6.08	0	7	1	1,398	D
3/27/18 16:16	3/23/18	OXSQ	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	70	6.08	0	12	1	1,391	D
3/22/18 16:56	3/20/18	TICC	Oxford Square Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	57	6.13	0	9	1	1,380	D
3/19/18 16:12	3/15/18	TICC	Oxford Street Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	106	6.08	0	17	1	1,371	D
3/14/18 16:11	3/12/18	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	95	6.27	0	15	1	1,353	D
3/9/18 16:20	3/7/18	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	66	6.33	0	10	1	1,338	D
3/6/18 16:21	3/2/18	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	74	6.17	0	12	1	1,328	D
3/1/18 16:26	2/27/18	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	99	6.05	0	16	1	1,316	D
2/26/18 16:19	2/22/18	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	48	5.80	0	8	1	1,300	D
2/21/18 18:43	2/16/18	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	71	5.67	0	12	1	1,291	D
2/15/18 17:10	2/13/18	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	56	5.65	0	10	1	1,279	D
2/12/18 16:52	2/8/18	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	91	5.51	0	17	1	1,269	D
12/21/17 16:48	12/20/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	86	5.83	0	15	1	1,252	D
12/19/17 16:43	12/15/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	234	5.82	0	40	3	1,238	D
12/13/17 17:02	12/11/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	167	6.06	0	28	2	1,197	D
11/24/17 15:43	11/21/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	7	6.09	0	1	0	1,170	D
11/20/17 16:43	11/16/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	43	6.07	0	7	1	1,169	D
11/15/17 16:45	11/13/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	154	6.02	0	26	2	1,161	D
11/8/17 17:46	11/6/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	316	5.92	0	53	5	1,136	D
9/5/17 17:09	8/31/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	10	6.69	0	2	0	1,083	D
8/30/17 17:58	8/28/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	65	6.68	0	10	1	1,081	D
8/25/17 18:24	8/23/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	51	6.69	0	8	1	1,071	D
8/22/17 17:54	8/18/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	67	6.66	0	10	1	1,064	D
8/14/17 17:56	8/10/17	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	113	6.61	0	17	2	1,054	D
6/21/16 16:42	6/17/16	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	375	5.45	2	69	7	1,037	D	-20	-5	-3	20	13	1	-1	0	1	-3	8	14	39
6/16/16 17:47	6/14/16	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	619	5.39	2	115	13	968	D	-20	-5	1	19	14	2	0	-1	1	-2	4	14	38
6/8/16 14:36	6/6/16	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P	83	5.74	2	14	2	853	D	-20	-4	-8	10	9	5	1	1	1	-1	1	16	36
6/3/16 12:19	6/1/16	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	984	5.64	2	175	26	838	D	-20	-6	-11	10	11	5	2	0	1	2	1	20	33
5/31/16 15:24	5/26/16	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	424	5.65	1	75	13	664	D	-20	-4	-9	13	13	11	4	-1	0	1	-2	21	30
5/25/16 17:55	5/23/16	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	398	5.55	1	72	14	589	D	-19	-4	-7	20	13	13	5	10	1	0	-1	18	23
5/20/16 16:45	5/18/16	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	322	5.33	1	60	13	517	D	-25	-12	-14	9	9	-1	-1	-5	4	7	8	21	26
5/17/16 17:15	5/13/16	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	291	5.41	1	54	13	457	D	-20	-6	-8	17	14	3	8	3	0	2	5	18	22
5/12/16 17:56	5/10/16	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	261	5.21	1	50	14	403	D	-22	-9	-10	15	9	4	3	5	1	1	8	19	23
5/9/16 17:08	5/5/16	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	212	5.02	1	42	14	353	D	-27	-8	-14	4	8	1	-4	-2	3	6	13	19	30
11/18/13 17:12	11/18/13	OXLC	Oxford Lane Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P	1,000	22.50	0	44	New	44	D	54	20	-3	3	7	2	1	2	-1	0	10	22	14	19
1/25/11 16:36	1/25/11	OXLC	Oxford Lane Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P	750	20.00	0	38	999%	40	D									1	1	-3	-3	-6	-18
8/24/10 18:51	8/24/10	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P	54	8.77	2	6	2	310	D	96	87	55	13	6	1	1	-5	1	3	15	24	45	10
8/12/10 18:55	8/11/10	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P	34	8.75	2	4	1	304	D	111	90	55	12	4	2	-1	-3	1	6	9	28	53	3
5/20/10 17:11	5/20/10	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P	91	7.96	1	11	4	300	D	75	124	51	31	19	11	3	-1	2	3	7	23	40	42
11/24/08 14:38	11/20/08	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	88	2.91	0	30	12	289	D	-75	-64	-45	-46	-19	-15	4	-6	2	2	12	12	44	114
11/13/08 14:59	11/12/08	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P	25	2.95	0	9	3	259	D	-75	-65	-53	-46	-36	-7	-18	-12	4	6	4	36	43	115
9/19/08 11:40	9/18/08	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P	47	4.65	1	10	4	250	D	-53	-52	-24	1	3	-14	-16	-3	7	-1	-26	-36	-27	20
6/24/08 15:44	6/20/08	TICC	Ticc Capital Corp.	Fund	CEF	Closed-End Funds	Cohen Jonathan H	CT	DO	CEO	P.m	184	5.07	2	36	18	240	D	-50	-61	-36	-27	-23	-15	-9	-4	0	4	-2	4	-36	-6

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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